Loading...
2021-06-15 Council agenda packetCITY OF MENDOTA HEIGHTS CITY COUNCIL AGENDA June 15, 2021 – 6:00 pm Mendota Heights City Hall 1. Call to Order 2. Roll Call 3. Pledge of Allegiance 4. Adopt Agenda 5. Consent Agenda a. Approve the June 1, 2021 City Council Minutes b. Approve the June 2, 2021 Joint Council-Parks Rec Commission Planning Session minutes c. Approve the June 8, 2021 Joint Council-Parks Rec Commission Planning Session minutes d. Approve the June 9, 2021 City Council Work Session minutes e. Acknowledge April 2021 Par 3 Financial Report f. Approve Renewal of Massage Licenses g. Approve Hiring of Office Support Assistant h. Approve Resolution 2021-52 Accept Bids and Award Sanitary Sewer Cleaning and Televising Project i. Approve Resolution 2021-51 Accepting Donations for City Events j. Approve Room Rental Policy k. Approve Building Activity Report l. Approval of Claims List 6. Citizen Comment Period (for items not on the agenda) *See guidelines below 7. Presentations a. FY 2020 City Audit b. 2021 Work Plan by Dakota County Master Gardeners 8. Public Hearing a. Resolution 2021-44 Vacating Drainage and Utility Easement – Pine Creek Estates 9. New and Unfinished Business a. Resolution 2021-50 Approve Final Plat of Audrey Addition (f/k/a Moehn Addition) – 1770 Dodd Road (Lakes, LLC / Sean Doyle – developer) b. Resolution 2021-53 Calling for Public Hearing to Approve Vacation of Right of Way c. Resolution 2021-54 Support for the Submittal of a Request for State Bonding for Capital Improvements At Oheyawahe/Historic Pilot Knob 10. Community Announcements 11. Council Comments 12. Adjourn Guidelines for Citizen Comment Period: “The Citizen Comments section of the agenda provides an opportunity for the public to address the Council on items which are not on the agenda. All are welcome to speak. Comments should be directed to the Mayor. Comments will be limited to 5 minutes per person and topic; presentations which are longer than five minutes will need to be scheduled with the City Clerk to appear on a future City Council agenda. Comments should not be repetitious. Citizen comments may not be used to air personal attacks, to air personality grievances, to make political endorsements, or for political campaign purposes. Council members will not enter into a dialogue with citizens, nor will any decisions be made at that presentation. Questions from the Council will be for clarification only. Citizen comments will not be used as a time for problem solving or reacting to the comments made, but rather for hearing the citizen for information only. If appropriate, the Mayor may assign staff for follow up to the issues raised.” For viewing City Council meetings, tune in to Comcast Cable Channel 18 or view online at https://www.townsquare.tv/webstreaming during the posted meeting times. Meetings can also be viewed on demand, after the original airing, at https://www.townsquare.tv/webstreaming . CITY OF MENDOTA HEIGHTS DAKOTA COUNTY STATE OF MINNESOTA Minutes of the Regular Meeting Held Tuesday, June 1, 2021 Pursuant to due call and notice thereof, the regular meeting of the City Council, City of Mendota Heights, Minnesota was held at 6:00 p.m. at City Hall, 1101 Victoria Curve, Mendota Heights, Minnesota. CALL TO ORDER Mayor Levine called the meeting to order at 6:00 p.m. Councilors Duggan, Paper, and Mazzitello were also present. Councilor Miller was absent. PLEDGE OF ALLEGIANCE Council, the audience, and staff recited the Pledge of Allegiance. AGENDA ADOPTION Mayor Levine presented the agenda for adoption. Councilor Duggan moved adoption of the agenda. Councilor Mazzitello seconded the motion. Ayes: 4 Nays: 0 CONSENT CALENDAR Mayor Levine presented the consent calendar and explained the procedure for discussion and approval. Councilor Mazzitello moved approval of the consent calendar as presented, pulling items a., g., h., and l. a. Approval of May 18, 2021 City Council Minutes b. Approval of May 24, 2021 City Council Closed Session Minutes c. Acknowledge March 17, 2021 Airport Relations Commission Meeting Minutes d. Acknowledge the April 27, 2021 Planning Commission Meeting Minutes e. Approve Renewal of the 2021-2022 Liquor Licenses f. Approve Resolution 2021-43 Authorizing the Disposal of Obsolete Computers, Cellular and Electronic Storage Devices and Accessories g. Approve Ordinance No. 567 Amend 2021 Fee Schedule – Add Par 3 Senior Golf Pass h. Approve Resolution 2021-49 Joint Powers Agreement with Dakota County to Operate a Residential Organics Drop-Off Site i. Approve Resolution 2021-45 Authorizing the Disposal of Obsolete Equipment j. Approve Temporary Authorization of the Police Department’s Sworn Staff to 21 and Hiring of 2 Police Officers k. Approve April 2021 Treasurer’s Report June 1, 2021 Mendota Heights City Council Page 2 of 13 l. Approval of Claims List Councilor Duggan seconded the motion. Ayes: 4 Nays: 0 PULLED CONSENT AGENDA ITEMS A) APPROVAL OF MAY 18, 2021 CITY COUNCIL MINUTES Councilor Duggan noted on page seven, it should state, “…existing lights at Marie Park…” Councilor Duggan moved to approve MAY 18, 2021 CITY COUNCIL MINUTES AS AMENDED. Councilor Mazzitello seconded the motion. Ayes: 4 Nays: 0 PULLED CONSENT AGENDA ITEMS G) APPROVE ORDINANCE NO. 567 AMEND 2021 FEE SCHEDULE – ADD PAR 3 SENIOR GOLF PASS Mayor Levine asked the definition of senior for the golf pass. Recreation Program Coordinator Meredith Lawrence replied that seniors are categorized as those 65 and above. Councilor Duggan moved to approve ORDINANCE NO. 567 AMEND 2021 FEE SCHEDULE – ADD PAR 3 SENIOR GOLF PASS. Councilor Mazzitello seconded the motion. Ayes: 4 Nays: 0 PULLED CONSENT AGENDA ITEMS H) APPROVE RESOLUTION 2021-49 JOINT POWERS AGREEMENT WITH DAKOTA COUNTY TO OPERATE A RESIDENTIAL ORGANICS DROP-OFF SITE Mayor Levine stated that she is excited about this program. She stated that the packet mentioned a grand opening of July 15th and wanted to ensure the public is made aware of that date. Public Works Director Ryan Ruzek stated that there is not an event being planned, but the dumpsters will be dropped off on that date and organics drop-off will begin on that date. Mayor Levine encouraged residents to participate, noting that it helped her household reduce their trash by half. Councilor Duggan asked how it would be controlled to prevent mixing of trash and organics. June 1, 2021 Mendota Heights City Council Page 3 of 13 Mayor Levine commented that when you sign up there is a packet of educational materials provided to assist users with using the program correctly. Councilor Duggan moved to approve RESOLUTION 2021-49 JOINT POWERS AGREEMENT WITH DAKOTA COUNTY TO OPERATE A RESIDENTIAL ORGANICS DROP-OFF SITE. Councilor Mazzitello seconded the motion. Ayes: 4 Nays: 0 PULLED CONSENT AGENDA ITEMS K) APPROVAL OF CLAIMS LIST Councilor Duggan referenced the workers compensation insurance payment and asked who it covers. Finance Director Kristen Schabacker replied that the coverage applies to all full-time City employees. Councilor Duggan referenced a mention of property taxes paid and asked for clarification. Ms. Schabacker provided additional details on the two properties the City purchased and has to pay property taxes on for this year. She stated that the properties will then be reclassified, and the City will not be required to pay property taxes on those parcels next year. Councilor Duggan moved to approve the CLAIMS LIST. Councilor Mazzitello seconded the motion. Ayes: 4 Nays: 0 PUBLIC COMMENTS No one from the public wished to be heard. PUBLIC HEARING A) RESOLUTION 2021-40 PUBLIC HEARING ON RIGHT-OF-WAY VACATION FOR MENDOTA HEIGHTS ROAD – CONTINUATION Public Works Director Ryan Ruzek explained that the Council was being asked to continue a public hearing on a right-of-way vacation commenced by petition. This public hearing was opened at the City Council meeting on May 18, 2021 and continued to tonight’s meeting. The right of way is located just to the west of Condon Court. Mr. Ruzek explained that the developer of the property is wanting to move three oaks trees out of the right of way to preserve them. Adequate right of way width would be retained by the city for any future street and utility needs. Councilor Duggan asked if there are protective measures that can be put in place to ensure the health of the trees during transit. Mr. Ruzek commented that currently if something happens to the trees, it is the responsibility of the City. He stated that if they are moved to private property, the health and maintenance of the trees would be responsibility of the private property owner. June 1, 2021 Mendota Heights City Council Page 4 of 13 Councilor Duggan moved to continue the public hearing. Councilor Mazzitello seconded the motion. Ayes: 4 Nays: 0 Sue Laughlin, 2535 Condon Court, reviewed the neighboring uses and stated that her property is located at the end of the cul-de-sac. She stated that the only property owners on the cul-de-sac are her property and Mr. Bjorklund. She stated that they received notice about the hearing and the interest in vacating the right-of-way and were confused about the language, “property to be acquired”. She stated that it was explained by City staff that the property would be purchased by Mr. Bjorklund and the City is working with Mr. Bjorklund on a development he would like to create. She stated that it seems that the City is willing to assist Mr. Bjorklund to move forward with his development with no regard to the consequences that will happen to her property. She stated that she and her husband purchased the property in 2001 and then rezoned the property and received a Conditional Use Permit to allow a residential treatment facility on the property. She stated that they leased to a tenant that operates the residential treatment facility and had no issues for 14 years. She stated that in 2015 Mr. Bjorklund decided to put in an upscale development with three buildings: two twin homes and one single-family home. She stated that most upscale buildings do not want a residential treatment facility adjacent and believed that there have been actions since 2015 that are meant to push her business out and welcome the development Mr. Bjorklund is proposing. She provided examples of projects that have been completed in the area over the past five years that eventually pushed out the tenant they leased to for 14 years. She stated that last year there was a request to rezone her property which would not allow her to sell the property to someone that wanted to operate a residential treatment facility. She stated that she did have two offers on her property, which were lost because of the problem with the sewer line. She stated that they ultimately agreed to pay the assessment and they hired a contractor to complete the work, but the work could not be completed because dirt was dumped by the applicant in an area needed by the contractor to secure access. She stated that there is a problem with the sewer line that they cannot get resolved and it is costing them money and opportunities. She resented the fact that she is being held up on her property, but the City is accommodating requests from Mr. Bjorklund. She requested that the item be tabled tonight until this can all be solved. She stated that if this cannot be solved, she will push forward to litigation. Dick Bjorklund, applicant, identified the lots on the street that he owns on Condon Court. He stated that he has worked to make his properties better. He stated the development will be 65 feet from the neighboring property and there will be additional trees planted for screening. He stated that he is planning to build a home on lot one for himself. He noted that he has been maintaining the right-of-way since the 1980’s. The vacation of the right-of-way would allow the home to be moved five feet and would allow space for additional trees. He commented on the expenses he has paid for the extension of water and sewer to the site. He stated that he is just trying to improve his properties. Mr. Laughlin commented that he and his wife paid $51,000 for the sewer assessment and also paid for the water connection to their site. He stated that the level of the sewer was raised eight feet, which means that the sewer can only be placed one foot underground which is a liability. June 1, 2021 Mendota Heights City Council Page 5 of 13 Mayor Levine commented that the comments being made are outside of the subject of the public hearing and she asked staff to follow up with the residents to resolve the issues. She stated that any comments made will have to be directed to the right-of-way request. Public Works Director Ryan Ruzek commented that staff would be happy to work with the residents. He agreed that there is not a gravity sewer connection for the property at 2535 and staff would still like to work with the property owners to rectify those issues. He displayed the plat for The Oaks of Mendota Heights. He explained the intent of the right-of-way and stated that the City did not purchase any of it. He stated that the request is to vacate a portion of the right-of-way easement along Mendota Heights Road. He explained that this would allow the home to be constructed to be moved slightly further from the adjacent lot but would not make the lot large enough to subdivide. He provided details of the road improvement and utility projects that occurred and the related assessments. He stated that the request would vacate the portion of right-of-way north of lot one. He stated that staff believes the existing right- of-way exceeds the needs of the City but would recommend a blanket drainage and utility easement remain. There being no one else coming forward to speak, Councilor Paper moved to close the public hearing. Councilor Mazzitello seconded the motion. Ayes: 4 Nays: 0 Councilor Mazzitello asked if the installation of the watermain occurred after Saint Paul Regional Water (SPRWS) took possession of the water system. Mr. Ruzek replied that the developer was required to install the watermain because this was a new development. He stated that SPRWS required the watermain to be located under the roadway rather than in the backyards. He stated that the water connection was provided to the curb at 2535 Condon Court and that property owner chose to pay a contractor to complete the connection to service their property rather than continue to use well water. Councilor Mazzitello stated that as an engineer, he would volunteer to work with the Laughlins and staff to come to a resolution that would make that property sellable, if acceptable by the Council. Councilor Duggan asked if there is urgency in making a decision on the right-of-way as some questions have been raised that he does not feel there are answers to. Public Works Director Ryan Ruzek stated that it would not be critical to the development that is already occurring on the site but noted that he would defer to the applicant. Councilor Duggan commented that if deferring the right-of-way decision would not impact either property owner, he would believe it appropriate for the issues to be resolved first. Councilor Mazzitello commented that the two issues are not linked and therefore he believes the right- of-way vacation could occur. He commented that it would still be important for the City to work with the Laughlins to have the sewer connected and he believed it would be important for everyone to work together to resolve that issue. June 1, 2021 Mendota Heights City Council Page 6 of 13 Councilor Paper commented that Mr. Bjorklund stated that the right-of-way was his, the City took it and is now looking to give it back. Public Works Director Ryan Ruzek commented that both Condon Court and Mendota Heights Road existed prior to the platting of The Oaks of Mendota Heights. He provided details on the platting process and the work that was done related to identifying right-of-way for the property. He stated that the right-of-way dedicated was excessive and is not needed on both roads. Mr. Ruzek noted that the final platting occurred in 2015/2016. Councilor Paper asked why an appropriate right-of-way size was not platted selected at the time. Mr. Ruzek commented that the developer used the old meets and bounds description and attempted to match those in the dedication. He stated that during platting the City focused more on the proposed lots and not whether there was excessive right-of-way. Councilor Paper asked if one of the conditions of a deferred assessment is that the assessment would need to be paid upon sale of the property. Mr. Ruzek reviewed the three conditions that would have required payment of the assessment. He stated that each lot was assessed $42,000 and then the difference would be the accrued interest. Councilor Paper asked what was provided to the property owners for the $42,000 assessment. Mr. Ruzek commented that the City installed the sewer line under Mendota Heights Road. He stated that because a gravity connection could not be provided, staff supported the deferral. Mayor Levine commented that these are two very different problems, a right-of-way vacation request, and an engineering problem. She asked if the connection to the sewer is solvable in a reasonable way. Mr. Ruzek commented that there are a number of ways to handle the connection to the property at 2535 Condon Court. He stated that staff would be happy to discuss those options with the Laughlins and Councilor Mazzitello. Mayor Levine commented that issue is not related to this request and therefore believes that the resolution should be considered separately and staff and Councilor Mazzitello should work with the Laughlins to address the sewer connection issue. Councilor Duggan stated that if there is assurance that moving forward on this issue would not impede the others from working together on the sewer connection issue, he could move forward tonight. Councilor Mazzitello moved to adopt RESOLUTION 2021-40 APPROVING A RIGHT-OF-WAY VACATION COMMENCED BY PETITION. Councilor Paper seconded the motion. Ayes: 4 Nays: 0 June 1, 2021 Mendota Heights City Council Page 7 of 13 B) ORDINANCE NO. 565 AMENDING PARTS OF TITLE 12 – ZONING REGARDING ACCESSORY STRUCTURES (PLANNING CASE NO. 2021-06) Community Development Director Tim Benetti presented an ordinance which would amend City Code Title 12 – Zoning, specifically Section 12-1D-3: Accessory Structures. The ordinance would amend and revise certain design standards and allowances for various accessory structures in the city. Councilor Duggan expressed a concern that removing “residential use” would open up the ability for a non-resident to use space within a garage of a Mendota Heights resident. Councilor Paper used the example of a resident from Mendota Heights allowing their brother in-law, who lives in another community, to store a boat in their garage for the winter. He asked what the problem would be as that does occur. Councilor Duggan commented that he appreciates that point of view and noted that he was simply comparing the difference between private and residential. He stated that he does not have a problem with the language. Mayor Levine stated that the language does say non-commercial use, which would address any concern with renting space to others. She stated that the word residential was removed in order to resolve any confusion that could occur related to using a garage for residential/living space. Councilor Mazzitello asked how a story is defined. Mr. Benetti replied that he is unsure whether the Code defines that but noted that staff could differentiate between 1.5 and two stories. Mayor Levine commented that she would think the first story would be the ground level and the half story would be where plywood is added above as a floor for additional storage. Councilor Duggan referenced the proposed changes to the permitted sizes and asked who determined the additional allowed size of 2,000 square feet and what it was based on. Mr. Benetti replied that staff suggested that increase based on review of standards used by other communities. He stated that the Planning Commission helped to determine the CUP size of 2,400 square feet. Councilor Duggan asked for input from legal counsel, as he believed this could create a situation for someone that has a large lot and asked if this ordinance would satisfy one person. City Attorney Elliot Knetsch commented that there is more than one five-acre parcel in the community, therefore this would not apply to just one lot. Mr. Benetti commented that there are 21 parcels that would fall into that category. Councilor Duggan stated that this came about because of the request from Mike Cashill where he believed the variance criteria could not be met. Mr. Benetti commented that this began with a request to construct an oversized garage with variances for height and size. He stated that the Planning Commission felt that with an eight-acre parcel, the Commission made the suggestion to adjust the ordinance. He agreed that this adjustment would help the case of Mr. Cashill, but it will also help others in the community. June 1, 2021 Mendota Heights City Council Page 8 of 13 Councilor Duggan commented that it seems that treehouses were also mixed into these amendments. Mr. Benetti commented that with COVID last year he received a number of calls from parents wanting to put up a playhouse or treehouse, which is currently allowed at up to a small size. He stated that he proposed to include a slightly larger structure, but the Commission decided to remove that language from the ordinance and instead address that issue at a later date. Councilor Duggan moved to open the public hearing. Councilor Mazzitello seconded the motion. Ayes: 4 Nays: 0 There being no one coming forward to speak, Councilor Duggan moved to close the public hearing. Councilor Mazzitello seconded the motion. Ayes: 4 Nays: 0 Councilor Mazzitello stated that the original ordinance was adopted in 2014 or 2015 and asked the number of building permits or CUPs have come forward since that ordinance was adopted. Mr. Benetti replied that there have not been many. He stated that most of the CUPs have been for larger attached garages. He stated that he could not find a 1,500 or 1,800 square foot detached garage on a 2.5-acre lot. Councilor Duggan commented that in 2015 he believed that the numbers adopted were slightly larger than those previously allowed. Councilor Mazzitello confirmed that the numbers were increased for attached garages. Councilor Duggan asked if there is language related to the combined size of the attached and detached garages on a property. Mr. Benetti stated that there is an allowance for permitted attached and detached garages, along with CUP guidelines and provided additional details. Councilor Duggan asked if there is language in the Code that states that the garage floor size cannot exceed the square footage of a home. Mr. Benetti replied that the Code states that the combined area of the garage cannot exceed the finished area of the principal structure. He stated that typically the garage floor space is limited to the first floor of a home. Councilor Mazzitello referenced the language related to habitable space and provided a suggested language change. Mr. Benetti confirmed that he would agree with that. Mayor Levine commented that accessory structures often include upper lofts used for habitable space. She stated that she would prefer to include language specifying that the upper lofts cannot be used for habitable space. Mayor Levine commented that the Code is something that changes over time based on the use of the land. She stated that the grid would provide more categories for the different sizes of lots rather than grouping all lots over 2.5 acres together. She commented that someone with eight acres would have different needs for their land and therefore needs more room for storage of equipment. June 1, 2021 Mendota Heights City Council Page 9 of 13 She stated that this would be adding the last line to the chart, where it should be along with setbacks. She asked for the different types of accessory structures that could be allowed on a residential property. Mr. Benetti reviewed those allowed accessory structures. Mayor Levine commented that she likes the amendment to the height of the accessory structures of 144 square feet or less as well. Councilor Mazzitello commented that he was around when the original ordinance was adopted, and he did not like it then because he did not see the need for an accessory structure that large. He stated that while some communities have large pole barn type accessory structures that is not the character of Mendota Heights. He stated that an accessory structure of 2,400 square feet or more would be twice the size of his house. He stated that a normal lot in Mendota Heights is excluded from the ordinance, meaning a 15,000 square foot lot cannot have a detached garage. He stated that properties are treated differently in Mendota Heights. He stated that there was a lot about that ordinance that he did not like. He stated that he thinks he could support the Code change if the City is committed to looking at the garage Code when the overall ordinance review is completed to ensure it is fair to all. He appreciated the work the Planning Commission put into this ordinance. Councilor Paper commented that a five-acre property is unique and there is room to have a large, detached garage, as is an eight-acre property. He stated that there would still be control to ensure these structures are tastefully constructed. He stated that these lot should be treated differently because they are bigger, and they are different. He stated that people have rights to their property and should be allowed to make the most of it, therefore he supports this ordinance change. Mayor Levine commented that she is also supportive and commended the Planning Commission for the work it did. She agreed that the City should look at the review the Code, now that the Comprehensive Plan has been accepted by the Metropolitan Council. She commented that this is a good ordinance, and she likes the idea of looking at changing our zoning rather than issuing variances. Councilor Duggan asked if the allowed height of 18 feet would conflict with other Code language. Mr. Benetti commented that the Planning Commission made the determination that 18 feet would be allowed for those accessory structures over 2,000 square feet on parcels over five acres in size. Councilor Duggan referenced the 10-foot height limit for accessory structures of 144 square feet or less and stated that perhaps someone would want 11 feet. Community Development Director Tim Benetti commented that the height limit is the midpoint of 10 feet, which would mean the actual height could be a few feet more. Councilor Duggan commented that this would seem to be creating an ordinance to suit the changes in the community and he is uncomfortable with that. He believed that this would open the floodgates for requests. June 1, 2021 Mendota Heights City Council Page 10 of 13 Mayor Levine commented that this would be to make the most common structure, the shed of 144 square feet or less, a lower height as that has been an issue in the community. She stated that this would seem to be right sizing sheds and accessory structures and ensure people are not living in accessory structures. Councilor Paper moved to adopt ORDINANCE NO. 565 AMENDING PARTS OF TITLE 12 – ZONING REGARDING ACCESSORY STRUCTURES, amending C.1.c.(6) to include sheds with an allowed upper story or loft area. Mayor Levine seconded the motion. Ayes: 3 Nays: 1 (Duggan) NEW AND UNFINISHED BUSINESS A) RESOLUTION 2021-46 APPROVING A CONDITIONAL USE PERMIT FOR 806 BACHELOR AVENUE; MIKE CASHILL – APPLICANT/OWNER (PLANNING CASE NO. 2021-02) Community Development Director Tim Benetti explained that the Council was being asked to consider a resolution approving a conditional use permit (CUP) to Mr. Mike Cashill, which would allow the construction of a new oversized detached garage at 806 Bachelor Avenue. Councilor Duggan asked and received confirmation that the setback would be 15 feet. He referenced the third condition which states that staff will work with the applicant to select the final location and asked if that should have been done already. Mr. Benetti stated that the area for the accessory structure is known, but staff will work with the applicant to site the structure in attempt to avoid tree loss in that area. Councilor Duggan noted concerns and that this originally came forward as a variance and instead came through as an amended ordinance in order to go forward with a CUP. Mr. Benetti stated that the amendment to the ordinance allows for a larger accessory structure for larger lots, which would mean a variance would no longer be required. Councilor Duggan commented that the rules begin for lots of 15,000 square feet and asked if the reverse could be done to add another category for smaller lots. Mr. Tim Benetti stated that the Code currently allows for any lot without a garage to have a 750 or 1,000 square foot garage. He stated that if the property already has a garage, they would be unable to request an additional garage with that sized lot. He agreed that there will be a review of the ordinance when staff begins the review process of the City Code. Councilor Paper commented that he walked the site and has seen the low area where the structure will be, noting that it will fit well into the treed area and will be a reasonable investment into the property. Further discussion: Councilor Duggan commented that Mr. Cashill has made great contributions to the community with The Reserve that he has built. He stated that he appreciates Mr. Cashill’s patience with getting that done. He stated that he is still not comfortable with this process and will not support this request. Councilor Mazzitello moved to adopt RESOLUTION 2021-46 APPROVING A CONDITIONAL USE PERMIT FOR PROPERTY LOCATED AT 806 BACHELOR AVENUE with the change to the setback from 10 to 15 feet. June 1, 2021 Mendota Heights City Council Page 11 of 13 Councilor Paper seconded the motion. Ayes: 3 Nays: 1 (Duggan) B) RESOLUTION 2021-47 APPROVING A VARIANCE FOR 662 IVY FALLS COURT; JOE OPACK – APPLICANT/OWNER (PLANNING CASE NO. 2021-05) Community Development Director Tim Benetti provided a brief background on this item. The Council was being asked to consider a resolution approving a variance to allow a new half-circle shaped driveway to the property located at 662 Ivy Falls Court. The applicant and property owner is Joe Opack. Councilor Duggan provided a scenario in which multiple vehicles are parked in the driveway and how the vehicles would get out without having to leave in the order they arrived. Mr. Benetti commented that the intent is simply to provide a narrow access to the front door for the applicant’s elderly family members. Councilor Paper asked if 12 feet is wide enough or whether that is too restrictive. Mr. Benetti stated that the applicant provided the sketch. He stated that he would prefer to keep the openings at 12 feet but noted that once the front of the property line is passed, the driveway could flare out. Councilor Paper commented that this would be a great addition. Mr. Benetti stated that he would be amenable to having a hard surface near the home where the vehicle would park in order to provide stable ground for family members to get out of their vehicle. Mayor Levine commented that this is a reasonable design and would be a lovely addition. Joe Opack, the applicant, was present to address any questions the Council may have. Councilor Duggan stated that this is a variance and therefore the request would need to meet those criteria. Councilor Mazzitello stated that within the staff report there are findings related to the variance criteria and reviewed how this request meets those criteria. Councilor Duggan moved to adopt RESOLUTION 2021-47 APPROVING A VARIANCE FOR PROPERTY LOCATED AT 662 IVY FALLS COURT. Councilor Mazzitello seconded the motion. Ayes: 4 Nays: 0 C) RESOLUTION 2021-48 ACCEPT BIDS, AWARD CONTRACT FOR THE IVY FALLS EAST NEIGHBORHOOD IMPROVEMENTS AND AWARD A PROFESSIONAL SERVICES CONTRACT Public Works Director Ryan Ruzek stated that the Council is asked to approve Resolution 2021-48 accepting bids and awarding a contract for the Ivy Falls East Neighborhood Improvement Project. The Council is also asked to approve a professional services contract for construction management. June 1, 2021 Mendota Heights City Council Page 12 of 13 Councilor Mazzitello commented that there is a landscaped bulb in a cul-de-sac and asked if that is maintained by the City or association. Mr. Ruzek replied that is not City maintained. Councilor Mazzitello asked if the plans and specifications were completed in-house or by a consultant. Mr. Ruzek replied that the plans and specifications were completed by staff. Councilor Mazzitello commended staff for their excellent work. Councilor Paper noted that the low bidder is a new contractor for the City and asked if staff vetted the contractor. Mr. Ruzek commented that staff did not call references but reviewed where the contractor has completed projects and where their work is scheduled for this year. He stated that staff did not find any reason the contract could not be awarded. Councilor Paper stated that he is looking forward to seeing this project completed, as is the neighborhood. Mayor Levine stated that she wants to see the project on time and on budget, as these projects are disruptive to residents. She asked that staff check on the references as well. Councilor Duggan moved to adopt RESOLUTION 2021-48 ACCEPTING BIDS AND AWARDING CONTRACT FOR THE IVY FALLS EAST NEIGHBORHOOD IMPROVEMENTS. Councilor Mazzitello seconded the motion. Ayes: 4 Nays: 0 Public Works Director Ryan Ruzek noted that approval of the professional services is also needed. Councilor Mazzitello moved to approve A PROFESSIONAL SERVICES CONTRACT TO TKDA FOR THEIR NOT-TO-EXCEED QUOTE OF $130,000. Councilor Duggan seconded the motion. Ayes: 4 Nays: 0 COMMUNITY ANNOUNCEMENTS City Administrator Mark McNeill announced the Scott Patrick Memorial 5K will take place this weekend. He further advised of the Movie in the Park taking place this Friday evening. COUNCIL COMMENTS Councilor Duggan commented that it has been a great pleasure to watch his grandchildren play sports and found the condition of the fields wonderful. Councilor Paper stated that he is looking forward to the Scott Patrick Memorial 5K this weekend and commended former Mayor Garlock for the work he puts into the event. June 1, 2021 Mendota Heights City Council Page 13 of 13 Councilor Mazzitello stated that this past Monday was Memorial Day, which honors those that have fallen in combat in defense of the nation. He reviewed some quotes that he finds value in on Memorial Day. He asked that the community think of all veterans and not just those that have fallen in combat. ADJOURN Councilor Duggan moved to adjourn. Councilor Mazzitello seconded the motion. Ayes: 4 Nays: 0 Mayor Levine adjourned the meeting at 8:40 p.m. ____________________________________ Stephanie Levine Mayor ATTEST: _______________________________ Lorri Smith City Clerk CITY OF MENDOTA HEIGHTS DAKOTA COUNTY STATE OF MINNESOTA Minutes of the Joint City Council – Parks Recreation Commission Strategic Planning Session Held June 2, 2021 Pursuant to due call and notice thereof, a work session of the City Council and the Parks and Recreation Commission, City of Mendota Heights, Minnesota was held at the Fire Station Training Room, 2121 Dodd Road, Mendota Heights, Minnesota. CALL TO ORDER Mayor Levine called the meeting to order at 3:15 pm. Councilors Duggan, Paper, and Mazzitello were also present. Councilor Miller was absent. Parks and Recreation Commission members present included Goldade, Klepperich, Meyer, Banks, Cotter, Sherer and Smith. City staff present included Mark McNeill, City Administrator; Ryan Ruzek, Public Works Director; Cheryl Jacobson, Assistant City Administrator; and Meredith Lawrence, Recreation Program Coordinator. STRATEGIC PARKS PLANNING SESSION Administrator McNeill introduced Megan Jacobson and Karie Terhark of the firm Huelife, who led the participants in a discussion of strategic planning for the parks and recreation function of Mendota Heights. They reviewed the results of a POLCO survey of community residents, and an on-line stakeholders meeting which had been held on May 24th. The facilitators conducted a visioning workshop, in which participants were asked to focus on what would need to happen in the next 3-5 years for Mendota Heights to be financially sustainable and engaging, while encompassing the needs and wants of Mendota Heights residents. The participants identified blocks—reasons that the vision hasn’t yet been reached—as well as strategic directions and focused implementation. The session was continued to Tuesday, June 8th, at 3:15 PM. ADJOURN The meeting was adjourned at 9:11 pm. ___________________________ Stephanie Levine, Mayor ____________________________ Lorri Smith, City Clerk CITY OF MENDOTA HEIGHTS DAKOTA COUNTY STATE OF MINNESOTA Minutes of the Joint City Council – Parks Recreation Commission Strategic Planning Session Held June 8, 2021 Pursuant to due call and notice thereof, a work session of the City Council and the Parks and Recreation Commission, City of Mendota Heights, Minnesota was held at the Fire Station Training Room, 2121 Dodd Road, Mendota Heights, Minnesota. CALL TO ORDER Mayor Levine called the meeting to order at 3:15 pm. Councilors Duggan, Paper, and Mazzitello were also present. Councilor Miller was absent. Parks and Recreation Commission members present included Goldade, Klepperich, Meyer, Banks, Cotter, Smith, and Sherer. City staff present included Mark McNeill, City Administrator; Ryan Ruzek, Public Works Director; Cheryl Jacobson, Assistant City Administrator; Meredith Lawrence, Recreation Program Coordinator; Finance Director Kristen Schabacker, and Public Works Superintendent John Boland. STRATEGIC PARKS PLANNING SESSION Megan Jacobson and Karie Terhark of Huelife continued the parks strategic planning discussion which had begun on June 2nd. Assistant City Administrator Jacobson and Finance Director Schabacker reviewed budget and financing options for the parks system and possible improvements. The participants identified two year substantial actions which could deal with the “blocks” which were preventing goals from being attained, and then identified specific, measurable accomplishments which might be pursued during the first year (to begin January 1, 2022). That included identifying the people who would be responsible for reporting the progress. Finally, the participants established 90-day implementation steps and priorities. ADJOURN The meeting was adjourned at 8:43 pm. ___________________________ Stephanie Levine, Mayor ____________________________ Lorri Smith, City Clerk CITY OF MENDOTA HEIGHTS DAKOTA COUNTY STATE OF MINNESOTA Minutes of the June 9, 2021 City Council Work Session Pursuant to due call and notice thereof, a work session of the City Council, City of Mendota Heights, Minnesota was held at 1:30 p.m. CALL TO ORDER Mayor Levine called the meeting to order at 1:30 pm. Councilors Duggan, Mazzitello, and Paper were also present. Councilor Miller was absent. Staff Present: City Administrator Mark McNeill. Assistant City Administrator Cheryl Jacobson joined the meeting at 2:15 PM; City Clerk Lorri Smith joined the meeting at 2:25 PM. CITY ADMINISTRATOR SUCCESSION City Administrator Mark McNeill said that the Council should make a decision on the selection process for a successor to him, upon his retirement in September of this year. He said that the Council could hire a search firm to do a full search, handle the advertisement and selection internally, or consider internal candidates. The Councilmembers present each felt comfortable with interviewing the current Assistant City Administrator as the only candidate to be considered at this time. An interview was tentatively set to take place, beginning at 4:45 PM on Tuesday, June 15th. DOOR TO DOOR LICENSING CODE CHANGE City Administrator Mark McNeill and City Clerk Lorri Smith discussed with the Council members proposed changes to the City Code to allow for peddlers, solicitors, and transient merchants in Mendota Heights. Changes include allowing peddlers to get a license through the city to go door to door, allowing solicitors to register with the city to go door to door, and to allow transient merchants to get a license to sell in our city on private property. Hours proposed would be 9am to one half hour before sunset. Non-commercial door to door soliciting would not need to register with the city. All peddlers and solicitors who are required to obtain a license or to register with the city would be issued a license or registration card from city hall, after approval. This ordinance change will be scheduled to be heard at an upcoming City Council agenda. POST COVID CITY MEETINGS and USE OF FACILITIES Administrator McNeill and Assistant Administrator Jacobson reported that COVID- restrictions relating to indoor public meetings have now mostly ended. For that reason, the Council Chambers and large City Hall conference room could return to full capacity. The Council agreed to allow for that effective immediately, and that the Mayor, Councilors, and City Administrator would be seated at the front Council dais. June 9, 2021 Council Work Session page 2 of 2 Administrator McNeill reviewed the City facility reservation policy for use by outside groups. The Council felt that the Council Chambers should remain unavailable to groups other than those which are listed in the room reservation policy. They also discussed the Fire Training Room, and felt that the $100 fee which currently includes the cost of a fire fighter standing by during the meeting should be revised, and have the hourly compensation for the attending firefighter be added to the $100. FY 2022 BUDGET Administrator McNeill reviewed some of the major components of the upcoming FY 22 Budget process, including the fund balance, 5 year CIP, the Equipment Replacement fund, Special Parks fund, and American Rescue Plan funding. The Council listened and provided input on the budget. CITY FACILITY NAMING POLICY Administrator McNeill reviewed the results of research which he had done regarding the naming of City facilities, to honor or memorialize people who had made major contributions to the City. The consensus of the Council was to prepare a policy which could be brought back to them for consideration and adoption. LIQUOR LICENSING FEES The Council discussed lowering liquor licensing fees and/or allowing payments to be made for this next licensing period of July 1, 2021 – June 30, 2022. The Council discussed the options available for restaurant owners to apply for relief available from Federal COVID relief fund. The Council members did not wish to move forward with the lowering of liquor licensing fees for this next licensing period. ADJOURN Mayor Levine adjourned the meeting at 3:05 pm. ___________________________ Stephanie Levine, Mayor ____________________________ Lorri Smith, City Clerk Request for City Council Action DATE: June 15, 2021 TO: Mayor and City Council, City Administrator, Assistant City Administrator FROM: Meredith Lawrence, Recreation Program Coordinator SUBJECT: April Par 3 Financial Report INTRODUCTION The City Council is asked to acknowledge the April Par 3 Financial Report. BACKGROUND Attached is the April Par 3 Financial Report. In the month of April the course had a total of 1,687 rounds of golf played. Including the month of April, the Par 3 had a total of $23,003 for monthly revenue totals. The 2021 year-to-date revenue total including April is $66,256. The course’s April expenditures totaled $23,496. The year-to-date expenditure total is $44,309. As of now the course is showing a $21,947 operating surplus. It is important to note that the course took in a large number of recreation program and league registrations in March and April for Summer programming. This means that revenue has been received but staffing costs have not been paid. RECOMMENDATION Staff recommends that the Mendota Heights City Council acknowledge the April Par 3 Financial Report. ACTION REQUIRED If the Council concurs, it should, by motion acknowledge the April Par 3 Financial Report. MONTHLY EXPENDITURE REPORT APRIL 2021 MENDOTA HEIGHTS PAR 3 BUDGET TO ACTUAL REPORT April 2021 (33.33% OF YEAR) April REVENUES April YTD YTD YTD BUDGET 2021 2021 %2020 GREENS, LEAGUE & TOURN FEES $100,000 $17,782 $25,055 25.05%$3,757 RECREATION PROGRAMS $35,000 $3,966 $38,810 110.89%$21,390 CONCESSIONS $19,000 $1,223 $1,369 7.21%$0 SUNDRY REVENUE $0 $32 $1,022 0.00%$0 INTEREST $450 $0 $0 0.00%$0 CAPITAL CONTRIBUTIONS $0 $0 $0 0.00%$0 PAR 3 FUND REVENUE TOTAL $154,450 $23,003 $66,256 42.90%$25,147 EXPENDITURES April YTD YTD YTD BUDGET 2021 2021 %2020 CLUBHOUSE SALARIES $34,300 $5,045 $5,045 14.71%$0 ADMINISTRATIVE SALARIES $24,676 $2,802 $6,950 28.16%$4,748 FICA/PERA $10,596 $1,118 $1,830 17.27%$746 MEDICAL INSURANCE $6,653 $554 $2,218 33.33%$2,218 U/E & W/C INSURANCE $2,750 $0 $1,100 40.00%$1,018 RENTALS $4,750 $100 $100 2.10%$0 UTILITIES $13,945 $736 $2,939 21.08%$2,676 PROFESSIONAL FEES - AUDIT $2,850 $0 $0 0.00%$0 PROF FEES - CONSULTING FEES $1,100 $0 $0 0.00%$0 PROF FEES - GROUNDS MGMT $4,500 $0 $0 0.00%$0 PROF FEES - GROUNDS WAGES $22,000 $2,117 $2,844 12.93%$343 PROF FEES - TREE MAINTENANCE $1,500 $0 $0 0.00%$0 ADVERTISING/NEWSLETTER $0 $0 $0 0.00%$0 LIABILITY/AUTO INSURANCE $4,800 $0 $3,997 83.28%$3,893 OPERATING COSTS/SUPPLIES $7,650 $2,889 $2,938 38.40%$542 FUEL $1,750 $105 $188 10.72%$63 REPAIRS & MAINTENANCE $39,350 $6,458 $10,456 26.57%$12,405 SUNDRY/DUES/MILEAGE/CLOTHING $4,500 $1,331 $3,407 75.70%$510 CONTINGENCY $0 $0 $0 0.00%$0 ONLINE REG & CREDIT CARD FEES $4,275 $240 $297 6.95%$935 PAR 3 EXPENDITURES TOTAL $191,945 $23,496 $44,309 23.08%$30,097 6/9/2021 Request for City Council Action MEETING DATE: June 15, 2021 TO: Mayor, City Council, and City Administrator FROM: Lorri Smith, City Clerk SUBJECT: Renewal of current massage licenses COMMENT: INTRODUCTION The Council is asked to approve the renewal of the current massage licenses. BACKGROUND The current massage licenses will be expiring on June 30, 2021. The applicants listed below have submitted applications to renew their licenses. The applications are complete. All fees have been paid to the City for the renewals. Massage Business: Green Lotus Yoga and Healing Center, 750 Main Street, #100 Massage Therapist: Kay Reich Cindy Messer Julie Olson The background investigations have been completed and they resulted in no negative findings. If approved, the massage licenses would be effective July 1, 2021 through June 30, 2022. RECOMMENDATION Staff recommends the Council approve the renewal of the massage licenses to the above listed applicants, effective July 1, 2021 through June 30, 2022. Request for City Council Action DATE: June 15, 2021 TO: Mayor, City Council, and City Administrator FROM: Cheryl Jacobson, Assistant City Administrator Kristen Schabacker, Finance Director SUBJECT: Office Support Assistant Hire INTRODUCTION The Council is asked to approve the hiring of Resa Weigel for the position of Office Support Assistant. BACKGROUND With the retirement of Pam Deeb, the City Council approved the hiring of an Office Support Assistant. Staff has completed the recruitment process and is pleased to recommend the hiring of Resa Weigel for the position. Resa has a degree in Business Administration from Metropolitan State University and extensive experience in office and human resources administration. A conditional offer has been extended, contingent upon the successful completion of a background check, pre-employment drug screen and approval of the City Council. If approved, Resa’s expected start date is June 16 BUDGET IMPACT This is a budgeted position. ACTION RECOMMENDED Staff recommends the City Council approve the hiring of Resa Weigel as an Office Support Assistant with an hourly salary of $25.65, which is step four (the midpoint) of pay grade four of the City’s Compensation Plan. ACTION REQUIRED If the City Council concurs, it should, by motion, approve the hiring of Resa Weigel to the position of Office Support Assistant. REQUEST FOR COUNCIL ACTION DATE: June 15, 2021 TO: Mayor, City Council, and City Administrator FROM: Ryan Ruzek, P.E., Public Works Director SUBJECT: Resolution 2021-52 Accept Bids and Award Contract for the 2021 Sanitary Sewer Cleaning and Televising Project COMMENT: INTRODUCTION The Council is asked to accept bids and award a contract for the 2021 Sanitary Sewer Cleaning and Televising Project. BACKGROUND The City’s sanitary sewer system is aging. Many of our pipes are 60 years old and will soon be in need of repair. Cleaning our sewer system on a regular cycle will help extend the life of the pipes. Televising of the system will show where immediate repairs are needed. Lining pipes in need of repair with cured-in-place-pipe will extend the life of our system. DISCUSSION The City of Mendota Heights maintains 74 miles of sanitary sewer pipe. Currently one full-time and one seasonal employee clean approximately 10 miles of pipe per year. The proposed project is for the cleaning of approximately 4.4 miles of the City’s sanitary sewer system and televising approximately 9.6 miles of the City’s sanitary sewer system. At the current rate, the City is cleaning the system every 6 years. The southwest quadrant of Mendota Heights is proposed to cleaned and inspected with this project. BUDGET IMPACT Two proposals (see attached resolution) were received and opened on Wednesday, June 2, 2021 for the Sanitary Sewer Televising and Cleaning Project. Hydro-Klean, LLC submitted the lower bid of $55,201.44. Their bid was slightly higher than the Engineer’s Estimate of $53,035.39. The Sanitary Sewer Fund has an annual budget amount of $62,000 allocated to the cleaning and televising of the system. RECOMMENDATION Staff recommends that the Council accept the bids and award the contract to Hydro-Klean, LLC for their bid in the amount of $55,201.44. ACTION REQUIRED If City Council wishes to implement the staff recommendation, pass a motion adopting A RESOLUTION ACCEPTING BIDS AND AWARDING CONTRACT FOR THE 2021 SANITARY SEWER CLEANING AND TELEVISING. This action requires a simple majority vote. CITY OF MENDOTA HEIGHTS DAKOTA COUNTY, MINNESOTA RESOLUTION 2021-52 A RESOLUTION ACCEPTING BIDS AND AWARDING CONTRACT FOR THE 2021 SANITARY SEWER CLEANING AND TELEVISING PROJECT WHEREAS, pursuant to an advertisement for bids for the proposed cleaning and televising of sanitary sewers to serve the area referred to as 2021 Sanitary Sewer Televising and Cleaning Project (City Project No. 202104), bids were received, opened and tabulated according to law and the following bids were received complying with said advertisement: NAME OF BIDDER AMOUNT OF BID Hydro-Klean, LLC $55,201.44 National Power Rodding Corp. $210,400.90 and WHEREAS, the Public Works Director recommended that the low bid submitted by Hydro-Klean, LLC of Rogers, Minnesota, be accepted. NOW THEREFORE BE IT RESOLVED, by the Mendota Heights City Council as follows: 1. That the bids for the above project are hereby received and accepted. 2. That the bid of Hydro-Klean, LLC of Rogers, Minnesota, submitted for the cleaning and televising of the above described project be and the same is hereby accepted. 3. That the contract be awarded to Hydro-Klean, LLC of Rogers, Minnesota, and that the Mayor and Clerk are hereby authorized and directed to execute and deliver any and all contracts and documents necessary to consummate the awarding of said bids. Adopted by the City Council of the City of Mendota Heights this fifteenth day of June, 2021. CITY COUNCIL CITY OF MENDOTA HEIGHTS ATTEST Stephanie Levine, Mayor _________________________ Lorri Smith, City Clerk CITY OF MENDOTA HEIGHTSPROJECT:2021 Sanitary Sewer Cleaning and TelevisingPROJECT #:MH202104 DATE: 6/2/2021I certify that I have personally opened and read all bids, verified this abstract and find it correct.By:__________________________________________________________________ITEM NO.ITEM DESCRIPTIONUNITENGINEER'S ESTIMATED QUANTITYENGINEER'S ESTIMATED UNIT PRICEENGINEER'S ESTIMATED AMOUNT BID UNIT PRICE BID AMOUNT BID UNIT PRICE BID AMOUNTSCHEDULE 'A' - CLEANING AND TELEVISING1 Clean & Televise 8" Sewer in R.O.W.*L.F. 651 $1.25 $813.75 $1.30 $846.30 $3.85 $2,506.352 Clean & Televise 9" Sewer in R.O.W.*L.F. 8,446 $1.25 $10,557.25 $1.30 $10,979.80 $3.85 $32,517.103 Clean & Televise 10" Sewer in R.O.W.*L.F. 5,272 $1.25 $6,589.38 $1.30 $6,853.60 $3.95 $20,824.404 Clean & Televise 12" Sewer in R.O.W.*L.F. 3,493 $1.50 $5,238.98 $1.30 $4,540.90 $4.15 $14,495.955 Clean & Televise 18" Sewer in R.O.W.*L.F. 480 $2.00 $960.00 $1.30 $624.00 $5.50 $2,640.006 Clean & Televise 20" Sewer in R.O.W.*L.F. 80 $2.50 $200.00 $1.30 $104.00 $20.00 $1,600.007 Clean & Televise 8" Sewer in Easements*L.F. 2,878 $1.75 $5,036.50 $2.00 $5,756.00 $5.95 $17,124.108 Clean & Televise 9" Sewer in Easements*L.F. 876 $1.75 $1,533.79 $2.00 $1,752.00 $7.65 $6,701.409 Clean & Televise 12" Sewer in Easements*L.F. 956 $2.00 $1,911.80 $2.00 $1,912.00 $10.00 $9,560.0010 Televise 8" Sewer in R.O.W.**L.F. 13,591 $0.65 $8,834.15 $0.59 $8,018.69 $3.00 $40,773.0011 Televise 9" Sewer in R.O.W.**L.F. 1,336 $0.65 $868.40 $0.59 $788.24 $3.10 $4,141.6012 Televise 10" Sewer in R.O.W.**L.F. 2,789 $0.65 $1,812.85 $0.59 $1,645.51 $3.25 $9,064.2513 Televise 12" Sewer in R.O.W.**L.F. 1,135 $0.65 $737.75 $0.59 $669.65 $3.25 $3,688.7514 Televise 15" Sewer in R.O.W.**L.F. 985 $0.65 $640.25 $0.59 $581.15 $3.40 $3,349.0015 Televise 8" Sewer in Easements**L.F. 6,109 $0.85 $5,192.65 $1.20 $7,330.80 $5.00 $30,545.0016 Televise 10" Sewer in Easements**L.F. 1,774 $0.85 $1,507.90 $1.20 $2,128.80 $5.00 $8,870.0017 Vacuum Lift StationsHR 2 $300.00 $600.00 $335.00 $670.00 $1,000.00 $2,000.00SUBTOTAL$53,035.39 $55,201.44 $210,400.90*Use of city hydrants subject to approval by SPRWS.**Televising to include processing video, report, etc.SUMMARYSCHEDULE 'A' - CLEANING AND TELEVISING$53,035.39 $55,201.44 $210,400.90BID ABSTRACTHydro KleanNational Power Rodding Corp.Page 1 of 1 Request for City Council Action DATE: June 15, 2021 TO: Mayor and City Council, City Administrator, and Assistant City Administrator FROM: Meredith Lawrence, Recreation Program Coordinator SUBJECT: Resolution 2021-51 Accepting Donations COMMENT: INTRODUCTION The City Council is asked to formally accept donations which were received for the 2021 Officer Scott Patrick Memorial 5K and Cliff Timm Memorial Fishing Derby BACKGROUND By state law, all donations to the City must be accepted by the City Council by means of a resolution. On June 5, the annual Scott Patrick Memorial 5K Race was held. A total of $23,332 was donated for the race for prizes that included cash, services and merchandise. There were 372 participants in the 5K this year, which raised over $16,000 for Special Olympics of Minnesota. On August 12th, the annual Cliff Timm Memorial Fishing Derby will be held. Donors have contributed $1,050 in cash for the event. The City is grateful for the generosity of these donations. These community events would not be possible without the support of these donations. A special thank you to the 5K Race Director Neil Garlock and the Public Works and Recreation staff for all of their hard work to make these events possible. RECOMMENDATION Staff recommends that the Mendota Heights City Council approve Resolution 2021-51. ACTION REQUIRED If the Council concurs, it should, by motion adopt RESOLUTION 2021-51 FORMALLY ACKNOWLEDGING THE RECEIPT OF DONATIONS TO THE OFFICER SCOTT PATRICK MEMORIAL 5K AND CLIFF TIMM MEMORIAL FISHING DERBY. CITY OF MENDOTA HEIGHTS DAKOTA COUNTY, MINNESOTA RESOLUTION 2021-51 RESOLUTION FORMALLY ACKNOWLEDGING THE RECEIPT OF DONATIONS TO THE OFFICER SCOTT PATRICK MEMORIAL 5K AND CLIFF TIMM MEMORIAL FISHING DERBY WHEREAS, the City of Mendota Heights desires to follow Minnesota Statute 465.03 “Gifts to Municipalities”; and WHEREAS, the Minnesota State Statute requires a resolution to accept gifts to municipalities; and WHEREAS, the City has previously acknowledged gifts with a resolution; and WHEREAS, the City Council of the City of Mendota Heights have duly considered this matter and wish to acknowledge the civic mindedness of citizens and officially recognize their donations. NOW THEREFORE BE IT HEREBY RESOLVED that the City Council of the City of Mendota Heights is accepting donations from the following people and organizations in support of the Scott Patrick Memorial 5K Race and Cliff Timm Memorial Fishing Derby: 2021 5K Donations DONOR DONATION VALUE Neil Garlock 58 Inch Vizio TV 400 John, Bill & Joe 58 Inch Vizio TV 400 Mauer Chevrolet 2 Oil Changes 80 Artitude - Framing $150 Gift Card 150 Romero Auto Oil Change 25 Mike Butcher Shop $30 Gift Card 30 Pool & Yacht Club 2- $50 Gift Cards 100 GoodFellows $1000 Cash - For T-shirts 1000 DeGidio's 4 - $25 Gift Cards 100 Soapy Joe's Car Wash Car Detail 125 Soapy Joe's Car Wash 3 Ultimate Washes 55 Lucky's - Mendota 8 - $25 Gift Cards 200 Bogey's 6 - $25 Gift Cards 150 Southview CC Social Membership 250 Holiday - Lilydale 2 - $25 Gift Cards 50 Sunfish Cellars - Lilydale 3 - $50 Gift Cards 150 Yankee Tavern - Eagan 2 - $25 Gift Cards 50 BP - Mendota Heights 2 Oil Changes 80 Lost Spur - Eagan 9 Holes Of Golf for 2 With Carts 60 Pizza Shop - WSP 3 - $25 Gift Cards 75 Resolution 2021- 51 Page 2 of 3 Bob Brackey 58 Inch JVC TV 400 Steve Morganson 58 Inch JVC TV 400 Ed (Peltier) 4 - $25 Assorted Gift Cards 100 Inver Grove Ford Oil Change 40 Chet's Liquor Case Of Wine 135 Keith Ostrosky 2 - $25 Teresa's Gift Cards 50 Paradise Car Wash - Eagan Car Detail 300 Paradise Car Wash - Eagan 2 - 5 Packs Of Admiral Car Washes 240 Gateway Bank $1000 Cash - For Race Operations 1000 Speedway - MHRD $25 Gas Card 25 Buffalo Wild Wings Wing Party And Sauces 65 Boca Chica $30 Gift Card 30 Downtower 2 - $25 Gift Cards 50 Tappers 10 - $25 Gift Cards 250 Kaposia Tree Service $150 Gift Certificate 150 Great Moon Buffet 2 - $25 Gift Cards 50 Mendakota CC Golf for 4 With Carts 500 Zak's Auto Service 2 - $50 Gift Cards 100 Holiday - Smith Ave 2 - $25 Gift Cards 50 Teresa's 4 - $25 Gift Cards 100 Tom Depauw 8 - Assorted Gift Cards 400 Trail Stop Tavern 2 - $50 Gift Cards 100 Pace's Tire & Service Center 4 - Oil Changes 160 Mister Car Wash 4 - Platinum Car Washes 72 Anytime Fitness 11 - 2 Month Membership with 3 training sessions 2750 Shepard Road Airport Parking 1 Free Week Of Parking 110 Morelli's $30 Gift Card 30 Grand 7 Saloon 2 - $50 Gift Cards 100 MH Par 3 10 Rounds Of Golf 140 The Clover 3 - $30 Gift Cards 90 Bob Brackey $2500 Cash - To Special Olympics 2500 Paty McFarlane $100 Cash 100 AMVETS $5000 Cash - For Race Operations 5000 Zerorez Gift Basket 200 Gordie Dahlberg $50 Cash 50 Meisinger Construction $200 Cash 200 Ed Iago 3 - Joe Mauer Signed Baseballs 375 James Webster $100 Cash 100 Paul Kronchnabel $50 Cash 50 Don & Brian Woessner $400 Cash - For Post Race Snacks 400 CoBeck Construction 2 - $100 Total Wine Gift Cards 200 St Paul Saints 4 - Outfield Reserve Tickets 60 Resolution 2021- 51 Page 3 of 3 Paty McFarlane $50 Bogey's Gift Card 50 Sibley Area Youth Hockey $500 Cash 500 Gary Cunningham 55 Inch TLC TV 320 Steve Lemay Hot Air Balloon For 2 950 Julie Fronk 2 - $25 BP Gift Cards 50 Landmark Jewelers White Pearl Necklace 300 Ed Hayes 32 Pair of Juzo Socks 320 Mendakota Chiropractic Gift Basket 40 Thursday Bogeys Girls $50 DeGidio's Gift Card 50 Total $23,332 2021 Cliff Timm Memorial Fishing Derby Donations DONOR DONATION VALUE Charitable Gift Fund of Clifford Timm $1,000 cash $1,000 Ira Kipp $50 cash $50 Total $1,050 Adopted by the City Council of the City of Mendota Heights this 15th day of June 2021. CITY COUNCIL CITY OF MENDOTA HEIGHTS Stephanie Levine, Mayor ATTEST: Lorri Smith, City Clerk Date: June 15, 2021 To: Mayor and City Council From: Mark McNeill, City Administrator Subject: Modification to City Facility Rental Policy Comment: Introduction: The City Council is asked to modify the policy for the rental of City facilities, relating to the Fire Station Training Room. Background: In June, 2020, the Council adopted policies relating to the rental of City facilities for use by non-City groups. It added guidelines, including the establishment of rental fees to offset costs. The covered meeting spaces are in City Hall and the Fire Station. At a work session held on June 9th, staff reviewed those policies with the City Council. One revision that was discussed by the Council was to add the compensation cost of the firefighter (who is required to be on-site whenever the room is being used by an outside group) to the total rental cost of the Fire Training Room. Budget Impact: Fire wages for the individuals who would normally be present at the station during a rental range from $14 to $21 per hour, plus .145% for Medicare (the only wage-related fringe benefit). So that there is consistency in the billing, we propose to make a singular billing rate of $20 per hour. Therefore, assuming a typical 2 hour meeting (with two hours being proposed as a minimum amount of time) would at a minimum add $40 to the existing $100 room rental cost. Billing would be made after the fact, and would be in 15 minute increments. Recommendation: If the Council wants to enact the change, the existing policy should be modified Action Eequired: If the Council concurs, it should, by motion, amend the “Community Use of City Hall and Fire Station Facilities Requirement”, adding the per hour cost of the attendant firefighter to the overall rental cost. Mark McNeill City Administrator COMMUNITY USE OF CITY HALL and FIRE STATION FACILITIES REQUIREMENTS Mendota Heights City building facilities are intended to be used primarily for city staff and city government functions. The privilege of their use will be extended to Mendota Heights organizations and others consistent with these policy guidelines and subject to availability. City Hall and the Fire Station are tobacco-free and alcohol-free buildings, and the use of tobacco, electronic tobacco substitutes, or alcohol is not allowed in any area of either structure. The following facilities are available as formal meeting space: A. City Hall a. Council Chambers – theater style seating for approximately 60. Public access WIFI, laptop connection, ceiling mounted projector and projection screen are available. b. Large Conference Room - seating for 12 around a large conference table. c. Small Conference Room - seating for up to 6. B. Fire Station a. Training Room – classroom style seating for approximately 50. Public access WIFI available. b. Fire Station Conference Room – seating for up to 8. The number of participants that are able to use each facility shall be limited by any guidelines from the State of Minnesota, City of Mendota Heights, or applicable health organizations, which are in place at the time of use. The following policies will guide community use of these facilities: 1. SCHEDULING OF SPACE will be on a first-come, first served basis to non-profit organizations and resident groups that are based in Mendota Heights. Rental by others shall be on an “as available” basis. • City Hall facilities are available for rental on Monday, Wednesday, and Thursday evenings between 4:30 p.m. and 10:00 p.m. Weekend rentals are not permitted. • Fire Station facilities are on an “as available” basis. • Scheduling requests will be taken at City Hall. Requests will be reviewed and approved by the City Administrator or his/her designee. The City reserves the right to reschedule or cancel a reservation for any reason. • Reservations should be made at least 30 days in advance, but may not be made more than 90 days in advance. 2. USE BY FOR-PROFIT COMMERCIAL VENTURES or private use (i.e., family or social gatherings) are not permitted. 3. FEES FOR USE OF CITY BUILDING SPACE are as follows and due at time of reservation: a. Damage Deposit: A security/damage deposit must be submitted by all user groups. A deposit of $100 will be required on January 1st of each year for regular users of the facility; for one-time or occasional use, deposits of $100 will be required at the time the reservation form is filed. Payments for damage deposits and room rentals shall be made separately. Charges will be made against the deposit for damages done to furnishings or for costs incurred by the city for cleanup after a scheduled activity. The unused portion of the deposit will be returned to regular users within five days after their last use of the facilities in a year and to occasional or single time users within five days after the use. Users of the facilities and/or equipment will fully reimburse the city upon demand for the full cost of replacement or repair caused by damages to or destruction of the building, furniture, fixtures, equipment or any other property. There shall be one reservation per room each evening, so as to allow for adequate sanitizing between uses. b. Rental Rates: i. Fire Station: Use of either or both of the training room or conference room at the fire station shall be $100. A firefighter will be on-site in the Fire Station building during the time that either of the rooms are in use by non- City of Mendota Heights groups or organizations. If fire personnel are not available a minimum of 72 hours in advance, the meeting is subject to cancellation. A An on-call firefighter shall be in the station throughout the reservation timen additional $20 per-hour compensation for that firefighter’s time shall be added to the rental fee, with there being. a two hour minimum. Billing shall be in 15 minute increments.If fire personnel are not available a minimum of 72 hours in advance, the meeting is subject to cancellation. i.ii. City Hall: $50 for small or large conference rooms per event; $100 for City Council Chambers per event. The City Hall lobby is available at no extra charge, if reserved in conjunction with one of the other listed rooms. ii.iii. Reservations and use by tax-funded organizations such as Independent School District 197, the Dakota County Extension Service, MNDOT; or by organizations which otherwise would charge the City for their services (i.e., classroom teaching benefitting Mendota Heights residents which would otherwise charge the City a fee) shall be exempt from rental charges 4. CANCELLATIONS AND REFUNDS. For cancellations made more than two (2) weeks in advance of the reservation date, a full refund of fees paid will be made. Cancellation notices received with less than two weeks’ notice will not receive a refund. 5. PRIOR TO GROUP USE. A representative of the organization must complete and file a reservation form. At least 24 hours prior to a City Hall event, a Mendota Heights resident must stop by City Hall to sign for the space requested, pick up keys, and receive instructions on how to use the building. Fire staffing will open and close the building. 6. CONDITION OF FACILITIES. The individual who signs and files the registration form will be responsible for ensuring that the keys are returned and that the building is left in appropriate condition, including but not limited to the following: furnishings and equipment have been returned to their designated or original locations, paper and other waste has been picked up and deposited in the designated containers, all doors have been locked and lights have been turned off. For Fire Hall reservations, fire personnel may undertake some of these activities, such as locking doors and turning off lights, but the applicable organization is expected to leave the building in appropriate condition, as described in this paragraph. No banners, posters, signs or decorations of any kind may be taped or placed on the walls. No confetti, glitter or candles with open flame are allowed. 7. FOOD AND BEVERAGES. Non-alcoholic beverages and light snacks requiring no preparation on site may be served in the large conference room, if prior approval is granted on the registration form. Users are responsible for bringing their own expendable supplies, coffee makers, dishes, etc., and for seeing that clean-up is completed. Note: the City Hall employee break room, and Fire Station lounge area are not available for use. 8. AUDIO-VISUAL EQUIPMENT, including overhead projector, screen, monitors or other similar equipment are available for use. Users may access public WIFI for internet connectivity and connect user laptop via HDMI or VGA connections to projection equipment. User groups are prohibited from accessing the City’s network. The City will not supply computer/laptop equipment. If equipment is damaged the cost of repair or replacement of the damaged equipment will be deducted from their facilities use damage deposit ($100.00) and any remaining balance will be refunded to the applicant. 9. STAFF TIME. If it is determined by the city that city staff should be on the City Hall premises during a scheduled use of the facilities, a charge equal to one and one-half of the employee’s hourly rate plus overhead will be charged to the user group. Staffing will be at the sole discretion of the city. Fire station usage shall be with a fire fighter on site at time of usage, as described in Section 3.b (i) above. 10. VARIANCES from this policy may be granted at the discretion of the City Council or City Administrator, as warranted. Requests for variances must be submitted in writing to the City Administrator a minimum of four (4) weeks prior to the scheduled date of the event. 11. USER ACKNOWLDGEMENTS—The City of Mendota Heights is not responsible for lost or stolen articles. The City of Mendota Heights is additionally not responsible for any injuries, death, or damage to individual personal property during renting of City facilities, unless the City intentionally creates such damage or is grossly negligent regarding the condition of its facilities. Renters agree to abide by all applicable ordinances, laws and requirements. Violations of policy may lead to expulsion, and the denial of future rental rights. Adopted: October 19, 1993 Amended: December 17, 2002 June 16, 2020 6/8/2021 Mendota Heights Building Activity Report Mike Andrejka, Building Official May 1, 2021 thru May 31, 2021 January 1, 2021 thru May 31, 2021 January 1, 2020 thru May 31, 2020 January 1, 2019 thru May 31, 2019 Building Permit No.Valuation Fee Collected Building Permit No.Valuation Fee Collected Building Permit No.Valuation Fee Collected Building Permit No.Valuation Fee Collected SFD 1 711,200.00$ $7,452.64 SFD 4 2,825,750.00$ $29,653.81 SFD 2 795,000.00$ $9,377.78 SFD 2 1,029,742.00$ 11,489.78$ Apartment 0 -$ $0.00 Apartment 0 -$ $0.00 Apartment 0 -$ $0.00 Apartment 1 9,135,000.00$ 63,519.64$ Townhouse 0 -$ $0.00 Townhouse 2 1,000,000.00$ $8,641.88 Townhouse 0 -$ $0.00 Townhouse 0 -$ -$ Condo 0 -$ $0.00 Condo 0 -$ $0.00 Condo 0 -$ $0.00 Condo 0 -$ -$ Misc 98 1,579,051.58$ 20,054.16$ Misc 323 4,742,021.84$ 64,857.97$ Misc 205 2,831,380.28$ 38,176.19$ Misc 272 3,076,801.77$ 45,407.94$ Commercial 2 3,723,160.00$ $30,540.68 Commercial 8 8,779,041.35$ $73,327.15 Commercial 6 407,715.00$ $4,380.50 Commercial 12 10,697,914.00$ 38,262.89$ Sub Total 101 6,013,411.58$ 58,047.48$ Sub Total 337 17,346,813.19$ 176,480.81$ Sub Total 213 4,034,095.28$ 51,934.47$ Sub Total 287 23,939,457.77$ 158,680.25$ Trade Permit No.Valuation Fee Collected Trade Permit No.Valuation Fee Collected Trade Permit No.Valuation Fee Collected Trade Permit No.Valuation Fee Collected Plumbing 22 $1,770.00 Plumbing 109 $10,102.00 Plumbing 92 $8,123.70 Plumbing 112 10,981.74$ Water 0 $0.00 Water 0 $0.00 Water 0 $0.00 Water 0 -$ Sewer 3 $225.00 Sewer 14 $1,050.00 Sewer 8 $600.00 Sewer 1 75.00$ Mechanical 52 $4,397.29 Mechanical 168 397.00$ $15,681.05 Mechanical 105 $9,191.57 Mechanical 127 15,324.04$ Sub Total 77 6,392.29$ Sub Total 291 26,833.05$ Sub Total 205 $17,915.27 Sub Total 240 26,380.78$ License No.Valuation Fee Collected Licenses No.Valuation Fee Collected Licenses No.Valuation Fee Collected Licenses No.Valuation Fee Collected Contractor 0 $0.00 Contractor 0 $0.00 Contractor 0 $0.00 Contractor 232 11,600.00$ Total 178 6,013,411.58$ 64,439.77$ Total 628 17,346,813.19$ 203,313.86$ Total 418 4,034,095.28$ 69,849.74$ Total 759 23,939,457.77$ 196,661.03$ NOTE: All fee amounts exclude SAC, WAC and State Surcharge. Amounts shown will reflect only permit, plan review fee and valuation totals DATE: June 15, 2021 TO: Mayor, City Council and City Administrator FROM: Kristen Schabacker, Finance Director SUBJECT: 2020 Audit Presentation INTRODUCTION At its June 15th meeting, the City Council will hear the audit report by the City’s auditor, BerganKDV. BACKGROUND BerganKDV has completed the audit for 2020. The reports for 2020 are the Annual Report & Basic Financial Statements and the Communications Letter. These reports are included in your packet. Matt Mayer from KDV will be presenting the Annual Audit Report for 2020. BUDGET IMPACT The audit cost the City $36,700. Because the City also received CARES funding in 2020, a single audit was also performed. The billing for that has not been received, but is expected to be in the $3000 to $5000 range. RECOMMENDATION Accept the review and ask any questions you may have. DATE: June 15, 2021 TO: Mayor, City Council and City Administrator FROM: Kristen Schabacker, Finance Director SUBJECT: 2020 Audit Presentation INTRODUCTION At its June 15th meeting, the City Council will hear the audit report by the City’s auditor, BerganKDV. BACKGROUND BerganKDV has completed the audit for 2020. The reports for 2020 are the Annual Report & Basic Financial Statements and the Communications Letter. These reports are included in your packet. Matt Mayer from KDV will be presenting the Annual Audit Report for 2020. BUDGET IMPACT The audit cost the City $36,700. Because the City also received CARES funding in 2020, a single audit was also performed. The billing for that has not been received, but is expected to be in the $3000 to $5000 range. RECOMMENDATION Accept the review and ask any questions you may have. City of Mendota Heights Annual Report and Basic Financial Statements December 31, 2020 City of Mendota Heights Table of Contents Elected Officials and Administration 1 Independent Auditor's Report 2 Management's Discussion and Analysis 5 Basic Financial Statements Government-Wide Financial Statements Statement of Net Position 16 Statement of Activities 17 Fund Financial Statements Balance Sheet – Governmental Funds 18 Reconciliation of the Balance Sheet to the Statement of Net Position – Governmental Funds 21 Statement of Revenues, Expenditures, and Changes in Fund Balances – Governmental Funds 22 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances to the Statement of Activities – Governmental Funds 24 Statement of Revenues, Expenditures, and Changes in Fund Balance – Budget and Actual – General Fund 25 Statement of Net Position – Proprietary Funds 26 Statement of Revenues, Expenses, and Changes in Fund Net Position – Proprietary Funds 27 Statement of Cash Flows – Proprietary Funds 28 Notes to Financial Statements 29 Required Supplementary Information Schedule of Changes in Total OPEB Liability and Related Ratios 62 Schedule of City's Proportionate Share of Net Pension Liability General Employees Retirement Fund 63 Schedule of City's Proportionate Share of Net Pension Liability Public Employees Police and Fire Retirement Fund 63 Schedule of City Contributions General Employees Retirement Fund 64 Schedule of City Contributions Public Employees Police and Fire Retirement Fund 64 Notes to Required Supplementary Information 65 Supplementary Information Combining Balance Sheet – Nonmajor Governmental Funds 72 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances – Nonmajor Governmental Funds 76 Combining Statement of Net Position – Internal Service Funds 80 Combining Statement of Revenues, Expenses, and Changes in Net Position – Internal Service Funds 81 City of Mendota Heights Table of Contents Supplementary Information (Continued) Combining Statement of Cash Flows – Internal Service Funds 82 Detailed Schedule of Revenues, Expenditures, and Changes in Fund Balance – Budget and Actual – General Fund 83 Schedule of Expenditures of Federal Awards 86 Notes to Schedule of Expenditures of Federal Awards 87 Report on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards 89 Report on Compliance for each Major Federal Program and on Internal Control Over Compliance Required by the Uniform Guidance 91 Schedule of Findings and Questioned Costs 93 Minnesota Legal Compliance 97 1 City of Mendota Heights Elected Officials and Administration December 31, 2020 Elected Officials Position Term Expires Neil Garlock Mayor December 31, 2020 Joel Paper Council Member December 31, 2024 Jay Miller Council Member December 31, 2024 Ultan Duggan Council Member December 31, 2022 John Mazzitello Council Member December 31, 2022 Administration Mark McNeill City Administrator Appointed Lorri Smith City Clerk Appointed Kristen Schabacker Finance Director Appointed 2 Independent Auditor's Report Honorable Mayor and Members of the City Council City of Mendota Heights Mendota Heights, Minnesota Report on the Financial Statements We have audited the accompanying financial statements of the governmental activities, the business- type activities, each major fund, and the aggregate remaining fund information of the City of Mendota Heights, Minnesota, as of and for the year ended December 31, 2020, and the related notes to financial statements, which collectively comprise the City's basic financial statements as listed in the Table of Contents. Management's Responsibility for the Financial Statements The City of Mendota Height's management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditor's Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America, and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor's judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the City's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the City's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. 3 Opinions In our opinion, the financial statements referred to in the first paragraph present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Mendota Heights, Minnesota, as of December 31, 2020, and the respective changes in financial position and, where applicable, cash flows thereof, and the budgetary comparison for the General Fund for the year then ended in accordance with accounting principles generally accepted in the United States of America. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the Management's Discussion and Analysis, which follows this report letter, and Required Supplementary Information as listed in the Table of Contents be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board (GASB), who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the Required Supplementary Information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Mendota Heights' basic financial statements. The accompanying supplementary information identified in the Table of Contents is presented for purposes of additional analysis and is not a required part of the basic financial statements. The accompanying Schedule of Expenditures of Federal Awards is presented for purposes of additional analysis as required by Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), and is also not a required part of the financial statements. The accompanying supplementary information and the Schedule of Expenditures of Federal Awards are the responsibility of management and was derived from and relate directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting, and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the accompanying supplementary information and the Schedule of Expenditures of Federal Awards are fairly stated, in all material respects, in relation to the basic financial statements as a whole. 4 Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated June 2, 2021, on our consideration of the City of Mendota Heights' internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is solely to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the effectiveness of internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City of Mendota Heights' internal control over financial reporting and compliance. Minneapolis, Minnesota June 2, 2021 City of Mendota Heights Management's Discussion and Analysis 5 As management of the City of Mendota Heights, Minnesota (the "City"), we offer readers of the City's financial statements this narrative overview and analysis of the financial activities of the City for the year ended December 31, 2020. FINANCIAL AND DEVELOPMENT HIGHLIGHTS The assets and deferred outflows of resources of the City exceeded liabilities and deferred inflows of resources at the close of the most recent year by $50,599,802 (net position). Of this amount, $10,966,805 (unrestricted net position) may be used to meet the City's ongoing obligations to citizens and creditors. The City's total net position increased by $5,696,784. Governmental activities resulted in an increase of net position of $5,087,870. Business activities had net position increase of $608,914. As of the close of the current year, the City's governmental funds reported a combined ending fund balance of $19,872,147, an increase of $55,219 from the prior year. At the end of the year the General Fund had an unassigned fund balance of $10,330,546, or 109.8% of total General Fund expenditures. OVERVIEW OF THE FINANCIAL STATEMENTS The discussion and analysis are intended to serve as an introduction to the City's basic financial statements. The City's basic financial statements comprise three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-Wide Financial Statements The government-wide financial statements on pages 16 and 17 are designed to provide readers with a broad overview of the City's finances, in a manner similar to a private-sector business. The Statement of Net Position presents information on all of the City's assets, deferred outflows of resources, liabilities and deferred inflows of resources, with the difference reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The Statement of Activities presents information showing how the City's net position changed during the most recent year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future periods (e.g. uncollected taxes and earned but unused vacation leave). Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) and from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City include general government, public safety, and public works. The business-type activities of the City include sewer and storm water. City of Mendota Heights Management's Discussion and Analysis 6 OVERVIEW OF THE FINANCIAL STATEMENTS (CONTINUED) Fund Financial Statements A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City can be divided into two categories: Governmental Funds and Proprietary Funds. Governmental Funds Governmental Funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resource, as well as on balances of spendable resources available at the end of the year. Such information may be useful in evaluating a government's near-term financial requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statement. By doing so, readers may better understand the long-term impact of the City's near-term financial decisions. Both the Governmental Fund Balance Sheet and Governmental Fund Statement of Revenues, Expenditures and Changes in Fund Balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City maintains four individual major governmental funds. Information is presented separately in the Governmental Fund Balance Sheet and in the Governmental Fund Statement of Revenues, Expenditures, and Changes in Fund Balances for the following major funds:  General Fund  Special Assessments Debt Service Fund  Street Capital Projects Fund  Fire Hall Remodel Fund Data from the other governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements elsewhere in this report. The City adopts an annual appropriated budget for its General Fund. A budgetary comparison statement has been provided for those funds to demonstrate compliance with this budget. The basic governmental fund financial statements can be found on pages 18 through 25 of this report. Proprietary Funds The City maintains two enterprise funds and two internal service funds as a part of its proprietary fund type. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City uses enterprise funds to account for its sewer and storm water operations. City of Mendota Heights Management's Discussion and Analysis 7 OVERVIEW OF THE FINANCIAL STATEMENTS (CONTINUED) Proprietary Funds (Continued) Proprietary Funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the following funds: Enterprise Funds  Sewer Utility Fund  Storm Water Utility Fund Internal service funds are an accounting device used to accumulate and allocate costs internally among the City's various functions. The City uses internal service funds to account for compensated absences and city hall functions. The internal service funds are combined into a single, aggregated presentation in the proprietary fund financial statements. Individual fund data for the internal service funds is provided in the form of combining statements elsewhere in this report. The basic proprietary fund financial statements can be found on pages 26 through 28 of this report. Notes to Financial Statements The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The notes to financial statements can be found on pages 29 through 60 of this report. Other Information The combining statements referred to earlier in connection with non-major governmental funds are presented immediately following the required supplementary information on budgetary comparisons. Combining and individual fund statements and schedules can be found on pages 72 through 85 of this report. GOVERNMENT-WIDE FINANCIAL ANALYSIS As noted earlier, net position may serve over time as a useful indicator of a government's financial position. In the case of the City, assets and deferred outflows of resources exceeded liabilities and deferred inflows of resources by $50,599,802 at the close of the most recent year. City of Mendota Heights Management's Discussion and Analysis 8 GOVERNMENT-WIDE FINANCIAL ANALYSIS (CONTINUED) The largest portion of the City's net position ($33,232,608 or 65.68%) reflects its investment in capital assets (e.g. land, buildings, machinery and equipment, sewer main lines and storm sewers and infrastructure) less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. Net Position 2020 2019 2020 2019 2020 2019 Assets Current and other assets 24,377,556$ 24,465,601$ 1,686,982$ 1,596,455$ 26,064,538$ 26,062,056$ Capital assets 41,437,497 36,354,121 14,703,576 14,478,671 56,141,073 50,832,792 Deferred outflows of resources related to pensions and OPEB 1,528,215 2,009,901 12,341 11,717 1,540,556 2,021,618 Total assets and deferred outflows of resources 67,343,268$ 62,829,623$ 16,402,899$ 16,086,843$ 83,746,167$ 78,916,466$ Liabilities Long-term liabilities outstanding 25,897,048$ 25,563,089$ 139,283$ 128,014$ 26,036,331$ 25,691,103$ Other liabilities 5,489,222 5,051,561 116,877 403,116 5,606,099 5,454,677 Deferred inflows of resources related to pensions 1,497,923 2,843,768 6,012 23,900 1,503,935$ 2,867,668 Total liabilities and deferred inflows of resources 32,884,193$ 33,458,418$ 262,172$ 555,030$ 33,146,365$ 34,013,448$ Net Position Net investment in capital assets 18,529,032$ 16,838,188$ 14,703,576$ 14,478,671$ 33,232,608$ 31,225,359$ Restricted 6,400,389 6,058,381 - - 6,400,389 6,058,381 Unrestricted 9,529,654 6,474,636 1,437,151 1,053,142 10,966,805 7,619,278 Total net position 34,459,075$ 29,371,205$ 16,140,727$ 15,531,813$ 50,599,802$ 44,903,018$ Governmental Activities Business-Type Activities Totals A portion of the of the City's net position ($6,400,389) represents resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net position ($10,966,805) may be used to meet the City's ongoing obligations to citizens and creditors. At the end of the current year, the City is able to report positive balances in all three categories of net position, both for the government as a whole, as well as for its separate governmental and business-type activities. City of Mendota Heights Management's Discussion and Analysis 9 GOVERNMENT-WIDE FINANCIAL ANALYSIS (CONTINUED) Governmental Activities Governmental activities increased the City's net position by $5,087,870. Key elements of this increase are as follows: City's Changes in Net Position 2020 2019 2020 2019 2020 2019 Revenues Program revenues Charges for services 2,141,606$ 2,147,351$ 2,906,916$ 2,570,609$ 5,048,522$ 4,717,960$ Operating grants and contributions 1,942,370 714,691 - - 1,942,370 714,691 Capital grants and contributions 3,327,642 610,169 - 115,955 3,327,642 726,124 General revenues Taxes 10,052,157 9,430,008 - - 10,052,157 9,430,008 Tax Increment 15,656 - - - 15,656 - Unrestricted investment earnings 204,638 476,412 18,881 26,166 223,519 502,578 Gain on sale of asset - - 11,167 - 11,167 - Total revenues 17,684,069 13,378,631 2,936,964 2,712,730 20,621,033 16,091,361 Expenses General government 2,608,370 2,050,317 - - 2,608,370 2,050,317 Public safety 5,022,012 4,587,085 - - 5,022,012 4,587,085 Public works 4,402,320 4,457,956 - - 4,402,320 4,457,956 Economic Development 15,244 - - - 15,244 - Interest on long-term debt 626,171 685,202 - - 626,171 685,202 Sewer - - 2,024,291 2,001,963 2,024,291 2,001,963 Storm water - - 225,841 275,606 225,841 275,606 Par 3 golf course - - - - - - Total expenses 12,674,117 11,780,560 2,250,132 2,277,569 14,924,249 14,058,129 Increase (decrease) in net position before transfers 5,009,952 1,598,071 686,832 435,161 5,696,784 2,033,232 Transfers 77,918 112,648 (77,918) (112,648) - - Increase (decrease) in net position 5,087,870 1,710,719 608,914 322,513 5,696,784 2,033,232 Net position - beginning 29,371,205 24,881,725 15,531,813 17,988,061 44,903,018 42,869,786 Change in accounting principle - 2,778,761 - (2,778,761) - - Net position - beginning restated 29,371,205 27,660,486 15,531,813 15,209,300 44,903,018 42,869,786 Net position - ending 34,459,075$ 29,371,205$ 16,140,727$ 15,531,813$ 50,599,802$ 44,903,018$ Governmental Activities Business-Type Activities Totals City of Mendota Heights Management's Discussion and Analysis 10 GOVERNMENT-WIDE FINANCIAL ANALYSIS (CONTINUED) Governmental Activities (Continued) Below are specific graphs which provide comparisons of the governmental activities revenues and expenditures: Charges for Services 12% Operating Grants and Contributions 11% Capital Grants and Contributions 19% Taxes 57% Unrestricted Investment Earnings 1% Governmental Activities - Revenues General Government 21% Public Safety 39% Public Works 35%Interest and Fees on Long-Term Debt 5% Governmental Activities - Expenses City of Mendota Heights Management's Discussion and Analysis 11 GOVERNMENT-WIDE FINANCIAL ANALYSIS (CONTINUED) Business-Type Activities Business-type activities increased net position by $608,914. Below are graphs showing the business-type activities revenue and expense comparisons: Charges for Services 99% Unrestricted Investment Earnings 1% Business-Type Activities - Revenues Sewer 90% Storm Water 10% Business-Type Activities - Expenses City of Mendota Heights Management's Discussion and Analysis 12 FINANCIAL ANALYSIS OF THE GOVERNMENT'S FUNDS Governmental Funds The focus of the City's governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City's financing requirements. In particular, unassigned fund balance may serve as a useful measure of a government's net resources available for spending at the end of the year. At the end of the current year, the City's governmental funds reported combined ending fund balances of $19,872,147. Nonspendable fund balances are already allocated for prepaid items ($341,541) and inventory ($18,280). Approximately 33.03% ($6,563,568) constitutes restricted fund balance. Restricted fund balance would include Debt Service, Special Park, and Street Light District Funds, all of which have specific uses for the funds they receive. The City also has a committed fund balance of $901,102. This represents fund balance that is to be used for the water system, Par 3 Golf Course and civil defense needs. The City has assigned fund balance of $2,471,087 (12.43%). This number represents the fund balances for the various reserve accounts. The remaining category of fund balance is the unassigned fund balance. The City has $9,576,569 of unassigned fund balance which is approximately 48.19% of the combined governmental fund balance at December 31, 2020. The General Fund increased by $1,331,626 in 2020. Revenues were greater than anticipated and expenditures were lower than budgeted amounts. The Special Assessments Debt Service Fund increased by $656,280 in 2020. This fund accounted for debt service payments for prior street improvement projects that were financed through the issuance of bonds. This fund held bond proceeds that will be used to pay off the GO Improvement Bonds of 2012A on 2/1/2021. The Street Capital Project Fund decreased by $58,518. This fund accounted for the costs and resources associated with the Marie Avenue street project. The Fire Hall Remodel Fund decreased by $3,332,245 in 2020. This project was started in 2019 and was nearly complete at the end of 2020. The project will be wrapped up in 2021. The nonmajor governmental funds increased by $1,458,076. These funds received revenues from water surcharges, Par 3 Golf Course, and park dedication fees. Nonmajor funds account for the Special Park, Civil Defense, Par 3 Golf Course, and Street Light District activity. The City also has nonmajor funds for future purchases of equipment, facility needs and minor infrastructure projects. Proprietary Funds The City's proprietary funds provide the same type of information found in the government-wide financial statements, but in more detail. The unrestricted net position in the respective Proprietary Funds are sewer $1,023,281 and storm water $413,870. The Sewer Utility Fund had an increase in net position in 2020 of $317,470 and the Storm Water Utility Fund had an increase in net position in 2020 of $291,444. City of Mendota Heights Management's Discussion and Analysis 13 BUDGETARY HIGHLIGHTS General Fund The General Fund budget was not amended during 2020. During the year, revenues exceeded budgeted estimates by $1,139,199, while expenditures were less than anticipated by $389,087. The General Fund experienced greater than budgeted revenues in most categories. The City received $858,276 in federal CARES money. This revenue had not been anticipated at the time that the FY 2020 budget was adopted, and increased the amount of intergovernmental revenue received. Miscellaneous revenue exceeded budgeted amounts, in part due to the City's conservative philosophy used when budgeting for interest income and donations. The General Fund expenditures were lower than budgeted. While the General Government function was slightly over budget, due to pandemic related expenses and local business COVID-19 stimulus grants which were CARES-reimbursed. The Public Safety function expenditures were less than what was budgeted, primarily due to a number of vacant employee positions. Finally, the Public Works function also experienced slightly lower than budgeted expenditures. Overall, the General Fund balance increased by $1,331,626, an increase of approximately 14.24%. CAPITAL ASSET AND DEBT ADMINISTRATION Capital Assets The City's investment in capital assets for its governmental and business type activities as of December 31, 2020, amounts to $56,141,073 (net of accumulated depreciation). This investment in capital assets includes land, buildings, machinery and equipment, sewer main lines and storm sewers and infrastructure. Capital Assets (Net of Depreciation) 2020 2019 2020 2019 2020 2019 Land 8,790,170$ 8,682,370$ -$ -$ 8,790,170$ 8,682,370$ Construction in progress 11,126,332 7,024,824 - 217,421 11,126,332 7,242,245 Buildings and structures 1,014,613 996,159 - - 1,014,613 996,159 Machinery and equipment 2,272,902 2,359,141 321,985 88,397 2,594,887 2,447,538 Other improvements 1,011,350 658,593 - - 1,011,350 658,593 Sewer main lines and Storm sewers - - 14,381,591 14,172,853 14,381,591 14,172,853 Infrastructure 17,222,130 16,633,034 - - 17,222,130 16,633,034 Total capital assets 41,437,497$ 36,354,121$ 14,703,576$ 14,478,671$ 56,141,073$ 50,832,792$ Governmental Activities Business-Type Activities Totals Additional information on the City's capital assets can be found in Note 5. City of Mendota Heights Management's Discussion and Analysis 14 CAPITAL ASSET AND DEBT ADMINISTRATION (CONTINUED) Long-Term Debt At the end of the current year, the City had total long-term debt outstanding of $23,865,000, an increase of $740,000 from 2019. $23,865,000 for general obligation (G.O.) improvement debt which is supported in part by special assessments. Outstanding Debt G.O. Improvement Bonds, G.O. Bonds and Revenue Bonds: 2020 2019 G.O. Improvement Bonds 16,200,000$ 15,165,000$ G.O. Bonds 7,665,000 7,960,000 Total 23,865,000$ 23,125,000$ Governmental Activities The City maintains a AAA rating from Standard & Poor's. Minnesota Statutes limit the amount of G.O. debt a Minnesota city may issue to 2% of total estimated market value. The current debt limitation for the City is $48,160,786. Of the City's outstanding debt, $7,665,000 is counted within the statutory limitation. Additional information on the City's long-term debt can be found in Note 6. Economic Factors and Next Year's Budgets and Rates In 2020, the taxable market value for the City was $2,408,039,314. This represents an increase of 5.32% from 2019. The City is expecting an increase in taxable market value for 2021. These factors were considered in preparing the City's budget for 2021. Requests for Information This financial report is designed to provide a general overview of the City's finances for all those with an interest in the government's finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the Director of Finance, 1101 Victoria Curve, Mendota Heights, Minnesota 55118. 15 BASIC FINANCIAL STATEMENTS City of Mendota Heights Statement of Net Position December 31, 2020 Governmental Activities Business-Type Activities Total Assets Cash and investments (including cash equivalents)20,635,922$ 780,347$ 21,416,269$ Property tax receivable 79,562 - 79,562 Accounts receivable 29,366 743,231 772,597 Interest receivable 23,399 1,107 24,506 Due from other governments 1,004,890 4,473 1,009,363 Special assessments receivable Delinquent 4,664 4,369 9,033 Unearned 2,134,995 16,965 2,151,960 Inventories 18,280 - 18,280 Prepaid items 350,378 136,490 486,868 Land held for resale 96,100 - 96,100 Capital assets (net of accumulated depreciation) Land and improvements 8,790,170 - 8,790,170 Construction in progress 11,126,332 - 11,126,332 Capital assets being depreciated Infrastructure 17,222,130 14,381,591 31,603,721 Buildings and structures 1,014,613 - 1,014,613 Other improvements 1,011,350 - 1,011,350 Machinery and equipment 2,272,902 321,985 2,594,887 Total assets 65,815,053 16,390,558 82,205,611 Deferred Outflows of Resources Deferred outflows of resources related to pensions 1,366,009 11,962 1,377,971 Deferred outflows of resources related to OPEB 162,206 379 162,585 Total deferred outflows of resources 1,528,215 12,341 1,540,556 Total assets and deferred outflows of resources 67,343,268$ 16,402,899$ 83,746,167$ Liabilities Accounts and contracts payable 612,573$ 43,327$ 655,900$ Deposits payable - 45,150 45,150 Due to other governments 259,599 3,224 262,823 Salaries and benefits payable 195,902 4,973 200,875 Interest payable 250,782 - 250,782 Developers' escrow deposits 15,141 - 15,141 Bond principal payable Payable within one year 3,755,000 - 3,755,000 Payable after one year 20,948,465 - 20,948,465 Compensated absences payable Payable within one year 400,225 20,203 420,428 Payable after one year 245,971 17,346 263,317 Total other post employment benefits (OPEB) payable 836,760 5,980 842,740 Net pension liability 3,865,852 115,957 3,981,809 Total liabilities 31,386,270 256,160 31,642,430 Deferred Inflows of Resources Deferred inflows of resources related to pensions 1,483,304 5,592 1,488,896 Deferred inflows of resources related to OPEB 14,619 420 15,039 Total deferred inflows of resources 1,497,923 6,012 1,503,935 Net Position Net investment in capital assets 18,529,032 14,703,576 33,232,608 Restricted for Debt service 5,599,450 - 5,599,450 Street light maintenance 35,789 - 35,789 Park dedication 765,150 - 765,150 Unrestricted 9,529,654 1,437,151 10,966,805 Total net position 34,459,075 16,140,727 50,599,802 Total liabilities, deferred inflows of resources, and net position 67,343,268$ 16,402,899$ 83,746,167$ See notes to financial statements.16 Program RevenuesExpensesCharges for ServicesOperating Grants and ContributionsCapital Grants and ContributionsGovernmental ActivitiesBusiness-Type ActivitiesTotalGovernmental activitiesGeneral government 2,608,370$ 264,144$ 459,305$ 1,105,386$ (779,535)$ -$ (779,535)$ Public safety 5,022,012 734,109 1,258,974 - (3,028,929) - (3,028,929) Public works 4,402,320 1,143,353 224,091 2,222,256 (812,620) - (812,620) Economic development 15,244 - - - (15,244) - (15,244) Interest on long-term debt 626,171 - - - (626,171) - (626,171) Total governmental activities 12,674,117 2,141,606 1,942,370 3,327,642 (5,262,499) - (5,262,499) Business-type activitiesSewer 2,024,291 2,327,917 - - - 303,626 303,626 Storm water 225,841 578,999 - - - 353,158 353,158 Total business-type activities 2,250,132 2,906,916 - - - 656,784 656,784 Total governmental and business-type activities 14,924,249$ 5,048,522$ 1,942,370$ 3,327,642$ (5,262,499) 656,784 (4,605,715) General revenuesProperty taxes 10,052,157 - 10,052,157 Tax increments 15,656 - 15,656 Unrestricted investment earnings 204,638 18,881 223,519 Gain on sale of asset - 11,167 11,167 Total general revenues 10,272,451 30,048 10,302,499 Transfers 77,918 (77,918) - Change in net position 5,087,870 608,914 5,696,784 Net position - beginning 29,371,205 15,531,813 44,903,018 Net position - ending 34,459,075$ 16,140,727$ 50,599,802$ See notes to financial statements.17Functions/ProgramsNet (Expense) Revenues and Changes in Net PositionCity of Mendota HeightsStatement of Activities Year Ended December 31, 2020 December 31, 2020 Capital Projects General Fund Special Assessments Debt Service Street Capital Projects Assets Cash and investments (including cash equivalents) 10,364,192$ 4,773,638$ -$ Taxes receivable - delinquent 63,105 8,825 - Special assessments receivable Delinquent 353 4,311 - Deferred 5,823 1,862,247 256,341 Accounts receivable 18,278 - - Interest receivable 12,011 4,756 1,076 Due from other funds - - - Due from other governments 313,132 42,508 351,448 Inventories 18,280 - - Prepaid items 335,685 - - Land held for resale - - - Total assets 11,130,859$ 6,696,285$ 608,865$ Liabilities Accounts and contracts payable 148,710$ -$ 208,645$ Due to other funds - - 63,317 Due to other governments 20,762 - - Salaries and benefits payable 192,454 - - Developers' escrow deposits 15,141 - - Total liabilities 377,067 - 271,962 Deferred Inflows of Resources Unavailable revenue - property taxes 63,105 8,825 - Unavailable revenue - grants - - 344,312 Unavailable revenue - special assessments 6,176 1,866,558 256,341 Total deferred inflows of resources 69,281 1,875,383 600,653 Fund Balances Nonspendable 353,965 - - Restricted - 4,820,902 - Committed - - - Assigned - - - Unassigned 10,330,546 - (263,750) Total fund balances 10,684,511 4,820,902 (263,750) Total liabilities, deferred inflows of resources, and fund balances 11,130,859$ 6,696,285$ 608,865$ See notes to financial statements.18 City of Mendota Heights Balance Sheet - Governmental Funds Capital Projects Fire Hall Remodel Other Governmental Funds Total Governmental Funds 90,508$ 4,741,313$ 19,969,651$ 153 7,479 79,562 - - 4,664 - 10,584 2,134,995 - 11,088 29,366 - 5,417 23,260 - 252,202 252,202 22 297,780 1,004,890 - - 18,280 - 5,856 341,541 - 96,100 96,100 90,683$ 5,427,819$ 23,954,511$ 242,390$ 7,254$ 606,999$ - 188,885 252,202 - 238,741 259,503 - 532 192,986 - - 15,141 242,390 435,412 1,326,831 153 7,479 79,562 - 192,000 536,312 - 10,584 2,139,659 153 210,063 2,755,533 - 5,856 359,821 - 1,742,666 6,563,568 - 901,102 901,102 - 2,471,087 2,471,087 (151,860) (338,367) 9,576,569 (151,860) 4,782,344 19,872,147 90,683$ 5,427,819$ 23,954,511$ 19 20 (THIS PAGE LEFT BLANK INTENTIONALLY) City of Mendota Heights Reconciliation of the Balance Sheet to the Statement of Net Position - Governmental Funds December 31, 2020 Total fund balances - governmental funds 19,872,147$ Capital assets used in governmental activities are not current financial resources and, therefore, are not reported as assets in governmental funds. Cost of capital assets 69,373,190 Less accumulated depreciation (28,573,272) Long-term liabilities, including bonds payable, are not due and payable in the current period and, therefore, are not reported as liabilities in the funds. Long-term liabilities at year-end consist of: General obligation (G.O.) bond principal payable (23,865,000) Unamortized bond premium (838,465) OPEB payable (832,431) Net pension liability (3,811,126) Deferred outflows of resources and deferred inflows of resources are created as a result of various differences related to pensions and OPEB that are not recognized in the governmental funds. Deferred inflows of resources related to pensions (1,480,665) Deferred outflows of resources related to pensions 1,360,363 Deferred outflows of resources related to OPEB 161,932 Deferred inflows of resources related to OPEB (14,315) Delinquent receivables will be collected in subsequent years, but are not available soon enough to pay for the current period's expenditures and, therefore, are deferred in the funds. Property taxes 79,562 Special assessments 4,664 Revenues in the Statement of Activities that do not provide current financial resources are not reported as revenues in the funds. Deferred special assessments 2,134,995 Deferred grants 536,312 Governmental funds do not report a liability for accrued interest until due and payable.(250,782) Internal service funds are used by management to charge the cost of engineering, compensated absences and City Hall expenses to individual funds. The net position of the funds are considered governmental and included in the government-wide Statement of Net Position. 601,966 34,459,075$ See notes to financial statements.21 Total net position - governmental activities Amounts reported for governmental activities in the Statement of Net Position are different because: Capital Projects General Fund Special Assessments Debt Service Street Capital Projects Revenues Property taxes 7,959,743$ 1,118,031$ -$ Tax increments - - - Special assessments - 371,908 161,274 Licenses and permits 405,376 - - Intergovernmental 1,435,730 - 1,547,126 Charges for services 677,925 - - Fines and forfeitures 102,676 499 - Miscellaneous revenue Investment income 96,400 38,173 8,637 Other 213,370 - 3,708 Total revenues 10,891,220 1,528,611 1,720,745 Expenditures Current General government 1,890,278 - - Public safety 4,885,438 - - Public works 2,632,290 - - Economic development - - - Debt service Principal - 1,005,000 - Interest and other charges - 429,025 - Capital outlay General government - - - Public safety - - - Public works 2,478 - 3,610,303 Total expenditures 9,410,484 1,434,025 3,610,303 Excess of revenues over (under) expenditures 1,480,736 94,586 (1,889,558) Other Financing Sources (Uses) Issuance of debt - 3,295,000 - Bond premium - 165,068 - Refunded debt payment - (1,290,000) - Transfers in 47,550 1,795,000 1,868,242 Transfers out (196,660) (3,403,374) (37,202) Total other financing sources (uses) (149,110) 561,694 1,831,040 Net change in fund balances 1,331,626 656,280 (58,518) Fund Balances Beginning of year 9,352,885 4,164,622 (205,232) End of year 10,684,511$ 4,820,902$ (263,750)$ See notes to financial statements.22 City of Mendota Heights Statement of Revenues, Expenditures, and Changes in Fund Balances - Governmental Funds Year Ended December 31, 2020 Capital Projects Fire Hall Remodel Other Governmental Funds Total Governmental Funds 1,959$ 938,312$ 10,018,045$ - 15,656 15,656 - - 533,182 - - 405,376 - 254,076 3,236,932 - 320,967 998,892 - 1 103,176 16,852 43,460 203,522 - 1,444,204 1,661,282 18,811 3,016,676 17,176,063 - 439,231 2,329,509 2,311 169,053 5,056,802 - 256,119 2,888,409 - 15,244 15,244 - 260,000 1,265,000 5,410 309,490 743,925 - 7,830 7,830 3,343,335 - 3,343,335 - 276,253 3,889,034 3,351,056 1,733,220 19,539,088 (3,332,245) 1,283,456 (2,363,025) - - 3,295,000 - - 165,068 - - (1,290,000) - 234,518 3,945,310 - (59,898) (3,697,134) - 174,620 2,418,244 (3,332,245) 1,458,076 55,219 3,180,385 3,324,268 19,816,928 (151,860)$ 4,782,344$ 19,872,147$ 23 55,219$ Capital outlays are reported in governmental funds as expenditures. However, in the Statement of Activities, the cost of those assets is allocated over the estimated useful lives as depreciation expense. Capital outlays 7,166,854 Depreciation expense (1,912,013) Book value of disposed assets (2,118) Donated assets 40,500 Assets contributed to enterprise funds (187,798) Governmental funds recognized pension contributions as expenditures at the time of payment whereas the Statement of Activities factors in items related to pensions on a full accrual perspective. 200,162 OPEB are not reported as expenditures in the governmental funds because they do not require the use of current financial resources; instead, they are expensed in the Statement of Activities. 42,987 Principal payments on long-term debt are recognized as expenditures in the governmental funds but have no effect on net position in the Statement of Activities. 1,265,000 Refunding bond payments are recognized as other financing uses in the governmental funds but as an increase in net assets in the Statement of Activities. 1,290,000 Premiums on the issuance of long-term debt provide current financial resources to governmental funds and have no effect on net position. These amounts are reported in the governmental funds as an other financing source and constitute long-term liabilities in the Statement of Net Position. (165,068) Premiums are recognized when debt is issued in the governmental funds but amortized over the life of the debt in the Statement of Activities. 68,402 Interest on long-term debt in the Statement of Activities differs from the amount reported in the governmental funds because interest is recognized as an expenditure in the funds when it is due and thus requires use of current financial resources. In the Statement of Activities, however, interest expense is recognized as the interest accrues, regardless of when it is due. 49,352 Proceeds from long-term debt are recognized as an other financing source in the governmental funds but have no effect on net position in the Statement of Activities. Bonds payable (3,295,000) Revenues in the Statement of Activities that do not provide current financial resources are not reported as revenues in the funds. 466,390 Activities of the internal service funds are presented separately from the governmental funds. However, the functions, from a government-wide perspective, are governmental. 5,001 5,087,870$ See notes to financial statements.24 Change in net position - governmental activities Net change in fund balances - governmental funds Amounts reported for governmental activities in the Statement of Activities are different because: City of Mendota Heights Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances to the Statement of Activities - Governmental Funds Year Ended December 31, 2020 Budget and Actual - General Fund Statement of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual - General Fund Year Ended December 31, 2020 Budgeted Amounts Variance with Original Actual and Final Amounts Revenues Property taxes 7,941,373$ 7,959,743$ 18,370$ Licenses and permits 384,700 405,376 20,676 Intergovernmental 466,070 1,435,730 969,660 Charges for services 730,878 677,925 (52,953) Fines and forfeitures 84,000 102,676 18,676 Miscellaneous revenues Investment income 35,000 96,400 61,400 Other 110,000 213,370 103,370 Total revenues 9,752,021 10,891,220 1,139,199 Expenditures Current General government 1,823,755 1,890,278 66,523 Public safety 5,196,561 4,885,438 (311,123) Public works 2,779,255 2,632,290 (146,965) Capital outlay Public works - 2,478 2,478 Total expenditures 9,799,571 9,410,484 (389,087) Excess of revenues over (under) expenditures (47,550) 1,480,736 1,528,286 Other Financing Sources (Uses) Transfers in 47,550 47,550 - Transfers out - (196,660) (196,660) Total other financing sources (uses) 47,550 (149,110) (196,660) Net change in fund balance -$ 1,331,626 1,331,626$ Fund Balance Beginning of year 9,352,885 End of year 10,684,511$ See notes to financial statements.25 Final Budget - Over (Under) City of Mendota Heights Statement of Net Position - Proprietary Funds December 31, 2020 Sewer Utility Storm Water Utility Total Internal Service Funds Assets Current assets Cash and investments 409,339$ 371,008$ 780,347$ 666,271$ Special assessment receivable Delinquent 4,369 - 4,369 - Deferred 16,965 - 16,965 - Accounts receivable 598,281 144,950 743,231 - Interest receivable 477 630 1,107 139 Due from other governments 4,473 - 4,473 - Prepaid expenses 136,490 - 136,490 8,837 Total current assets 1,170,394 516,588 1,686,982 675,247 Noncurrent assets Capital assets not being depreciated Land - - - 25,000 Capital assets being depreciated Buildings - - - 2,279,024 Sewer main lines and storm sewers 15,247,721 5,128,241 20,375,962 - Improvements other than buildings - - - 40,781 Machinery and equipment 477,497 - 477,497 66,969 Total capital assets 15,725,218 5,128,241 20,853,459 2,411,774 Less accumulated depreciation (5,553,674) (596,209) (6,149,883) (1,774,195) Net capital assets 10,171,544 4,532,032 14,703,576 637,579 Total assets 11,341,938 5,048,620 16,390,558 1,312,826 Deferred Outflows of Resources Deferred outflows of resources related to pensions 10,082 1,880 11,962 5,646 Deferred outflows of resources related to OPEB 320 59 379 274 Total deferred outflows of resources 10,402 1,939 12,341 5,920 Total assets and deferred outflows of resources 11,352,340$ 5,050,559$ 16,402,899$ 1,318,746$ Liabilities and Net Position Current liabilities Accounts and contracts payable 4,814$ 38,513$ 43,327$ 5,574$ Developers' escrow deposits - 45,150 45,150 - Salaries and benefits payable 4,072 901 4,973 2,916 Due to other governments 3,224 - 3,224 96 Noncurrent liabilities due within one year 20,203 - 20,203 400,225 Total current liabilities 32,313 84,564 116,877 408,811 Noncurrent liabilities Compensated absences 37,549 - 37,549 646,196 OPEB payable 5,055 925 5,980 4,329 Net pension liability 97,733 18,224 115,957 54,726 Less amount due within one year (20,203) - (20,203) (400,225) Total noncurrent liabilities 120,134 19,149 139,283 305,026 Total liabilities 152,447 103,713 256,160 713,837 Deferred Inflows of Resources Deferred inflows of resources related to OPEB 355 65 420 304 Deferred inflows of resources related to pensions 4,713 879 5,592 2,639 Total deferred inflows of resources 5,068 944 6,012 2,943 Net Position Investment in capital assets 10,171,544 4,532,032 14,703,576 637,579 Unrestricted 1,023,281 413,870 1,437,151 (35,613) Total net position 11,194,825 4,945,902 16,140,727 601,966 Total liabilities, deferred inflows of resources, and net position 11,352,340$ 5,050,559$ 16,402,899$ 1,318,746$ See notes to financial statements.26 Sewer Utility Storm Water Utility Total Internal Service Funds Operating revenues Charges for services 2,317,640$ 578,799$ 2,896,439$ 216,940$ Operating expenses Wages and salaries 147,762 22,827 170,589 71,691 Employee benefits 45,335 5,714 51,049 31,916 Materials and supplies 19,364 27 19,391 - Repairs and maintenance 108,565 85,292 193,857 - Professional services 55,936 30,786 86,722 4,013 Insurance 9,528 - 9,528 6,891 Utilities 26,623 - 26,623 36,266 Depreciation 200,912 51,283 252,195 36,505 Travel 12 - 12 - Miscellaneous 22,727 29,912 52,639 43,313 Sewer charges - MCES 1,387,527 - 1,387,527 - Total operating expenses 2,024,291 225,841 2,250,132 230,595 Operating income (loss) 293,349 352,958 646,307 (13,655) Nonoperating revenues (expenses) Investment income 13,827 5,054 18,881 1,116 Fines and forfeitures 869 - 869 - Special assessments 3,081 - 3,081 - Gain on sale of asset 11,167 - 11,167 - Other income 6,327 200 6,527 - Total nonoperating revenues 35,271 5,254 40,525 1,116 Change in net position before capital contributions and transfers 328,620 358,212 686,832 (12,539) Capital contributions - 187,798 187,798 - Transfers in - 37,202 37,202 17,540 Transfers out (11,150) (291,768) (302,918) - Change in net position 317,470 291,444 608,914 5,001 Net position Beginning of year 10,877,355 4,654,458 15,531,813 596,965 End of year 11,194,825$ 4,945,902$ 16,140,727$ 601,966$ Net change in the net position reported above 608,914$ Amounts reported for business-type activities in the Statement of Activities are different because: Transfers in of capital assets from governmental activities 187,798 Contribution revenue reported above (187,798) Change in net position of business-type activities 608,914$ See notes to financial statements.27 Year Ended December 31, 2020 City of Mendota Heights Statement of Revenues, Expenses, and Changes in Fund Net Position - Proprietary Funds Sewer Utility Storm Water Utility Total Internal Service Funds Cash Flows - Operating Activities Receipts from customers and users 2,230,039$ 561,415$ 2,791,454$ 216,940$ Payments to suppliers (1,749,160) (319,408) (2,068,568) (92,164) Payments to employees (199,625) (30,134) (229,759) (32,838) Miscellaneous revenue 17,450 200 17,650 - Net cash flows - operating activities 298,704 212,073 510,777 91,938 Cash Flows - Noncapital Financing Activities Transfer from other funds - 37,202 37,202 17,540 Transfer to other funds (11,150) (291,768) (302,918) - Net cash flows - noncapital financing activities (11,150) (254,566) (265,716) 17,540 Cash Flows - Capital and Related Financing Activities Proceeds from sale of capital assets 11,167 - 11,167 - Acquisition of capital assets (262,686) (26,616) (289,302) (14,457) Net cash flows - capital and related Financing activities (251,519) (26,616) (278,135) (14,457) Cash Flows - Investing Activities Interest and dividends received 13,651 5,100 18,751 1,151 Net change in cash and cash equivalents 49,686 (64,009) (14,323) 96,172 Cash and Cash Equivalents Beginning of year 359,653 435,017 794,670 570,099 End of year 409,339$ 371,008$ 780,347$ 666,271$ Reconciliation of Operating Income (Loss) to Net Cash Flows - Operating Activities Operating income (loss) 293,349$ 352,958$ 646,307$ (13,655)$ Adjustments to reconcile operating income (loss) to net cash flows - operating activities Operating activities Miscellaneous revenue 17,450 200 17,650 - Depreciation expense 200,912 51,283 252,195 36,505 Accounts receivable (83,128) (17,384) (100,512) - Due from other governments (4,473) - (4,473) - Prepaid items (6,908) - (6,908) (418) Developers' excrow deposits - 7,650 7,650 - Accounts and contracts payable (112,067) (181,041) (293,108) (1,264) Due to other governmental units 97 - 97 1 Salaries payable 858 217 1,075 888 OPEB payable (1,665) (252) (1,917) (1,238) Pension related items (9,583) (1,558) (11,141) (4,630) Compensated absences payable 3,862 - 3,862 75,749 Total adjustments 5,355 (140,885) (135,530) 105,593 Net cash flows - operating activities 298,704$ 212,073$ 510,777$ 91,938$ Noncash Investing, Capital, and Financing Activities Contributions of capital assets -$ 187,798$ 187,798$ -$ See notes to financial statements. City of Mendota Heights Statement of Cash Flows - Proprietary Funds Year Ended December 31, 2020 28 29 City of Mendota Heights Notes to Financial Statements NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES A. Reporting Entity The City of Mendota Heights is a statutory city governed by an elected mayor and four council members. The accompanying financial statements present the government entities for which the government is considered to be financially accountable. The financial statements present the City and its component units. The City includes all funds, organizations, institutions, agencies, departments, and offices that are not legally separate from such. Component units are legally separate organizations for which the elected officials of the City are financially accountable and are included within the basic financial statements of the City because of the significance of their operational or financial relationships with the City. The City is considered financially accountable for a component unit if it appoints a voting majority of the organization's governing body and it is able to impose its will on the organization by significantly influencing the programs, projects, activities, or level of services performed or provided by the organization, or there is a potential for the organization to provide specific financial benefits to or impose specific financial burdens on, the City. As a result of applying the component unit definition criteria above, the City has no component units. B. Government-Wide and Fund Financial Statements The government-wide financial statements (i.e., the Statement of Net Position and the Statement of Activities) report information on all of the nonfiduciary activities of the City. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The Statement of Activities demonstrates the degree to which the direct expenses of a given function or segment is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Interest on general long-term debt is considered an indirect expense and is reported separately in the Statement of Activities. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Internally dedicated revenues are reported as general revenues rather than program revenues. Separate financial statements are provided for governmental funds and proprietary funds. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. The Internal Service Funds are presented in the internal service fund financial statements. Because the principal user of internal services is the City's governmental activities, the financial statements of the Internal Service Fund is consolidated into the governmental column when presented in the government- wide financial statements. The cost of these services is reported in the appropriate functional activity. 30 City of Mendota Heights Notes to Financial Statements NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) C. Measurement Focus, Basis of Accounting, and Financial Statement Presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considers revenues to be available if they are collected within 60 days of the end of the current period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment matures. Property taxes, franchise taxes, licenses, and interest associated with the current period are all considered to be susceptible to accrual and so have been recognized as revenues of the current period. Only the portion of special assessments receivable due within the current period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the City. Description of Funds: Major Governmental Funds: General Fund – This fund is the general operating fund of the City. It is used to account for all financial resources except those required to be accounted for in another fund. Special Assessments Debt Service Fund – This fund receives all special assessment payments and is dedicated for the repayment of debt incurred on a specific project. Street Capital Projects Fund – This fund is used to account for the proceeds and disbursements of funds for street improvement expenditures. Fire Hall Remodel Fund – This fund is used to account for the proceeds and disbursements associated with the Fire Hall remodel and expansion project. Proprietary Funds: Sewer Utility Fund – This fund is used to account for the City's sewer utility. Storm Water Utility Fund – This fund is used to account for the City's storm water utility. 31 City of Mendota Heights Notes to Financial Statements NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) C. Measurement Focus, Basis of Accounting, and Financial Statement Presentation (Continued) Description of Funds: (Continued) Additional Fund Types: Internal Service Funds – These funds account for the financing of goods or services provided by one department to other departments of the City on a cost-reimbursement basis. The City's Internal Service Funds account for compensated absences and City Hall expenses. As a general rule, the effect of interfund activity has been eliminated from the government-wide financial statements. Exceptions to this general rule are charges between the City's utility functions and various other functions of the City. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Proprietary Funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the City's Enterprise Funds and Internal Service Funds are charges to customers for sales and services. Operating expenses for the Enterprise Funds and Internal Service Funds include the cost of sales and services, administrative expenses and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. When both restricted and unrestricted resources are available for use, the City uses restricted resources first, then unrestricted resources as they are needed. Further, the City applies unrestricted funds in this order if various levels of unrestricted fund balances exist: committed, assigned, and unassigned. D. Assets, Liabilities, Deferred Outflows/Inflows of Resources, and Net Position or Equity 1. Deposits and Investments The City's cash and cash equivalents are considered to be cash on hand, demand deposits, and short- term investments with original maturities of three months or less from the date of acquisition. Investments for the City are reported at fair value. Minnesota Statutes authorizes the City to invest in obligations of the U.S. Treasury, agencies, and instrumentalities, shares of investment companies whose only investments are in the aforementioned securities, obligations of the State of Minnesota or its municipalities, bankers' acceptances, future contracts, repurchase and reverse repurchase agreements, and commercial paper of the highest quality with a maturity of no longer than 270 days and in the Minnesota Municipal Investment Pool. Minnesota Statutes requires all deposits made by cities with financial institutions to be collateralized in an amount equal to 110% of deposits in excess of Federal Deposit Insurance Corporation (FDIC) insurance. 32 City of Mendota Heights Notes to Financial Statements NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) D. Assets, Liabilities, Deferred Outflows/Inflows of Resources, and Net Position or Equity (Continued) 1. Deposits and Investments (Continued) Certain investments for the City are reported at fair value as disclosed in Note 3. The City categorizes its fair value measurements within the fair value hierarchy established by generally accepted accounting principles. The Hierarchy is based on the valuation inputs used to measure the fair value of the asset. Level 1 inputs are quoted prices in active markets for identical assets; Level 2 inputs are significant other observable inputs; Level 3 inputs are significant unobservable inputs. 2. Receivables and Payables All trade and property tax receivables are shown at a gross amount since both are assessable to the property taxes and are collectible upon the sale of the property. The City levies its property tax for the subsequent year during the month of December. December 28 is the last day the City can certify a tax levy to the County Auditor for collection the following year. Such taxes become a lien on January 1 and are recorded as receivables by the City at that date. The property tax is recorded as revenue when it becomes measurable and available. Dakota County is the collecting agency for the levy and remits the collections to the City three times a year. The tax levy notice is mailed in March with the first half of the payment due on May 15 and the second half due on October 15. Taxes not collected as of December 31 each year are shown as delinquent taxes receivable. The County Auditor prepares the tax list for all taxable property in the City, applying the applicable tax rate to the tax capacity of individual properties, to arrive at the actual tax for each property. The County Auditor also collects all special assessments, except for certain prepayments paid directly to the City. The County Auditor submits the list of taxes and special assessments to be collected on each parcel of property to the County Treasurer in January of each year. 3. Inventories Inventories are valued at cost, which approximates market, using the first in, first out (FIFO) method. Inventory consists of expendable supplies held for consumption. Inventories of governmental funds are recorded as expenditures when consumed rather than when purchased. Inventory – land held for resale represents land owned by the City with the intent to sell to developers. This land is recorded at the lesser of historical cost or expected net realizable value. 4. Prepaid Items Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements. Prepaid items are recorded as an expenditure at the time of consumption. 33 City of Mendota Heights Notes to Financial Statements NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) D. Assets, Liabilities, Deferred Outflows/Inflows of Resources, and Net Position or Equity (Continued) 5. Capital Assets Capital assets, which include property, plant, equipment, intangible, and infrastructure assets (e.g., roads, sidewalks, easements, and similar items), are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Capital assets are defined by the City as assets with an initial, individual cost of more than $5,000, and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at acquisition value at the date of donation. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. Property, plant, and equipment of the City are depreciated using the straight-line method over the following estimated useful lives: Assets Years Buildings 15-100 Other improvements 10-40 Machinery and equipment 3-25 Infrastructure 30-100 6. Deferred Outflows/Inflows of Resources In addition to assets, the statement of financial position will sometimes report a separate section for deferred outflows of resources. This separate financial statement element represents a consumption of net position that applies to a future period(s) and so will not be recognized as an outflow of resources (expense/expenditure) until that time. The City presents deferred outflows of resources on the Statements of Net Position for deferred outflows of resources related to pensions and OPEB for various estimate differences that will be amortized and recognized over future years. In addition to liabilities, the statement of financial position and fund financial statements will sometimes report a separate section for deferred inflows of resources. This separate financial statement element represents an acquisition of net position that applies to a future period(s) and so will not be recognized as an inflow of resources (revenue) until that time. The City has two items that qualify for reporting in this category. The governmental funds report unavailable revenues from three sources: property taxes, special assessments, and grants. These amounts are deferred and recognized as an inflow of resources in the period that the amounts become available. The City presents deferred inflows of resources on the Statements of Net Position for deferred inflows of resources related to pensions and OPEB for various estimate differences that will be amortized and recognized over future years. 34 City of Mendota Heights Notes to Financial Statements NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) D. Assets, Liabilities, Deferred Outflows/Inflows of Resources, and Net Position or Equity (Continued) 7. Compensated Absences\Severance The City allows employees to accrue vacation based on years of service to carry over to the next year. Accrued vacation shall be used in the year following the year which said time is earned and any time accrued will be paid out at termination. At the end of the year the vacation balance cannot exceed 200 hours. All permanent full-time employees accrue personal leave at the rate of 4 hours per month, to a maximum of 320 hours. Any balances in excess of 320 hours will be converted to cash compensation or additional vacation time at a ratio of 50%. All compensated absences pay is accrued when incurred in the government-wide and proprietary fund financial statements. A liability for these amounts is reported in governmental funds only if they have matured as a result of employee termination or similar circumstances. These liabilities are paid by the governmental fund the employee provided most of its service to. The unused vacation and sick leave of the proprietary funds is included in accrued liabilities of the respective fund. 8. Long-Term Obligations In the government-wide financial statements, and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type Statement of Net Position. Bond premiums and discounts are deferred and amortized over the life of the bonds using the straight-line method. Bonds payable are reported net of the applicable bond premium or discount. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. 9. Pensions For purposes of measuring the net pension liability, deferred outflows/inflows of resources, and pension expense, information about the fiduciary net position of the Public Employees Retirement Association (PERA) and the relief association and additions to/deductions from PERA's and the relief association's fiduciary net position have been determined on the same basis as they are reported by PERA and the relief association except that PERA's fiscal year end is June 30. For this purpose, plan contributions are recognized as of employer payroll paid dates and benefit payments and refunds are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. 35 City of Mendota Heights Notes to Financial Statements NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) D. Assets, Liabilities, Deferred Outflows/Inflows of Resources, and Net Position or Equity (Continued) 10. Fund Equity a. Classification In the fund financial statements, governmental funds report fund classifications that comprise a hierarchy based primarily on the extent to which the City is bound to honor constraints on the specific purpose for which amounts in those funds can be spent.  Nonspendable Fund Balance – These are amounts that cannot be spent because they are not in spendable form or they are legally or contractually required to be maintained intact.  Restricted Fund Balance – These are amounts that are restricted to specific purposes either by a) constraints placed on the use of resources by creditors, grantors, contributors, or laws or regulations of other governments or b) imposed by law through constitutional provisions or enabling legislation.  Committed Fund Balance – These are amounts that can only be used for specific purposes pursuant to constraints imposed by the City Council (highest level of decision making authority) through resolution.  Assigned Fund Balance – These are amounts that are constrained by the City's intent to be used for specific purposes but are neither restricted nor committed. Assignments are made by the City's Administrator or Finance Director based on the City Council's direction.  Unassigned Fund Balance – These are residual amounts in the General Fund not reported in any other classification. The General Fund is the only fund that can report a positive unassigned fund balance. Other funds would report a negative unassigned fund balance should the total of nonspendable, restricted and committed fund balances exceed the total net resources of that fund. b. Minimum Fund Balance The City will strive to maintain a General Fund unassigned fund balance of 75% of the following year's budgeted operating expenditures. 11. Use of Estimates The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements. Estimates also affect the reported amounts of revenue and expenditures/expense during the reporting period. Actual results could differ from those estimates. 36 City of Mendota Heights Notes to Financial Statements NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) E. Budgetary Information The City Council adopts an annual budget for the General Fund and certain special revenue and capital project funds. The amounts shown in the financial statements as "budget" represent the original budgeted amount and all revisions made during the year. The City follows these procedures in establishing the budgetary data reflected in the financial statements: 1. The City Administrator prepares and presents to the City Council a proposed operating budget for the year commencing the following January 1. The operating budget included proposed expenditures and means of financing them. 2. Public hearings are conducted to obtain taxpayer comments. 3. The City Council deliberates on and adopts the budget on a basis consistent with accounting principles generally accepted in the United States of America and legally enacts the budget by passage of a resolution. 4. Formal budgetary integration is employed as a management control device during the year. 5. The City Council must approve any budget appropriation transfers between departments and any increases in budget appropriations to the extent actual revenues exceed estimated revenues. 6. Reported budget amounts are as originally adopted or as amended by City Council approved supplemental appropriations and budget transfers. Annual appropriations lapse at year-end. No revisions were made to the budgets during the year. Note 2 – STEWARDSHIP, COMPLIANCE, AND ACCOUNTABILITY A. Deficit Fund Balances The following funds had deficit fund balances at December 31, 2020: Street Capital Projects 263,750$ Fire Hall Remodel 151,860 Other Nonmajor Capital Projects Fund Infrastructure Reserve 4,552 Special Assessment Capital Project 325,646 TIF District No. 2 8,169 NOTE 3 – DEPOSITS AND INVESTMENTS Cash balances of the City's funds are combined (pooled) and invested to the extent available in various investments authorized by Minnesota Statutes. Each fund's portion of this pool (or pools) is displayed on the financial statements as "cash and cash equivalents" or "investments." For purposes of identifying risk of investing public funds, the balances and related restrictions are summarized below. A. Deposits In accordance with applicable Minnesota Statutes, the City maintains deposits at depository banks authorized by the City Council. 37 City of Mendota Heights Notes to Financial Statements NOTE 3 – DEPOSITS AND INVESTMENTS (CONTINUED) A. Deposits (Continued) In accordance with applicable Minnesota Statutes, the City maintains deposits at depository banks authorized by the City Council. Custodial Credit Risks – Deposits: For deposits, this is the risk that in the event of bank failure, the City's deposits may not be returned to it. The City addresses custodial credit risk by having the authority from the City Council to maintain deposits with various financial institutions that are members of the Federal Reserve System. The City's policy states all deposits must be collateralized in compliance with Minnesota Statutes 118A. As of December 31, 2020, the City's bank balance was not exposed to custodial credit risk because it was insured through the Federal Deposit Insurance Corporation (FDIC) and fully collateralized with securities held by the pledging financial institution's trust department or agent in the City's name. As of December 31, 2020, the City had deposits as follows: Checking 183,824$ Certificates of deposit 14,280 Total deposits 198,104$ B. Investments As of December 31, 2020, the City had the following investments: Fair Credit Value Less Than 1 - 5 Investment Type Ratings 12/31/20 1 Year Years Negotiable CD's NR 5,974,689$ 3,947,006$ 2,027,683$ US Government Securities AAA 714,969 - 714,969 Money Market Funds NR 14,527,607 14,527,607 - Total 21,217,265$ 18,474,613$ 2,742,652$ Investment Maturities Credit Risk: This is the risk that an issuer or other counterparty to an investment will not fulfill its obligations. State law limits investments in commercial paper and corporate bonds to be in the top two ratings issued by nationally recognized statistical rating organizations. The City's investment policy addresses credit quality by allowing the City to invest only in instruments permitted by Minnesota Statutes 118A.04-05. Concentration of Credit Risk: This is the risk of loss attributed to the magnitude of an investment in a single issuer. The City's policy states the City will attempt to diversify its investments according to type and maturity. The policy states the portfolio will contain both short-term and long-term investments and will attempt to match its investments with anticipated cash flow requirements. 38 City of Mendota Heights Notes to Financial Statements NOTE 3 – DEPOSITS AND INVESTMENTS (CONTINUED) B. Investments (Continued) Custodial Credit Risk – Investments: For an investment, this is the risk that in the event of the failure of the counterparty, the City will not be able to recover the value of its investments or collateral securities that are in the possession of an outside party. The City's investment policy states that to ensure safety when considering an investment it is verified to make certain funds in excess of insurance are not made at the same institution. The City's brokers carry SIPC and private insurance to cover the City's investment holdings; however, given the size of the City's portfolio in relation to the insurance, it is unlikely the City would receive the full value of their investments upon default of the counterparty. Interest Rate Risk: This is the risk that market values of securities in a portfolio would decrease due to changes in market interest rates. As a means of limiting its exposure to fair value losses arising from rising interest rates, the City's investment policy states the City will hold investments with laddered maturities so that funds become available on a regular schedule. The City has the following recurring fair value measurements as of December 31, 2020:  $2,143,940 of investments are valued using calculated Net Asset Value (Level 1 inputs)  $19,073,852 of investments are valued using a matrix pricing model (Level 2 inputs) C. Deposits and Investments The following is a summary of total deposits and investments: Deposits (Note 3. A.) 198,104$ Investments (Note 3.B.) 21,217,265 Petty cash 900 Total cash and investments 21,416,269$ Deposits and investments are presented in the December 31, 2020, basic financial statements as follows: Statement of Net Position Cash and investments 21,416,269$ 39 City of Mendota Heights Notes to Financial Statements NOTE 4 – INTERFUND ACTIVITIES A. Interfund Receivables and Payable The following is a summary of the City's due to/due from other funds at December 31, 2020: Fund Due to Due from Reason Special assessment capital project 180,716$ -$ Cash deficit Street capital projects 63,317 - Cash deficit TIF District No. 2 8,169 Cash deficit Pre-1998 Non-Increment - 8,169 Cash deficit Water tower capital project - 244,033 Cash deficit Total 252,202$ 252,202$ The balances above will be repaid as financing becomes available. B. Interfund Transfers The composition of interfund transfers as of December 31, 2020, was as follows: Transfers In Street Other Storm Capital Governmental Water General Projects Funds Utility Total Transfers out General -$ -$ -$ 179,120$ -$ 17,540$ 196,660$ Special assessments debt service 22,250 1,795,000 1,586,124 - - - 3,403,374 Street capital projects - - - - 37,202 - 37,202 Other governmental funds 4,500 - - 55,398 - - 59,898 Sewer utility 11,150 - - - - - 11,150 Storm Water Utility 9,650 - 282,118 - - - 291,768 Total 47,550$ 1,795,000$ 1,868,242$ 234,518$ 37,202$ 17,540$ 4,000,052$ Internal Service Funds Special Assessments Debt Service The purpose of the above transfers is to distribute bond proceeds and to provide funding for capital improvement projects, capital outlay, and operating purposes. 40 City of Mendota Heights Notes to Financial Statements NOTE 5 – CAPITAL ASSETS Capital asset activity for the year ended December 31, 2020, was as follows: Balance Increases Decreases Balance Governmental activities Capital assets not being depreciated Land and improvements 8,682,370$ 107,800$ -$ 8,790,170$ Construction in progress 7,024,824 6,731,804 2,630,296 11,126,332 Total capital assets not being depreciated 15,707,194 6,839,604 2,630,296 19,916,502 Capital assets being depreciated Buildings and structures 4,763,741 101,942 - 4,865,683 Machinery and equipment 6,078,756 236,497 49,822 6,265,431 Other improvements 2,454,383 432,338 - 2,886,721 Infrastructure 35,796,699 2,053,928 - 37,850,627 Total capital assets being depreciated 49,093,579 2,824,705 49,822 51,868,462 Less accumulated depreciation for Buildings and structures 3,767,582 83,488 - 3,851,070 Machinery and equipment 3,719,615 320,618 47,704 3,992,529 Other improvements 1,795,790 79,581 - 1,875,371 Infrastructure 19,163,665 1,464,832 - 20,628,497 Total accumulated depreciation 28,446,652 1,948,519 47,704 30,347,467 Total capital assets being depreciated, net 20,646,927 876,186 2,118 21,520,995 Governmental activities capital assets, net 36,354,121$ 7,715,790$ 2,632,414$ 41,437,497$ 41 City of Mendota Heights Notes to Financial Statements NOTE 5 – CAPITAL ASSETS (CONTINUED) Beginning Ending Balance Increases Decreases Balance Business-type activities Capital assets not being depreciated Construction in progress 217,421$ 26,616$ 244,037$ -$ Capital assets being depreciated Machinery and equipment 214,811 262,686 - 477,497 Sewer main lines and storm sewers 19,944,127 431,835 - 20,375,962 Total capital assets being depreciated 20,158,938 694,521 - 20,853,459 Less accumulated depreciation for Machinery and equipment 126,414 29,098 - 155,512 Sewer main lines and storm sewers 5,771,274 223,097 - 5,994,371 Total accumulated depreciation 5,897,688 252,195 - 6,149,883 Total capital assets being depreciated, net 14,261,250 442,326 - 14,703,576 Business-type activities capital assets, net 14,478,671$ 468,942$ 244,037$ 14,703,576$ Depreciation expense was charged to functions/programs of the City as follows: Governmental activities General government 151,112$ Public safety 96,678 Public works 1,664,223 Internal service funds 36,506 Total depreciation expense - governmental activities 1,948,519$ Business-type activities Sewer utility 200,912$ Storm water utility 51,283 Total depreciation expense - business-type activities 252,195$ 42 City of Mendota Heights Notes to Financial Statements NOTE 6 – LONG-TERM DEBT A. G.O. Bonds The City issues G.O. bonds to provide for financing street improvements, major capital equipment purchases and utility improvements. Debt service is funded through property taxes, special assessments, and utility charges. G.O. bonds are direct obligations and pledge the full faith and credit of the City. B. Components of Long-Term Liabilities Interest Original Final Principal Due Within Rates Issue Maturity Outstanding One Year Long-term liabilities Government activities G.O. Improvement Bonds, including Refunding Bonds G.O. Improvement Bonds of 2012 2.00%-2.70% 2,630,000$ 02/01/32 2,075,000$ 2,075,000$ G.O. Improvement Bonds of 2013 2.00%-4.00% 1,685,000 02/01/34 1,080,000 135,000 G.O. Improvement Bonds, Series 2014A 0.85%-3.40% 1,030,000 02/01/35 710,000 75,000 G.O. Refunding Bond, Series 2014B 1.50%-3.00% 885,000 02/01/27 485,000 65,000 G.O Improvement Bonds 2015A .90%-3.00% 1,200,000 02/01/36 965,000 75,000 G.O. Refunding Bond, Series 2015C 2.00%-2.50% 1,995,000 02/01/28 1,320,000 165,000 G.O. Reconstruction Bonds, Series 2016A 1.00%-2.50% 1,020,000 02/01/37 870,000 80,000 G.O. Improvement Bonds of 2017A 2.00%-2.50% 1,340,000 02/01/30 1,285,000 120,000 G.O. Improvement Bonds of 2018A 3.00%-4.00% 1,080,000 02/01/30 1,080,000 95,000 G.O. Improvement Bonds of 2019A 2.00%-3.00% 3,035,000 02/01/31 3,035,000 295,000 G.O. Improvement Bonds of 2020A 1.20%-2.00% 3,295,000 02/01/32 3,295,000 - Total improvement bonds 16,200,000 3,180,000 G.O. Bonds, including refunding bonds G.O. Refunding Bonds 2015B 2.00%-3.00% 1,475,000 02/01/23 665,000 215,000 G.O. Capital Improvement Plan Bonds 3.00%-4.00% 7,000,000 02/01/35 7,000,000 360,000 Total G.O. Bonds 7,665,000 575,000 Net Premium on Bonds 838,465 - Compensated absences payable 646,196 400,225 Total governmental activities 25,349,661 4,155,225 Business-type activities Compensated absences payable 37,549 20,203 Total all long-term liabilities 25,387,210$ 4,175,428$ Long-term bonded indebtedness listed above were issued to finance acquisition and construction of capital facilities or to refinance (refund) previous bond issues. Debt Service Funds will be used to pay general government principal and interest liabilities. The General Fund and Sewer Utility Fund will pay for the corresponding compensated absence liability. 43 City of Mendota Heights Notes to Financial Statements NOTE 6 – LONG-TERM DEBT (CONTINUED) C. Changes in Long-Term Liabilities Long-term liability activity for the year ended December 31, 2020, was as follows: Beginning Ending Due Within Balance Additions Reductions Balance One Year Governmental activities Bonds payable G.O. Improvements Bonds 15,165,000$ 3,295,000$ 2,260,000$ 16,200,000$ 3,180,000$ G.O. Bonds 7,960,000 - 295,000 7,665,000 575,000 Unamortized premium 741,799 165,068 68,402 838,465 - Compensated absences payable 570,447 454,301 378,552 646,196 400,225 Total governmental activities 24,437,246 3,914,369 3,001,954 25,349,661 4,155,225 Business-type activities Compensated absences payable 33,687 24,653 20,791 37,549 20,203 Total government 24,470,933$ 3,939,022$ 3,022,745$ 25,387,210$ 4,175,428$ D. Long-Term Debt The annual requirements to amortize all bonded debt outstanding follows: Year Ending December 31, Principal Interest Total Principal Interest Total 2021 3,180,000$ 358,725$ 3,538,725$ 575,000$ 242,300$ 817,300$ 2022 1,360,000 298,053 1,658,053 595,000 222,150 817,150 2023 1,495,000 263,411 1,758,411 620,000 200,100 820,100 2024 1,455,000 227,835 1,682,835 405,000 180,750 585,750 2025 1,470,000 191,613 1,661,613 420,000 164,250 584,250 2026-2030 5,690,000 486,404 6,176,404 2,335,000 588,900 2,923,900 2031-2035 1,440,000 76,953 1,516,953 2,715,000 208,575 2,923,575 2036-2038 110,000 2,149 112,149 - - - Total 16,200,000$ 1,905,143$ 18,105,143$ 7,665,000$ 1,807,025$ 9,472,025$ Governmental Activities G.O. BondsImprovement Bonds In November 2020, the City issued $3,295,000 of General Obligation Refunding Bonds Series 2020A. A portion of the proceeds of this issue were used to redeem the 2022 through 2032 maturities of the City's 2012A G.O Bonds on February 1. 2021. These refunding transactions will reduce the City's total future debt service payments by $350,743 and result in present value savings of $325,581. 44 City of Mendota Heights Notes to Financial Statements NOTE 7 – OPERATING LEASE The City leases 10 squad cars under a noncancelable operating lease. The following is a schedule by years of future minimum payments required under the leases as of December 31, 2020: Year Ending December 31, 2021 41,262$ 2022 25,180 2023 14,166 Total 80,608$ NOTE 8 – CONDUIT DEBT From time-to-time, the City has issued Industrial Development and Housing Mortgage Revenue Bonds in accordance with the Minnesota Municipal Industrial Development Act. These obligations are issued to provide financial assistance to private-sector entities for the acquisition and construction of industrial and commercial facilities deemed to be in the public interest. The obligations are secured by the property financed and are payable solely from payments received on the underlying mortgage loans. Upon repayment of the obligations, ownership of the acquired facilities transfers to the private-sector entity served by the debt issuance. Neither the City, the State of Minnesota, nor any political subdivision thereof, is obligated in any manner for the repayment of the obligations. Accordingly, the Bonds are not reported as liabilities in the accompanying financial statements. The aggregate amount of all conduit debt obligations outstanding as of December 31, 2020, was $15,993,997. 45 City of Mendota Heights Notes to Financial Statements NOTE 9 – FUND BALANCE DETAIL Fund equity balances are classified below to reflect the limitations and restrictions of the respective Funds. Special Street Other General Assessment Capital Fire Hall Governmental Fund Debt Service Projects Remodel Funds Total Nonspendable Inventories 18,280$ -$ -$ -$ -$ 18,280$ Prepaid items 335,685 - - - 5,856 341,541 Restricted Park dedication fees - - - - 765,150 765,150 Street light maintenance - - - - 34,873 34,873 Debt service - 4,820,902 - - 942,643 5,763,545 Committed Water system maintenance - - - - 676,889 676,889 Par 3 golf course - - - - 75,869 75,869 Emergency preparedness and civil defense - - - - 148,344 148,344 Assigned Capital projects - - - - 2,471,087 2,471,087 Unassigned 10,330,546 - (263,750) (151,860) (338,367) 9,576,569 Total 10,684,511$ 4,820,902$ (263,750)$ (151,860)$ 4,782,344$ 19,872,147$ NOTE 10 – RISK MANAGEMENT The City purchases commercial insurance coverage through the League of Minnesota Cities Insurance Trust (LMCIT) with other cities in the state which is a public entity risk pool currently operating as a common risk management and insurance program. The City pays an annual premium to the LMCIT for its insurance coverage. The LMCIT is self-sustaining through commercial companies for excess claims. The City is covered through the pool for any claims incurred but unreported, however, retains risk for the deductible portion of its insurance policies. The amount of these deductibles is considered immaterial to the financial statements. There were no significant reductions in insurance or settlements in excess of insurance coverage for any of the past three years. Workers compensation coverage is provided through a pooled self-insurance program through the LMCIT. The City pays an annual premium to LMCIT. For workers compensation, the City is not subject to a deductible. The City's workers compensation coverage is not retrospectively rated. However, the actual premium is adjusted based on audited payroll amounts. NOTE 11 – PENSION PLANS The City participates in various pension plans. Total pension expense for the year ended December 31, 2020, was $330,962. The components of pension expense are noted in the following plan summaries. 46 City of Mendota Heights Notes to Financial Statements NOTE 11 – PENSION PLANS (CONTINUED) The General Fund and Sewer and Stormwater Funds typically liquidate the liability related to the pensions. Public Employees' Retirement Association A. Plan Description The City participates in the following cost-sharing multiple-employer defined benefit pension plans administered by PERA. PERA's defined benefit pension plans are established and administered in accordance with Minnesota Statutes, Chapters 353 ad 356. PERA's defined benefit pension plans are tax qualified plans under Section 401(a) of the Internal Revenue Code. General Employees Retirement Plan All full-time and certain part-time employees of the City are covered by the General Employees Plan. General Employees Plan members belong to the Coordinated Plan. Coordinated Plan members are covered by Social Security. Public Employees Police and Fire Plan The Police and Fire Plan, originally established for police officers and firefighters not covered by a local relief association, now covers all police officers and firefighters hired since 1980. Effective July 1, 1999, the Police and Fire Plan also covers police officers and firefighters belonging to a local relief association that elected to merge with and transfer assets and administration to PERA. B. Benefits Provided PERA provides retirement, disability, and death benefits. Benefit provisions are established by state statute and can only be modified by the state Legislature. Vested, terminated employees who are entitled to benefits but are not receiving them yet, are bound by the provisions in effect at the time they last terminated their public service. General Employees Plan Benefits General Employees Plan benefits are based on a member's highest average salary for any 5 successive years of allowable service, age, and years of credit at termination of service. Two methods are used to compute benefits for PERA's Coordinated Plan members. Members hired prior to July 1, 1989, receive the higher of Method 1 or Method 2 formulas. Only Method 2 is used for members hired after June 30, 1989. Under Method 1, the accrual rate for a Coordinated members is 1.2% for each of the first 10 years of service and 1.7% for each additional year. Under Method 2, the accrual rate for Coordinated members is 1.7% for all years of service. For members hired prior to July 1, 1989, a full annuity is available when age plus years of service equal 90 and normal retirement age is 65. For members hired on or after July 1, 1989, normal retirement age is the age for unreduced Social Security benefits capped at 66. 47 City of Mendota Heights Notes to Financial Statements NOTE 11 – PENSION PLANS (CONTINUED) Public Employees' Retirement Association (Continued) B. Benefits Provided (Continued) General Employees Plan Benefits (Continued) Benefit increases are provided to benefit recipients each January. Beginning in 2019, the postretirement increase is equal to 50% of the cost-of-living adjustment (COLA) announced by the SSA, with a minimum increase of at least 1% and a maximum of 1.5%. Recipients that have been receiving the annuity or benefit for at least a full year as of the June 30 before the effective date of the increase will receive the full increase. For recipients receiving the annuity or benefit for at least one month but less than a full year as of the June 30 before the effective date of the increase will receive a reduced prorated increase. For members retiring on January 1, 2024, or later, the increase will be delayed until normal retirement age (age 65 if hired prior to July 1, 1989, or age 66 for individuals hired on or after July 1, 1989). Members retiring under Rule of 90 are exempt from the delay to normal retirement. Police and Fire Plan Benefits Benefits for the Police and Fire Plan members first hired after June 30, 2010, but before July 1, 2014, vest on a prorated basis from 50% after five years up to 100% after 10 years of credited service. Benefits for Police and Fire Plan members first hired after June 30, 2014, vest on a prorated basis from 50% after 10 years up to 100% after 20 years of credited service. The annuity accrual rate is 3% of average salary for each year of service. For Police and Fire Plan members who were first hired prior to July 1, 1989, a full annuity is available when age plus years of service equal at least 90. Benefit increases are provided to benefit recipients each January. Beginning in 2019, the postretirement increase was fixed at 1%. Recipients that have been receiving the annuity or benefit for at least 36 months as of the June 30 before the effective date of the increase will receive the full increase. For recipients receiving the annuity or benefit for at least 25 months but less than 36 months as of the June 30 before the effective date of the increase will receive a reduced prorated increase. C. Contributions Minnesota Statutes Chapter 353 sets the rates for employer and employee contributions. Contribution rates can only be modified by the state Legislature. General Employees Fund Contributions Coordinated Plan members were required to contribute 6.5% of their annual covered salary in calendar year 2020 and the City was required to contribute 7.5% for Coordinated Plan members. The City's contributions to the General Employees Fund for the year ended December 31, 2020, were $166,196. The City's contributions were equal to the required contributions as set by state statute. 48 City of Mendota Heights Notes to Financial Statements NOTE 11 – PENSION PLANS (CONTINUED) Public Employees' Retirement Association (Continued) C. Contributions (Continued) Police and Fire Fund Contributions Police and Fire member's contribution rates increased from 11.3% of pay to 11.8% and employer rates increased from 16.95% to 17.7% on January 1, 2020. The City's contributions to the Police and Fire Fund for the year ended December 31, 2020, were $344,654. The City's contributions were equal to the required contributions as set by state statute. D. Pension Costs General Employees Fund Pension Costs At December 31, 2020, the City reported a liability of $1,774,655 for its proportionate share of the General Employees Fund's net pension liability. The City's net pension liability reflected a reduction due to the State of Minnesota's contribution of $16 million. The State of Minnesota is considered a non- employer contributing entity and the State's contribution meets the definition of a special funding situation. The State of Minnesota's proportionate share of the net pension liability associated with the City totaled $54,701. The net pension liability was measured as of June 30, 2020, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of that date. The City's proportionate share of the net pension liability was based on the City's contributions received by PERA during the measurement period for employer payroll paid dates from July 1, 2019, through June 30, 2020, relative to the total employer contributions received from all of PERA's participating employers. The City's proportionate share was 0.0296% at the end of the measurement period and 0.0291% for the beginning of the period. City's proportionate share of the net pension liability 1,774,655$ State of Minnesota's proportionate share of the net pension liability associated with the City 54,701 Total 1,829,356$ For the year ended December 31, 2020, the City recognized pension expense of $47,603 for its proportionate share of General Employees Plan's pension expense. Included in the amount, the City recognized $4,761 as pension expense (and grant revenue) for its proportionate share of the State of Minnesota's contribution of $16 million to the General Employees Fund. 49 City of Mendota Heights Notes to Financial Statements NOTE 11 – PENSION PLANS (CONTINUED) Public Employees' Retirement Association (Continued) D. Pension Costs (Continued) General Employees Fund Pension Costs (Continued) At December 31, 2020, the City reported its proportionate share of the General Employees Plan's deferred outflows of resources and deferred inflows of resources, related to pensions from the following sources: Differences between expected and actual economic experience 15,886$ 6,714$ Changes in actuarial assumptions - 64,510 Net collective difference between projected and actual investment earnings 35,624 - Changes in proportion 48,471 14,364 Contributions paid to PERA subsequent to the measurement date 83,098 - Total 183,079$ 85,588$ Deferred Outflows of Resources Deferred Inflows of Resources The $83,098 reported as deferred outflows of resources related to pensions resulting from City contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability in the year ended December 31, 2021. Other amounts reported as deferred outflows and deferred inflows of resources related to pensions will be recognized in pension expense as follows: Pension Expense Amount (89,924)$ 20,834 40,607 42,876 Total 14,393$ 2023 2024 2022 Year Ending December 31, 2021 50 City of Mendota Heights Notes to Financial Statements NOTE 11 – PENSION PLANS (CONTINUED) Public Employees' Retirement Association (Continued) D. Pension Costs (Continued) Police and Fire Fund Pension Costs At December 31, 2020, the City reported a liability of $2,207,154 for its proportionate share of the Police and Fire Fund's net pension liability. The net pension liability was measured as of June 30, 2020, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of that date. The City's proportionate share of the net pension liability was based on the City's contributions received by PERA during the measurement period for employer payroll paid dates from July 1, 2019, through June 30, 2020, relative to the total employer contributions received from all of PERA's participating employers. At June 30, 2020, the City's proportionate share was0.1686% at the end of the measurement period and 0.1643% for the beginning of the period. The State of Minnesota also contributed $13.5 million to the Police and Fire Fund in the plan fiscal year ended June 30, 2020. The contribution consisted of $4.5 million in direct state aid that does meet the definition of a special funding situation and $9 million in fire state aid that does not meet the definition of a special funding situation. The $4.5 million direct state aid was paid on October 1, 2019. Thereafter, by October 1 of each year, the State will pay $9 million to the Police and Fire Fund until full funding is reached or July 1, 2048, whichever is earlier. The $9 million in fire state aid will continue until the fund is 90% funded, or until the State Patrol Plan (administered by the Minnesota State Retirement System) is 90% funded, whichever occurs later. As a result, the State of Minnesota is included as a non-employer contributing entity in the Police and Fire Retirement Plan Schedule of Employer Allocations and Schedule of Pension Amounts by Employer, Current Reporting Period Only (pension allocation schedules) for the $4.5 million in direct state aid. Police and Fire Plan employers need to recognize their proportionate share of the State of Minnesota's pension expense (and grant revenue) under GASB 68 special funding situation accounting and financial reporting requirements. For the year ended December 31, 2020, the City recognized pension expense of $283,359 for its proportionate share of the Police and Fire Plan's pension expense. Included in this amount, the City recognized $16,110 as pension expense (and grant revenue) for its proportionate share of the State of Minnesota's contribution of $4.5 million to the Police and Fire Fund. The State of Minnesota is not included as a non-employer contributing entity in the Police and Fire Pension Plan pension allocation schedules for the $9 million in fire state aid. The City also recognized $15,174 for the year ended December 31, 2020, as revenue and an offsetting reduction of the net pension liability for its proportionate share of the State of Minnesota's on-behalf contributions to the Police and Fire Fund. At December 31, 2020, the City reported its proportionate share of the Police and Fire Plan's deferred outflows of resources and deferred inflows of resources related to pensions from the sources on the following page. 51 City of Mendota Heights Notes to Financial Statements NOTE 11 – PENSION PLANS (CONTINUED) Public Employees' Retirement Association (Continued) D. Pension Costs (Continued) Police and Fire Fund Pension Costs (Continued) Differences between expected and actual economic experience 93,745$ 97,021$ Changes in actuarial assumptions 684,674 1,239,401 Net collective difference between projected and actual investment earnings 101,553 - Changes in proportion 142,593 66,886 Contributions paid to PERA subsequent to the measurement date 172,327 - Total 1,194,892$ 1,403,308$ Deferred Outflows of Resources Deferred Inflows of Resources The $172,327 reported as deferred outflows of resources related to pensions resulting from City contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability in the year ended December 31, 2021. Other amounts reported as deferred outflows and inflows of resources related to pensions will be recognized in pension expense as follows: Pension Year Ending Expense December 31,Amount 2021 (107,372)$ 2022 (538,154) 2023 131,034 2024 124,554 2025 9,195 Total (380,743)$ 52 City of Mendota Heights Notes to Financial Statements NOTE 11 – PENSION PLANS (CONTINUED) Public Employees' Retirement Association (Continued) E. Actuarial Assumptions The total pension liability in the June 30, 2020, actuarial valuation was determined using an individual entry-age normal actuarial cost method and the following actuarial assumptions: Inflation 2.25 % Per Year 2.50 % Per year Salary increase 3.00 % Per Year 3.25 % Per year Investment rate of return 7.50 % 7.50 % General Employees Fund Police and Fire Fund Salary increases were based on a service-related table. Mortality rates for active members, retirees, survivors, and disabilitants for all plans were based on RP 2014 tables for males or females, as appropriate, with slight adjustments to fit PERA's experience. Cost of living benefit increases after retirement for retirees are assumed to be 1.25% per year for the General Employees Plan and 1.0% per year for the Police and Fire Plan. Actuarial assumptions used in the June 30, 2020, valuation were based on the results of actuarial experience studies. The most recent four-year experience study in the General Employees Plan was completed in 2019. The assumption changes were adopted by the Board and became effective with the July 1, 2020, actuarial valuation. The most recent four-year experience study for Police and Fire Plan was completed in 2020. The recommended assumptions for that plan was adopted by the Board and will be effective with the July 1, 2021, actual valuation if approved by the Legislature. The following changes in actuarial assumptions occurred in 2020: General Employees Fund Changes in Actuarial Assumptions:  The price inflation assumption was decreased from 2.5% to 2.25%.  The payroll growth assumption was decreased from 3.25% to 3.0%.  Assumed salary increase rates were changed as recommended in the June 30, 2019, experience study. The net effect is assumed rates that average 0.25% less than previous rates.  Assumed rates of retirement were changed as recommended in the June 30, 2019, experience study. The changes result in more unreduced (normal) retirements and slightly fewer Rule of 90 and early retirements.  Assumed rates of termination were changes as recommended in the June 30, 2019, experience study. The new rates are based on service and are generally lower than the previous rates for years 2-5 and slightly higher thereafter.  Assumed rates of disability were changed as recommended in the June 30, 2019, experience study. The change results in fewer predicted disability retirements for males and females. 53 City of Mendota Heights Notes to Financial Statements NOTE 11 – PENSION PLANS (CONTINUED) Public Employees' Retirement Association (Continued) E. Actuarial Assumptions (Continued) General Employees Fund (Continued) Changes in Actuarial Assumptions: (Continued  The base mortality table for healthy annuitants and employees was changed from the RP-2014 table to the Pub-2010 General Mortality table, with adjustments. The base mortality table for disabled annuitants was changed from the RP-2014 disabled annuitant mortality table to the Pub-2010 General/Teacher disabled annuitant mortality table, with adjustments. Changes in Plan Provisions:  Augmentation for current privatized members was reduced to 2.0% for the period July 1, 2020 through December 31, 2023, and 0.0% thereafter. Augmentation was eliminated for privatizations occurring after June 30, 2020. Police and Fire Fund Changes in Actuarial Assumptions:  The mortality projection scale was changed from MP-2018 to MP-2019. Changes in Plan Provisions:  There have been no changes since the prior valuation. The State Board of Investment, which manages the investments of PERA, prepares an analysis of the reasonableness on a regular basis of the long-term expected rate of return using a building-block method in which best-estimate ranges of expected future rates of return are developed for each major asset class. These ranges are combined to produce an expected long-term rate of return by weighting the expected future rates of return by the target asset allocation percentages. The target allocation and best estimates of geometric real rates of return for each major asset class are summarized in the following table: Domestic stocks 35.5 % 5.10 % International stocks 17.5 5.30 Bonds (fixed income) 20.0 0.75 Alternative assets (private markets) 25.0 5.90 Cash 2.0 0.00 Total 100 % Target Allocation Long-Term Asset Class 54 City of Mendota Heights Notes to Financial Statements NOTE 11 – PENSION PLANS (CONTINUED) Public Employees' Retirement Association (Continued) F. Discount Rate The discount rate used to measure the total pension liability in 2020 was 7.5%. The projection of cash flows used to determine the discount rate assumed that contributions from Plan members and employers will be made at rates set in Minnesota Statutes. Based on these assumptions, the fiduciary net positions of the General Employees Fund and the Police and Fire Fund were projected to be available to make all projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. G. Pension Liability Sensitivity The following presents the City's proportionate share of the net pension liability for all plans it participates in, calculated using the discount rate disclosed in the preceding paragraph, as well as what the City's proportionate share of the net pension liability would be if it were calculated using a discount rate 1 percentage point lower or 1 percentage point higher than the current discount rate: 1% Decrease in 1% Increase in City's proportionate share of the General Employees Fund net pension liability 2,844,157$ 1,774,655$ 892,402$ 1% Decrease in 1% Increase in City's proportionate share of the Police and Fire Fund net pension liability 4,414,246$ 2,207,154$ 381,173$ Discount Rate (6.5%) Discount Rate (7.5%) Discount Rate (8.5%) Discount Rate (6.5%) Discount Rate (7.5%) Discount Rate (8.5%) H. Pension Plan Fiduciary Net Position Detailed information about each pension plan's fiduciary net position is available in a separately-issued PERA financial report that includes financial statements and required supplementary information. That report may be obtained on the Internet at www.mnpera.org. Defined Contribution Pension Plan – Volunteer Fire Fighter's Relief Association The Mendota Heights Firefighter's Relief Association is the administrator of a single employer defined benefit pension plan established to provide benefits for members of the Mendota Heights Fire Department per Minnesota State Statutes. 55 City of Mendota Heights Notes to Financial Statements NOTE 11 – PENSION PLANS (CONTINUED) Defined Contribution Pension Plan – Volunteer Fire Fighter's Relief Association (Continued) The Association issues a publicly available financial report that includes financial statements and required supplementary information. That report may be obtained by writing to Mendota Heights Firefighter's Association, 2121 Dodd Road Mendota Heights, Minnesota 55120 or by calling 651-249- 7640. The City contributes to the Mendota Heights Volunteer Fire Department Relief Association (the "Association") that provides pension benefits to its members under a single employer defined contribution plan. Since fire department members are volunteers, contributions to the Association are not based on payroll but rather on years of active service. All active firefighters may apply for membership in the Association and shall become a member immediately upon approval by the Board of Trustees. Under an Annual Contribution Agreement, the City's contribution to the Association is determined by multiplying $5,000 by the number of years of active service completed by members of the Association for the plan year, prorated by months for members who did not complete a full year of active service. The City also contributes a portion of the Association's administrative fees each year. For 2020, the total contribution was $152,500. Required and actual employer contributions to the plan during 2020 were $152,500. In addition, the City passes through state aid allocated to the plan in accordance with state statutes. For 2020, the state aid was $111,759. Members of the Association are not allowed to make voluntary contributions to the plan. Members are not vested in their accounts until they attain 10 years of active service, at which time they become 60% vested. Thereafter, the vested portion of their accounts increases by 4% annually until they achieve 100% vesting after having served for 20 years. Plan provisions were established and may only be amended by amendments to the Association bylaws which require a majority vote by the Board of Trustees. NOTE 12 – POST EMPLOYMENT HEALTH CARE PLAN A. Plan Description The City provides a single-employer defined benefit healthcare plan to eligible retirees (as required by Minnesota Statue 471.61) and police or firefighters disabled in the line of duty (as required by Minnesota Statute 299A.465). The required contributions are based on projected pay-as- you-go financing requirements. As of December 31, 2020, there were 13 retirees participating in the City's healthcare plan. B. Benefits Provided Retirees and their spouses contribute to the healthcare plan at the same rate as City employees. This results in the retirees receiving an implicit rate subsidy. Contribution requirements are established by the City, based on the contract terms with Blue Cross Blue Shield and Delta Dental. 56 City of Mendota Heights Notes to Financial Statements NOTE 12 – POST EMPLOYMENT HEALTH CARE PLAN (CONTINUED) C. Contributions The City makes direct subsidy payments towards retiree health insurance premiums. For the year 2020, the City contributed $116,084. D. Members As of December 31, 2020, the following were covered by the benefit terms: Inactive employees or beneficiaries currently receiving benefits 13 Active employees 40 Total 53 E. Actuarial Assumptions The total OPEB liability was determined by an actuarial valuation as of January 1, 2020, using the following actuarial assumptions, applied to all periods included in the measurement, unless otherwise specified: Investment rate of return 2.90%, net of investment expense Inflation 2.50% Healthcare cost trend increases Mortality assumption Pub-2010 Public Retirement Plans Headcount- Weighted Mortality Tables (General, Safety) with MP-2019 Generational Improvement Scale Key Methods and Assumptions Used in Valuation of Total OPEB Liability 6.50% initially, grading to 5% over six years and then to 4.00% over the next 48 years The actuarial assumptions used in the January 1, 2020, valuation were based on the results of an actuarial experience study for the period January 1, 2019 – January 1, 2020. The discount rate used to measure the total OPEB liability was 2.90% based on 20 year municipal G.O. Bonds. 57 City of Mendota Heights Notes to Financial Statements NOTE 12 – POST EMPLOYMENT HEALTH CARE PLAN (CONTINUED) F. Total OPEB Liability The City's total OPEB liability of $842,740 was measured as of January 1, 2020, and was determined by an actuarial valuation as of that date. Total OPEB Liability Balance at January 1, 2019 868,121$ Changes for the year Service cost 17,009 Interest 31,249 Changes of assumptions 30,297 Differences between expected and actual experience 22,848 Benefit payments (126,784) Net changes (25,381) Balance at January 1, 2020 842,740$ Changes of assumptions and other inputs reflect a change in the discount rate from 3.80% in 2019 to 2.90% in 2020. G. OPEB Liability Sensitivity The following presents the City's total OPEB liability calculated using the discount rate of 2.90% as well as the liability measured using 1% lower and 1% higher than the current discount rate. 1% decrease Current 1% increase (1.90%) (2.90%) (3.90%) 879,578$ 842,740$ 808,173$ Total OPEB Liability/(Asset) The following presents the total OPEB liability of the City, as well as what the City's total OPEB liability would be if it were calculated using healthcare cost trend rates that are 1% lower and 1% higher than the current healthcare cost trend rates. 58 City of Mendota Heights Notes to Financial Statements NOTE 12 – POST EMPLOYMENT HEALTH CARE PLAN (CONTINUED) G. OPEB Liability Sensitivity (Continued) 1% decrease Current 1% increase 806,373$ 842,740$ 882,777$ Total OPEB Liability/(Asset) (5.50% decreasing to 3.0%) (6.50% decreasing to 4.0%) (7.50% decreasing to 5.0%) H. OPEB Expense and Deferred Outflows of Resources and Deferred Inflows of Resources Related to OPEB For the year ended December 31, 2020, the City recognized OPEB expense of $52,395. At December 31, 2020, the Distract reported deferred outflows of resources and deferred inflows of resources related to OPEB from the following sources: Deferred Deferred Outflows of Inflows of Resources Resources Liability losses 19,992$ -$ Assumption changes 26,509 15,039 Subsequent contributions 116,084 - Total 162,585$ 15,039$ Amounts reported as deferred outflows of resources and deferred inflows of resources related to OPEB will be recognized in OPEB expense as follows: Expense Amount 4,137$ 4,137 4,137 4,137 4,137 10,777 31,462$ Thereafter Total Year Ending December 31, 2021 2022 2023 2024 2025 59 City of Mendota Heights Notes to Financial Statements NOTE 13 – JOINT VENTURES A. Dakota Communications Center The City is a member of the Dakota Communication Center (DCC). The DCC was created by a joint powers agreement between Dakota County and several cities. Its purposes include the establishment, operation, and maintenance of joint law enforcement, fire, EMS and other emergency communications systems. Members are obligated to pay their proportional share of operating and capital expenditures on an annual basis. The City paid $250,464 for 2020. Members do not maintain an equity interest other than if the DCC were to terminate. Withdrawing members forfeit any interest in the DCC. Information regarding the DCC can be obtained at the website www.mn-dcc.org. B. Local Government Information Systems Association (LOGIS) The consortium of approximately 30 government entities provides computerized data processing and support services to its members. LOGIS is a legally separate entity; the entities appoint a voting majority of its board, and the consortium is fiscally independent of the City. For 2020, the City paid $261,690 for computer application support and computer hardware for the City's network. Complete financial statements of the consortium may be obtained at the LOGIS offices located at 5750 Duluth Street, Golden Valley, Minnesota 55422. NOTE 14 – CONTINGENCIES The City has various claims and litigation that arise in the normal course of business. The City has evaluated the impact of these items for the December 31, 2020, financial statements and determined they do not have a material effect on financial position or changes in financial position. On March 13, 2020, a national emergency was declared for the COVID-19 outbreak in the United States of America. This event affects the economy and financial markets. The extent of the impact on the City may be both direct and indirect and will vary based on the duration of the outbreak and various other factors. An estimate of the financial effect on the City's financial statements at December 31, 2019, cannot be determined at this time. NOTE 15 – COMMITED CONTRACTS At December 31, 2020, the City had commitments of $274,100 for uncompleted construction contracts. NOTE 16 – TAX INCREMENT FINANCING The City has entered into a Tax Increment Financing agreement which meet the criteria for disclosure under Governmental Accounting Standards Board Statement No. 77 Tax Abatement Disclosures. The City's authority to enter into these agreements comes from Minnesota Statute 469. The City entered into this agreement for the purpose of redevelopment. Under this agreement, the City and developer agree on an amount of development costs to be reimbursed to the developer by the City though tax revenues from the additional taxable value of the property generated by the development (tax increment). A "pay-as-you-go" note is established for this amount, on which the City makes payments for a fixed period of time with available tax increment revenue after deducting for certain administrative costs. 60 City of Mendota Heights Notes to Financial Statements NOTE 16 – TAX INCREMENT FINANCING (CONTINUED) During the year ended December 31, 2020, the City generated $15,655 in tax increment revenue and made $13,045 in payments to developers. NOTE 17 – NEW STANDARDS ISSUED BUT NOT YET IMPLEMENTED GASB Statement No. 87, Leases establishes a single model for lease accounting based on the foundational principle that leases are financings of the right to use an underlying asset. Under this statement, a lessee is required to recognize a lease liability and an intangible right-to-use lease asset, and a lessor is required to recognize a lease receivable and a deferred inflow of resources, thereby enhancing the relevance and consistency of information about governments' leasing activities. This statement will be effective for the year ending December 31, 2022. GASB Statement No. 89, Accounting for Interest Cost Incurred Before the End of a Construction Period enhances the relevance and comparability of information about capital assets and the cost of borrowing for a reporting period and simplifies accounting for interest cost incurred before the end of a construction period. This statement will be effective for the year ending December 31, 2021. 61 REQUIRED SUPPLEMENTARY INFORMATION December 31, December 31, December 31, 2020 2019 2018 Total OPEB Liability Service cost 17,009$ 22,733$ 24,002$ Interest 31,249 30,230 31,883 Differenced between expected and actual experience 22,848 - - Changes of assumptions 30,297 (20,053) - Benefit payments (126,784) (115,317) (94,257) Net change in total OPEB liability (25,381) (82,407) (38,372) Beginning of year 868,121 950,528 988,900 Total OPEB Liability 842,740$ 868,121$ 950,528$ 3,359,818$ 3,460,084$ 3,359,305$ 25.08% 25.09% 28.30% Note: Schedule is intended to show ten year trend. Additional years will be reported as they become available. 62 Covered-employee payroll Net OPEB liability as a percentage of covered-employee payroll City of Mendota Heights Schedule of Changes in Total OPEB Liability and Related Ratios City's Covered Payroll 2015 0.0322% 1,668,771$ -$ 1,668,771$ 1,859,307$ 89.75% 78.19% 2016 0.0315% 2,557,644 33,392 2,591,036 1,954,600 130.85% 68.91% 2017 0.0290% 1,851,341 23,303 1,874,644 1,870,160 98.99% 75.90% 2018 0.0281% 1,558,873 51,096 1,609,969 1,887,853 82.57% 79.53% 2019 0.0291% 1,608,874 49,998 1,658,872 2,058,880 78.14% 80.23% 2020 0.0296% 1,774,655 54,701 1,829,356 2,113,013 83.99% 79.06% Note: Schedule is intended to show ten year trend. Additional years will be reported as they become available. For Fiscal Year Ended June 30, City's Proportion of the Net Pension Liability (Asset) City's Proportionate Share of the Net Pension Liability (Asset) State's Proportionate Share (Amount) of the Net Pension Liability Associated with the City City's Proportionate Share of the Net Pension Liablility and the State's Proportionate Share of the Net Pension Liablility Associated with the City City's Covered Payroll City's Proportionate Share of the Net Pension Liability (Asset) as a Percentage of its Covered Payroll Plan Fiduciary Net Position as a Percentage of the Total Pension Liability 2015 0.1530% 1,738,438$ N/A 1,738,438$ 1,359,920 127.8% 86.61% 2016 0.1550% 6,220,420 N/A 6,220,420 1,496,272 415.7% 63.88% 2017 0.1500% 2,011,679 N/A 2,011,679 1,543,389 130.3% 85.43% 2018 0.1527% 1,613,882 N/A 1,613,882 1,609,556 100.3% 88.84% 2019 0.1643% 1,726,959 N/A 1,726,959 1,733,152 99.6% 89.26% 2020 0.1686% 2,207,154 52,363$ 2,259,517 1,902,465 116.0% 87.19% Note: Schedule is intended to show ten year trend. Additional years will be reported as they become available. See notes to Required supplementary information.63 Last Ten Years For Fiscal Year Ended June 30, State's Proportionate Share (Amount) of the Net Pension Liability Associated with the City City's Proportionate Share of the Net Pension Liablility and the State's Proportionate Share of the Net Pension Liablility Associated with the City Public Employees Police and Fire Retirement Fund of Net Pension Liability City of Mendota Heights Schedule of City's Proportionate Share of Net Pension Liability Last Ten Years Schedule of City's Proportionate Share General Employees Retirement Fund City's Proportionate Share (Percentage) of the Net Pension Liability (Asset) City's Proportionate Share (Amount) of the Net Pension Liability (Asset) City's Proportionate Share of the Net Pension Liability (Asset) as a Percentage of its Covered Payroll Plan Fiduciary Net Position as a Percentage of the Total Pension Liability 2015 149,420$ 149,420$ -$ 1,992,267$ 7.50% 2016 139,806 139,806 - 1,864,080 7.50% 2017 137,806 137,806 - 1,837,413 7.50% 2018 146,272 146,272 - 1,950,293 7.50% 2019 157,416 157,416 - 2,098,880 7.50% 2020 166,196 166,196 - 2,215,947 7.50% Note: Schedule is intended to show ten year trend. Additional years will be reported as they become available. 2015 237,655$ 237,655$ -$ 1,467,006$ 16.20% 2016 245,917 245,917 - 1,518,006 16.20% 2017 251,584 251,584 - 1,552,988 16.20% 2018 266,168 266,168 - 1,643,012 16.20% 2019 311,718 311,718 - 1,839,044 16.95% 2020 344,654 344,654 - 1,947,198 17.70% Note: Schedule is intended to show ten year trend. Additional years will be reported as they become available. See notes to required supplementary information.64 Last Ten Years Contributions as a Percentage of Covered Payroll Statutorily Required Contribution Statutorily Required Contribution Contributions in Relation to the Statutorily Required Contributions Contribution Deficiency (Excess) Contributions in Relation to the Statutorily Required Contributions Fiscal Year Ending December 31, City's Covered Payroll Contributions as a Percentage of Covered Payroll Schedule of City Contributions - Public Employees Police and Fire Retirement Fund Fiscal Year Ending December 31, City of Mendota Heights Schedule of City Contributions - General Employees Retirement Fund Last Ten Years Contribution Deficiency (Excess) City's Covered Payroll City of Mendota Heights Notes to Required Supplementary Information 65 GENERAL EMPLOYEES FUND 2020 Changes Changes in Actuarial Assumptions  The price inflation assumption was decreased from 2.5% to 2.25%.  The payroll growth assumption was decreased from 3.25% to 3.0%.  Assumed salary increase rates were changed as recommended in the June 30, 2019, experience study. The net effect is assumed rates that average 0.25% less than previous rates.  Assumed rates of retirement were changed as recommended in the June 30, 2019, experience study. The changes result in more unreduced (normal) retirements and slightly fewer Rule of 90 and early retirements.  Assumed rates of termination were changes as recommended in the June 30, 2019, experience study. The new rates are based on service and are generally lower than the previous rates for years 2-5 and slightly higher thereafter.  Assumed rates of disability were changed as recommended in the June 30, 2019, experience study. The change results in fewer predicted disability retirements for males and females.  The base mortality table for healthy annuitants and employees was changed from the RP-2014 table to the Pub-2010 General Mortality table, with adjustments. The base mortality table for disabled annuitants was changed from the RP-2014 disabled annuitant mortality table to the Pub-2010 General/Teacher disabled annuitant mortality table, with adjustments.  The mortality improvement scale was changed from Scale MP-2018 to Scale MP-2019.  The assumed spouse age difference was changed from two years older for females to one year older.  The assumed number of married male new retirees electing the 100% Joint and Survivor option changed from 35% to 45%. The assumed number of married female new retires electing the 100% Joint and Survivor option changed from 15% to 30%. The corresponding number of married new retirees electing the Life annuity option was adjusted accordingly. Changes in Plan Provisions  Augmentation for current privatized members was reduced to 2.0% for the period July 1, 2020 through December 31, 2023, and 0.0% thereafter. Augmentation was eliminated for privatizations occurring after June 30, 2020. 2019 Changes Changes in Actuarial Assumptions  The mortality projection scale was changed from MP-2017 to MP-2018. Changes in Plan Provisions  The employer supplemental contribution was changed prospectively, decreasing from $31.0 million to $21.0 million per year. The State's special funding contribution was changed prospectively, requiring $16.0 million due per year through 2031. 2018 Changes Changes in Actuarial Assumptions  The mortality projection scale was changed from MP-2015 to MP-2017.  The assumed benefit increase was changed from 1.0% per year through 2044 and 2.5% per year thereafter to 1.25% per year. City of Mendota Heights Notes to Required Supplementary Information 66 GENERAL EMPLOYEES FUND (CONTINUED) 2018 Changes Continued) Changes in Plan Provisions  The augmentation adjustment in early retirement factors is eliminated over a five-year period starting July 1, 2019, resulting in actuarial equivalence after June 30, 2024.  Interest credited on member contributions decreased from 4.00% to 3.00%, beginning July 1, 2018.  Deferred augmentation was changed to 0.00%, effective January 1, 2019. Augmentation that has already accrued for deferred members will still apply.  Contribution stabilizer provisions were repealed.  Postretirement benefit increases were changed from 1.00% per year with a provision to increase to 2.50% upon attainment of 90.00% funding ratio to 50.00% of the Social Security Cost of Living Adjustment, not less than 1.00% and not more than 1.50%, beginning January 1, 2019.  For retirements on or after January 1, 2024, the first benefit increase is delayed until the retiree reaches normal retirement age; does not apply to Rule of 90 retirees, disability benefit recipients, or survivors.  Actuarial equivalent factors were updated to reflect revised mortality and interest assumptions. 2017 Changes Changes in Actuarial Assumptions  The CSA loads were changed from 0.8% for active members and 60% for vested and non-vested deferred members. The revised CSA loads are now 0.0% for active member liability, 15% for vested deferred member liability and 3% for non-vested deferred member liability.  The assumed post-retirement benefit increase rate was changed from 1.0% per year for all years to 1.0% per year through 2044 and 2.5% per year thereafter. Changes in Plan Provisions  The State's contribution for the Minneapolis Employees Retirement Fund equals $16,000,000 in 2017 and 2018, and $6,000,000 thereafter.  The Employer Supplemental Contribution for the Minneapolis Employees Retirement Fund changed from $21,000,000 to $31,000,000 in calendar years 2019 to 2031. The State's contribution changed from $16,000,000 to $6,000,000 in calendar years 2019 to 2031. 2016 Changes Changes in Actuarial Assumptions  The assumed post-retirement benefit increase rate was changed from 1.0% per year through 2035 and 2.5% per year thereafter to 1.0% per year for all future years.  The assumed investment return was changed from 7.9% to 7.5%. The single discount rate was changed from 7.9% to 7.5%.  Other assumptions were changed pursuant to the experience study dated June 30, 2015. The assumed future salary increases, payroll growth, the inflation were decreased by 0.25% to 3.25% for payroll growth and 2.50% for inflation. Changes in Plan Provisions  There have been no changes since the prior valuation. City of Mendota Heights Notes to Required Supplementary Information 67 GENERAL EMPLOYEES FUND (CONTINUED) 2015 Changes Changes in Actuarial Assumptions  The assumed post-retirement benefit increase rate was changed from 1.0% per year through 2030 and 2.5% per year thereafter to 1.0% per year through 2035 and 2.5% per year thereafter. Changes in Plan Provisions  On January 1, 2015, the Minneapolis Employees Retirement Fund was merged into the General Employees Fund, which increased the total pension liability by $1.1 billion and increased the fiduciary plan net position by $892 million. Upon consolidation, state and employer contributions were revised; the State's contribution of $6.0 million, which meets the special funding situation definition, was due September 2015. City of Mendota Heights Notes to Required Supplementary Information 68 POLICE AND FIRE FUND 2020 Changes Changes in Actuarial Assumptions  The mortality projection scale was changed from MP-2018 to MP-2019. Changes in Plan Provisions  There have been no changes since the prior valuation. 2019 Changes Changes in Actuarial Assumptions  The mortality projection scale was changed from MP-2017 to MP-2018. Changes in Plan Provisions  There have been no changes since the prior valuation. 2018 Changes Changes in Actuarial Assumptions  The mortality projection scale was changed from MP-2016 to MP-2017. Changes in Plan Provisions  Postretirement benefit increases were changed to 1.00% for all years, with no trigger.  An end date of July 1, 2048 was added to the existing $9.0 million state contribution.  New annual state aid will equal $4.5 million in fiscal years 2019 and 2020, and $9.0 million thereafter until the plan reaches 100% funding, or July 1, 2048, if earlier.  Member contributions were changed from 10.80% to 11.30% of pay, effective January 1, 2019 and 11.80% of pay, effective January 1, 2020.  Employer contributions were changed from 16.20% to 16.95% of pay, effective January 1, 2019 and 17.70% of pay, effective January 1, 2020.  Interest credited on member contributions decreased from 4.00% to 3.00%, beginning July 1, 2018.  Deferred augmentation was changed to 0.00%, effective January 1, 2019. Augmentation that has already accrued for deferred members will still apply.  Actuarial equivalent factors were updated to reflect revised mortality and interest assumptions. 2017 Changes Changes in Actuarial Assumptions  Assumed salary increases were changed as recommended in the June 30, 2016 experience study. The net effect is proposed rates that average 0.34% lower than the previous rates.  Assumed rates of retirement were changed, resulting in fewer retirements.  The CSA load was 30% for vested and non-vested deferred members. The CSA has been changed to 33% for vested members and 2% for non-vested members.  The base mortality table for healthy annuitants was changed from the RP-2000 fully generational table to the RP-2014 fully generational table (with a base year of 2006), with male rates adjusted by a factor of 0.96. The mortality improvement scale was changed from Scale AA to Scale MP- 2016. The base mortality table for disabled annuitants was changed from the RP-2000 disabled mortality table to the mortality tables assumed for healthy retirees. City of Mendota Heights Notes to Required Supplementary Information 69 POLICE AND FIRE FUND (CONTINUED) 2017 Changes (Continued) Changes in Actuarial Assumptions (Continued)  Assumed termination rates were decreased to 3% for the first three years of service. Rates beyond the select period of three years were adjusted, resulting in more expected terminations overall.  Assumed percentage of married female members was decreased from 65% to 60%.  Assumed age difference was changed from separate assumptions for male members (wives assumed to be three years younger) and female members (husbands assumed to be four years older) to the assumption that males are two years older than females.  The assumed percentage of female members electing Joint and Survivor annuities was increased.  The assumed post-retirement benefit increase rate was changed from 1% for all years to 1% per year through 2064 and 2.5% thereafter.  The single discount rate was changed from 5.6% per annum to 7.5% per annum. Changes in Plan Provisions  There have been no changes since the prior valuation. 2016 Changes Changes in Actuarial Assumptions  The assumed post-retirement benefit increase rate was changed from 1.0% per year through 2037 and 2.5% thereafter to 1.0% per year for all future years.  The assumed investment return was changed from 7.9% to 7.5%. The single discount rate changed from 7.9% to 5.6%.  The single discount rate changed from 7.90% to 5.60%.  The assumed future salary increases, payroll growth, and inflation were decreased by 0.25% to 3.25% for payroll growth and 2.50% for inflation. Changes in Plan Provisions  There have been no changes since the prior valuation. 2015 Changes Changes in Actuarial Assumptions  The assumed post-retirement benefit increase rate was changed from 1.0% per year through 2030 and 2.5% per year thereafter to 1.0% per year through 2037 and 2.5% per year thereafter. Changes in Plan Provisions  The post-retirement benefit increase to be paid after attainment of the 90% funding threshold was changed, from inflation up to 2.5%, to a fixed rate of 2.5%. City of Mendota Heights Notes to Required Supplementary Information 70 OPEB 2020 Changes Changes in Actuarial Assumptions  The discount rate decreased from 3.80% in 2019 to 2.90% in 2020.  The healthcare trend rates, mortality tables, and salary increase rates were updated. 2019 Changes Changes in Actuarial Assumptions  The discount rate increased from 3.30% in 2018 to 3.80% in 2019.  The healthcare trend rates, mortality tables, and salary increase rates were updated. 2018 Changes Changes in Actuarial Assumptions  The discount rate decreased from 4.00% in 2017 to 3.30% in 2018. There are no assets accumulated in a trust. 71 SUPPLEMENTARY INFORMATION Special Revenue Water Revenue Special Park Civil Defense Street Lighting Assets Cash and investments 673,110$ 764,235$ 147,626$ 33,717$ Taxes receivable - delinquent - - 199 916 Special assessments receivable Deferred - - - - Accounts receivable - - - - Interest receivable 796 915 183 29 Due from other funds - - - - Due from other governments 2,983 - 535 1,732 Prepaid items - - - - Land held for resale - - - - Total assets 676,889$ 765,150$ 148,543$ 36,394$ Liabilities Accounts and contracts payable -$ -$ -$ 605$ Due to other funds - - - - Due to other governments - - - - Salaries and benefits payable - - - Total liabilities - - - 605 Deferred Inflows of Resources Unavailable revenue - property taxes - - 199 916 Unavailable revenue - grants - - - - Unavailable revenue - special assessments - - - - Total deferred inflows of resources - - 199 916 Fund Balances Nonspendable - - - - Restricted - 765,150 - 34,873 Committed 676,889 - 148,344 - Assigned - - - - Unassigned - - - - Total fund balances 676,889 765,150 148,344 34,873 Total liabilities, deferred inflows of resources, and fund balances 676,889$ 765,150$ 148,543$ 36,394$ 72 City of Mendota Heights Combining Balance Sheet - Nonmajor Governmental Funds December 31, 2020 Special Revenue Special Revenue Par 3 Golf Course Par 3 G.O. Bonds Equipment Certficates Fire Station Bonds Equipment Replacement Reserve Infrastructure Reserve Facility Reserve 78,873$ 390,045$ 43,818$ 493,912$ 493,616$ 75,865$ 390,896$ - 1,787 24 4,493 42 18 - - - - - - - - 56 - - - - - - 52 359 57 333 555 92 481 - - - - - - - - 804 - 13,329 - - - 5,856 - - - - - - - - - - - - - 84,837$ 392,995$ 43,899$ 512,067$ 494,213$ 75,975$ 391,377$ 1,846$ -$ -$ -$ -$ -$ -$ - - - - - - - 734 - 14 - 3 80,509 - 532 - - - - - - 3,112 - 14 - 3 80,509 - - 1,787 24 4,493 42 18 - - - - - - - - - - - - - - - - 1,787 24 4,493 42 18 - 5,856 - - - - - - - 391,208 43,861 507,574 - - - 75,869 - - - - - - - - - - 494,168 - 391,377 - - - - - (4,552) - 81,725 391,208 43,861 507,574 494,168 (4,552) 391,377 84,837$ 392,995$ 43,899$ 512,067$ 494,213$ 75,975$ 391,377$ 73 Debt Service Capital Projects Water Tower Capital Project Pilot Knob Improvement Pre-1998 Non- Increment Special Assessment Capital Project Assets Cash and investments 408,001$ 959$ 746,640$ -$ Taxes receivable - delinquent - - - - Special assessments receivable Deferred - - - 10,584 Accounts receivable - - - 11,032 Interest receivable 780 - 640 145 Due from other funds 244,033 - 8,169 - Due from other governments - - 277,023 1,374 Prepaid items - - - - Land held for resale - - 96,100 - Total assets 652,814$ 959$ 1,128,572$ 23,135$ Liabilities Accounts and contracts payable -$ -$ 4,803$ -$ Due to other funds - - - 180,716 Due to other governments - - - 157,481 Salaries and benefits payable - - - - Total liabilities - - 4,803 338,197 Deferred Inflows of Resources Unavailable revenue - property taxes - - - - Unavailable revenue - grants - - 192,000 - Unavailable revenue - special assessments - - - 10,584 Total deferred inflows of resources - - 192,000 10,584 Fund Balances Nonspendable - - - - Restricted - - - - Committed - - - - Assigned 652,814 959 931,769 - Unassigned - - - (325,646) Total fund balances 652,814 959 931,769 (325,646) Total liabilities, deferred inflows of resources, and fund balances 652,814$ 959$ 1,128,572$ 23,135$ 74 City of Mendota Heights Combining Balance Sheet - Nonmajor Governmental Funds Capital Projects December 31, 2020 Capital Projects TIF District No. 2 Total Nonmajor Governmental Funds -$ 4,741,313$ - 7,479 - 10,584 - 11,088 - 5,417 - 252,202 - 297,780 - 5,856 - 96,100 -$ 5,427,819$ -$ 7,254$ 8,169 188,885 - 238,741 - 532 8,169 435,412 - 7,479 - 192,000 - 10,584 - 210,063 - 5,856 - 1,742,666 - 901,102 - 2,471,087 (8,169) (338,367) (8,169) 4,782,344 -$ 5,427,819$ 75 Water Revenue Special Park Civil Defense Revenues Property taxes -$ -$ 24,781$ Tax increments - - - Intergovernmental - - - Charges for services 131,453 - - Fines and forfeitures - - - Miscellaneous Investment income 6,385 7,343 1,465 Other - 195,454 - Total revenues 137,838 202,797 26,246 Expenditures Current General government - - 14,574 Public safety - - - Public works - 30,071 - Economic development - - - Debt service Principal - - - Interest and other charges - - - Capital outlay General government - - - Public works 2,307 54,818 - Total expenditures 2,307 84,889 14,574 Excess of revenues over (under) expenditures 135,531 117,908 11,672 Other Financing Sources (Uses) Transfers in - - - Transfers out (3,000) (1,500) - Total other financing sources (uses) (3,000) (1,500) - Net change in fund balances 132,531 116,408 11,672 Fund Balances Beginning of year 544,358 648,742 136,672 End of year 676,889$ 765,150$ 148,344$ 76 City of Mendota Heights Combining Statement of Revenues, Expenditures, and Changes in Fund Balances - Nonmajor Governmental Funds Year Ended December 31, 2020 Special Revenue Street Lighting Par 3 Golf Course Toward Zero Death Par 3 G.O. Bonds Equipment Certficates Fire Station Bonds 49,730$ -$ -$ 243,826$ (14)$ 619,700$ - - - - - - - - 169,053 - - - - 173,314 - - - - - - - - - - 231 418 - 2,877 455 2,670 - 195 - - - - 49,961 173,927 169,053 246,703 441 622,370 42,670 - - - - - - - 169,053 - - - - 145,077 - - - - - - - - - - - - - 210,000 50,000 - - - - 20,375 875 288,240 - - - - - - - 48,526 - - - - 42,670 193,603 169,053 230,375 50,875 288,240 7,291 (19,676) - 16,328 (50,434) 334,130 - 49,602 - - - - - - - - - - - 49,602 - - - - 7,291 29,926 - 16,328 (50,434) 334,130 27,582 51,799 - 374,880 94,295 173,444 34,873$ 81,725$ -$ 391,208$ 43,861$ 507,574$ 77 Debt ServiceSpecial Revenue Equipment Replacement Reserve Infrastructure Reserve Facility Reserve Revenues Property taxes 181$ 108$ -$ Tax increments - - - Intergovernmental - - - Charges for services - - - Fines and forfeitures 1 - - Miscellaneous Investment income 4,453 741 3,862 Other - - - Total revenues 4,635 849 3,862 Expenditures Current General government - - - Public safety - - - Public works - 80,971 - Economic development - - - Debt service Principal - - - Interest and other charges - - - Capital outlay General government - - - Public works 129,517 - - Total expenditures 129,517 80,971 - Excess of revenues over (under) expenditures (124,882) (80,122) 3,862 Other Financing Sources (Uses) (Uses) Transfers in 162,518 - 20,000 Transfers out - (2,398) - Total other financing sources (uses) 162,518 (2,398) 20,000 Net change in fund balances 37,636 (82,520) 23,862 Fund Balances Beginning of year 456,532 77,968 367,515 End of year 494,168$ (4,552)$ 391,377$ 78 City of Mendota Heights Combining Statement of Revenues, Expenditures, and Changes in Fund Balances - Nonmajor Governmental Funds Year Ended December 31, 2020 Capital Projects Water Tower Capital Project Pilot Knob Improvement Pre-1998 Non- Increment Special Assessment Capital Project TIF District No. 2 Total Other Governmental Funds -$ -$ -$ -$ -$ 938,312$ - - - - 15,656 15,656 - - 85,023 - - 254,076 - - 16,200 - - 320,967 - - - - - 1 6,259 - 5,138 1,163 - 43,460 74,901 - 1,139,302 34,352 - 1,444,204 81,160 - 1,245,663 35,515 15,656 3,016,676 - - 381,987 - - 439,231 - - - - - 169,053 - - - - - 256,119 - - - - 15,244 15,244 - - - - - 260,000 - - - - - 309,490 - - 7,830 - - 7,830 - - - 41,085 - 276,253 - - 389,817 41,085 15,244 1,733,220 81,160 - 855,846 (5,570) 412 1,283,456 - - - 2,398 - 234,518 - - (53,000) - - (59,898) - - (53,000) 2,398 - 174,620 81,160 - 802,846 (3,172) 412 1,458,076 571,654 959 128,923 (322,474) (8,581) 3,324,268 652,814$ 959$ 931,769$ (325,646)$ (8,169)$ 4,782,344$ 79 Capital Projects Compensated Absences City Hall Sinking Fund Total Assets Current assets Cash and investments (including cash equivalents) 629,076$ 37,195$ 666,271$ Interest receivable - 139 139 Prepaid expenses - 8,837 8,837 Total current assets 629,076 46,171 675,247 Noncurrent assets Capital assets Land - 25,000 25,000 Buildings - 2,279,024 2,279,024 Improvements other than buildings - 40,781 40,781 Machinery and equipment - 66,969 66,969 Total capital assets - 2,411,774 2,411,774 Less accumulated depreciation - (1,774,195) (1,774,195) Net capital assets - 637,579 637,579 Total assets 629,076 683,750 1,312,826 Deferred Outflows of Resources Deferred outflows of resources related to OPEB - 274 274 Deferred outflows of resources related to pensions - 5,646 5,646 Total deferred outflows of resources - 5,920 5,920 Total assets and deferred outflows of resources 629,076$ 689,670$ 1,318,746$ Liabilities Current liabilities Accounts and contracts payable -$ 5,574$ 5,574$ Salaries and benefits payable - 2,916 2,916 Due to other governments - 96 96 Noncurrent liabilities due within one year 396,563 3,662 400,225 Total current liabilities 396,563 12,248 408,811 Noncurrent liabilities Compensated absences 629,076 17,120 646,196 OPEB payable - 4,329 4,329 Net pension liability - 54,726 54,726 Less amount due within one year (396,563) (3,662) (400,225) Total noncurrent liabilities 232,513 72,513 305,026 Total liabilities 629,076 84,761 713,837 Deferred Inflows of Resources Deferred inflows of resources related to OPEB - 304 304 Deferred inflows of resources related to pensions - 2,639 2,639 Total deferred inflows of resources - 2,943 2,943 Net Position Investment in capital assets - 637,579 637,579 Unrestricted - (35,613) (35,613) Total net position - 601,966 601,966 Total liabilities, deferred inflows of resources, and net position 629,076$ 689,670$ 1,318,746$ 80 December 31, 2020 Combining Statement of Net Position - Internal Service Funds City of Mendota Heights City of Mendota Heights Combining Statement of Revenues, Expenses, and Changes in Net Position - Internal Service Funds Year Ended December 31, 2020 City Hall Sinking Fund Total Operating revenues Charges for services 216,940$ 216,940$ Operating expenses Wages and salaries 71,691 71,691 Employee benefits 31,916 31,916 Professional services 4,013 4,013 Insurance 6,891 6,891 Utilities 36,266 36,266 Depreciation 36,505 36,505 Miscellaneous 43,313 43,313 Total operating expenses 230,595 230,595 Operating loss (13,655) (13,655) Nonoperating revenues Investment income 1,116 1,116 Loss before transfers (12,539) (12,539) Transfers in 17,540 17,540 Change in net position 5,001 5,001 Net position Beginning of year 596,965 596,965 End of year 601,966$ 601,966$ 81 Compensated Absences City Hall Sinking Fund Total Cash Flows - Operating Activities Receipts from customers and users -$ 216,940$ 216,940$ Payments to suppliers - (92,164) (92,164) Payments to employees 73,161 (105,999) (32,838) Net cash flows - operating activities 73,161 18,777 91,938 Cash Flows - Noncapital Financing Activities Transfer from Other Funds - 17,540 17,540 Cash Flows - Capital And Related Financing Activities Acquisition of capital assets - (14,457) (14,457) Cash Flows - Investing Activities Interest and dividends received - 1,151 1,151 Net change in cash and cash equivalents 73,161 23,011 96,172 Cash and Cash Equivalents Beginning of year 555,915 14,184 570,099 End of year 629,076$ 37,195$ 666,271$ Reconciliation of Operating Loss to Net Cash Flows - Operating Activities Operating loss -$ (13,655)$ (13,655)$ Adjustments to reconcile operating Loss to net cash flows - Operating activities Depreciation expense - 36,505 36,505 Prepaid items - (418) (418) Accounts payable - (1,264) (1,264) Due to other governmental units - 1 1 Salaries payable - 888 888 OPEB payable - (1,238) (1,238) Pension related items - (4,630) (4,630) Compensated absences payable 73,161 2,588 75,749 Total adjustments 73,161 32,432 105,593 Net cash flows - operating activities 73,161$ 18,777$ 91,938$ 82 City of Mendota Heights Combining Statement of Cash Flows - Internal Service Funds Year Ended December 31, 2020 Budgeted Amounts Variance with Original Actual and Final Amounts Revenues Property taxes 7,941,373$ 7,959,743$ 18,370$ Licenses and permits 384,700 405,376 20,676 Intergovernmental revenue State grants and aids PERA aid 9,070 - (9,070) Fire aid 101,000 111,759 10,759 Police aid 135,000 181,932 46,932 Other grants and aids 221,000 1,142,039 921,039 Total intergovernmental revenue 466,070 1,435,730 969,660 Charges for services 730,878 677,925 (52,953) Fines and forfeitures 84,000 102,676 18,676 Miscellaneous revenues Investment income 35,000 96,400 61,400 Other 110,000 213,370 103,370 Total miscellaneous revenues 145,000 309,770 164,770 Total revenues 9,752,021 10,891,220 1,139,199 Expenditures General government Mayor and council Salaries and benefits 24,371 24,171 (200) Contracted services 24,000 9,925 (14,075) Administration and finance Salaries and benefits 841,371 871,009 29,638 Materials and supplies 14,700 14,145 (555) Contracted services 359,600 426,625 67,025 83 City of Mendota Heights Detailed Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual - Final budget - over (under) General Fund Year Ended December 31, 2020 Budgeted Amounts Variance with Original Actual Final budget - And final Amounts Over (under) Expenditures (Continued) General government (continued) Elections Salaries and benefits 84,562$ 91,713$ 7,151$ Materials and supplies 14,300 21,430 7,130 Contracted services 7,800 5,902 (1,898) Information technology Materials and supplies 104,580 13,983 (90,597) Contracted services 113,350 188,752 75,402 Planning and zoning Salaries and benefits 148,021 148,673 652 Materials and supplies 4,500 1,305 (3,195) Contracted services 51,000 33,192 (17,808) Recycling Salaries and benefits - 16,626 16,626 Contracted services 31,600 7,517 (24,083) Miscellaneous Contracted services - 15,310 15,310 Total general government 1,823,755 1,890,278 66,523 Public safety Police protection Salaries and benefits 3,396,741 3,188,399 (208,342) Materials and supplies 216,500 178,577 (37,923) Contracted services 743,866 684,091 (59,775) Fire protection Salaries and benefits 317,171 315,042 (2,129) Materials and supplies 101,700 150,039 48,339 Contracted services 420,583 369,290 (51,293) Total public safety 5,196,561 4,885,438 (311,123) 84 Detailed Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual - City of Mendota Heights General Fund Year Ended December 31, 2020 (Continued) Budgeted Amounts Variance with Original Actual Final budget - And final Amounts Over (under) Expenditures (Continued) Public works Code enforcement Materials and supplies 2,750$ 4,417$ 1,667$ Contracted services 115,875 108,452 (7,423) Street maintenance Salaries and benefits 1,065,441 1,070,097 4,656 Materials and supplies 133,200 108,681 (24,519) Contracted services 505,962 402,333 (103,629) Capital outlay - 2,478 2,478 Parks Salaries and benefits 554,144 569,822 15,678 Materials and supplies 226,650 148,458 (78,192) Contracted services 175,233 220,030 44,797 Total public works 2,779,255 2,634,768 (144,487) Total expenditures 9,799,571 9,410,484 (389,087) Excess of revenues over (under) expenditures (47,550) 1,480,736 1,528,286 Other Financing Sources (Uses) Transfer in 47,550 47,550 - Transfer out - (196,660) (196,660) Total other financing sources (uses) 47,550 (149,110) (196,660) Net change in fund balance -$ 1,331,626 1,331,626$ Fund Balance Beginning of year 9,352,885 End of year 10,684,511$ 85 Detailed Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual - General Fund City of Mendota Heights Year Ended December 31, 2020 (Continued) City of Mendota Heights Schedule of Expenditures of Federal Awards For the Year Ended December 31, 2020 Federal CFDA Number Expenditures Department of Treasury Passed through Minnesota Management and Budget COVID - Coronavirus Relief Fund 21.019 858,276$ Election Assistance Commission Passed through Dakota County COVID - Election Security Grants 90.404 6,281 Department of Transportation Passed through Minnesota Management and Budget State and Community Highway Safety 20.600 21,409 National Priority Safety Programs 20.616 53,728 Total Highway Safety Cluster 75,137 Passed through Minnesota Management and Budget Minimum Penalties for Repeat Offenders for Driving While Intoxicated 20.608 103,354 Total Department of Transportation 178,491 Total federal expenditures 1,043,048$ Amounts passed through to subrecipients: Highway Safety Cluster and Minimum Penalties for Repeat Offenders for Driving While Intoxicated City of Apple Valley 20.600/20.616/20.608 13,978$ City of Burnsville 20.600/20.616/20.608 8,212 Dakota Communications Center 20.600/20.616/20.608 17,062 Dakota County 20.600/20.616/20.608 23,321 City of Eagan 20.600/20.616/20.608 36,861 City of Farmington 20.600/20.616/20.608 1,197 City of Hastings 20.600/20.616/20.608 11,851 City of Inver Grove Heights 20.600/20.616/20.608 15,979 City of Lakeville 20.600/20.616/20.608 26,628 City of Rosemount 20.600/20.616/20.608 11,345 City of South St. Paul 20.600/20.616/20.608 3,841 City of West St. Paul 20.600/20.616/20.608 891 See notes to schedule of expenditures of federal awards.86 Federal Grantor/Pass-Through Grantor/Grant Program Title 87 City of Mendota Heights Notes to Schedule of Expenditures of Federal Awards NOTE 1 – BASIS OF PRESENTATION The accompanying Schedule of Expenditures of Federal Awards includes the federal grant activity of the City of Mendota Heights, Minnesota and is presented on the accrual basis of accounting. The information in this Schedule is presented in accordance with the requirements of the Uniform Guidance. Therefore, some amounts presented in this Schedule may differ from amounts presented in, or used in, the preparation of the regulatory basis financial statements. NOTE 2 – PASS-THROUGH GRANT NUMBERS All pass-through entities listed above use the same CFDA numbers as the federal grantors to identify these grants and have not assigned any additional identifying numbers. NOTE 3 – INDIRECT COST RATE The City did not elect to use the 10 percent de minimis indirect cost rate, as allowed under the Uniform Guidance. NOTE 4 – AMOUNTS PASSED TO SUBRECIPIENTS The City does not receive an allocation for each individual Department of Transportation grant that is awarded to individual subrecipients. Therefore, each subrecipient is presented with the total amount received for the Highway Safety Cluster and the Minimum Penalties for Repeat Offenders for Driving While Intoxicated grants for 2020. 88 (THIS PAGE LEFT BLANK INTENTIONALLY) 89 Report on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards Independent Auditor's Report Honorable Mayor and Members of the City Council City of Mendota Heights Mendota Heights, Minnesota We have audited, in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Mendota Heights, Minnesota as of and for the year ended December 31, 2020, and the related notes to financial statements, which collectively comprise the City's basic financial statements, and have issued our report thereon dated June 2, 2020. Internal Control over Financial Reporting In planning and performing our audit of the financial statements, we considered the City's internal control over financial reporting (internal control) as a basis for designing audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City's internal control. Accordingly, we do not express an opinion on the effectiveness of the City's internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the City's financial statements will not be prevented, or detected and corrected, on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies and therefore, material weaknesses or significant deficiencies may exist that were not identified. We did identify certain deficiencies in internal control, described in the accompanying Schedule of Findings and Questioned Costs that we consider to be material weaknesses identified as audit finding 2020-001. 90 Compliance and Other Matters As part of obtaining reasonable assurance about whether the City's financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the financial statements. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. City's Response to Findings The City's response to the findings identified in our audit are described in the Schedule of Findings and Questioned Costs. The City's response was not subjected to the auditing procedures applied in the audit of the financial statements and, accordingly, we express no opinion on it. Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the result of that testing, and not to provide an opinion on the effectiveness of the City's internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City's internal control and compliance. Accordingly, this communication is not suitable for any other purpose. Minneapolis, Minnesota June 2, 2021 91 Report on Compliance for each Major Federal Program and Report on Internal Control over Compliance In Accordance With the Uniform Guidance Independent Auditor's Report Honorable Mayor and Members of the City Council City of Mendota Heights Mendota Heights, Minnesota Report on Compliance for Each Major Federal Program We have audited the City's compliance with the types of compliance requirements described in the OMB Compliance Supplement that could have a direct and material effect on the City's major federal program for the year ended December 31, 2020. The City's major federal program is identified in the summary of auditor's results section of the accompanying Schedule of Findings and Questioned Costs. Management's Responsibility Management is responsible for compliance with federal statutes, regulations, and the terms and conditions of its federal awards applicable to its federal programs. Auditor's Responsibility Our responsibility is to express an opinion on compliance for the City's major federal program based on our audit of the types of compliance requirements referred to above. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and the audit requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Those standards and the Uniform Guidance require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about the City's compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion on compliance for each major federal program. However, our audit does not provide a legal determination of the City's compliance. Opinion on Each Major Federal Program In our opinion, the City complied, in all material respects, with the types of compliance requirements referred to above that could have a direct and material effect on its major federal program for the year ended December 31, 2020. 92 Report on Internal Control over Compliance Management of the City is responsible for establishing and maintaining effective internal control over compliance with the types of compliance requirements referred to above. In planning and performing our audit of compliance, we considered the City's internal control over compliance with the types of requirements that could have a direct and material effect on each major federal program to determine the auditing procedures that are appropriate in the circumstances for the purpose of expressing an opinion on compliance for each major federal program and to test and report on internal control over compliance in accordance with the Uniform Guidance, but not for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, we do not express an opinion on the effectiveness of the City's internal control over compliance. A deficiency in internal control over compliance exists when the design or operation of a control over compliance does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, noncompliance with a type of compliance requirement of a federal program on a timely basis. A material weakness in internal control over compliance is a deficiency, or combination of deficiencies, in internal control over compliance, such that there is a reasonable possibility that material noncompliance with a type of compliance requirement of a federal program will not be prevented, or detected and corrected, on a timely basis. A significant deficiency in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance with a type of compliance requirement of a federal program that is less severe than a material weakness in internal control over compliance, yet important enough to merit attention by those charged with governance. Our consideration of internal control over compliance was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control over compliance that might be material weaknesses or significant deficiencies. We did not identify any deficiencies in internal control over compliance that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. The purpose of this report on internal control over compliance is solely to describe the scope of our testing of internal control over compliance and the results of that testing based on the requirements of the Uniform Guidance. Accordingly, this report is not suitable for any other purpose. Minneapolis, Minnesota June 2, 2021 93 City of Mendota Heights Schedule of Findings and Questioned Costs SECTION I – SUMMARY OF AUDITOR'S RESULTS Financial Statements Type of auditor's report issued: We issued an unmodified opinion on the fair presentation of the financial statements of the governmental activities, business-type activities, each major fund, and the aggregate remaining fund information in accordance with accounting principles generally accepted in the United States of America (GAAP). Internal control over financial reporting:  Material weakness(es) identified? Yes, Audit Finding 2020-001  Significant deficiency(ies) identified? No Noncompliance material to financial statements noted? No Federal Awards Type of auditor's report issued on compliance for major programs: Unmodified Internal control over major programs:  Material weakness(es) identified? No  Significant deficiency(ies) identified? No Any audit findings disclosed that are required to be reported in accordance with 2 CFR 200.516(a)? No Identification of Major Programs CFDA No.: 21.019 Name of Federal Program or Cluster: COVID- Coronavirus Relief Fund Dollar threshold used to distinguish between type A and type B programs: $750,000 Auditee qualified as low risk auditee? No 94 City of Mendota Heights Schedule of Findings and Questioned Costs SECTION II – FINANCIAL STATEMENT FINDINGS Audit Finding 2020-001 Criteria: Internal control that supports the City's ability to initiate record, process and report financial data consistent with the assertions of management in the financial statements requires adequate segregation of accounting duties. Condition: The City had a lack of segregation of accounting duties due to a limited number of office employees. The lack of adequate segregation of accounting duties could adversely affect the City's ability to initiate, record, process, and report financial data consistent with the assertions of management in the financial statements. During the course of our engagement, we proposed a material audit adjustment that would not have been identified as a result of the City's existing internal control system and, therefore, could have resulted in a material omission of the City's financial statements. The material omission detected as a result of audit procedures was corrected by management. Context: This finding impacts the internal control for all significant accounting functions. Effect or Potential Effect: The lack of adequate segregation of accounting duties could adversely affect the City's ability to initiate, record, process, and report financial data consistent with the assertions of management in the financial statements. Cause: There are a limited number of office employees. Recommendation: We recommend that the City review the internal control process over the year-end closing process to ensure there are no adjustments needed and segregation or independent review be implemented whenever practical and cost effective. Views of Responsible Officials and Planned Corrective Action: City staff is aware of the lack of segregation of accounting duties and continue to make every effort to ensure that transactions are separated and monitored to the extent possible. Staff will continue to examine and implement methods and processes that will address this issue. 95 City of Mendota Heights Schedule of Findings and Questioned Costs SECTION III – FEDERAL AWARD FINDINGS AND QUESTIONED COSTS None SECTION IV – PRIOR YEAR FINDINGS AND QUESTIONED COSTS None 96 (THIS PAGE LEFT BLANK INTENTIONALLY) 97 Minnesota Legal Compliance Independent Auditor's Report Honorable Mayor and Members of the City Council City of Mendota Heights Mendota Heights, Minnesota We have audited, in accordance with auditing standards generally accepted in the United States of America, and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States, the financial statements of the governmental activities, the business-type activities, each major fund and the aggregate remaining fund information of the City of Mendota Heights, Minnesota as of and for the year ended December 31, 2020, and the related notes to financial statements, which collectively comprise the City's basic financial statements, and have issued our report thereon dated June 2, 2021. In connection with our audit, nothing came to our attention that caused us to believe that the City failed to comply with the provisions of the contracting and bidding, deposits and investments, conflicts of interest, public indebtedness, claims and disbursements, miscellaneous provisions, and tax increment financing sections of the Minnesota Legal Compliance Audit Guide for Cities, promulgated by the State Auditor pursuant to Minn. Stat. § 6.65, insofar as they relate to accounting matters. However, our audit was not directed primarily toward obtaining knowledge of such noncompliance. Accordingly, had we performed additional procedures, other matters may have come to our attention regarding the City's noncompliance with the above referenced provisions, insofar as they relate to accounting matters. The purpose of this report is solely to describe the scope of our testing of compliance and the results of that testing, and not to provide an opinion on compliance. Accordingly, this communication is not suitable for any other purpose. Minneapolis, Minnesota June 2, 2021 City of Mendota Heights Dakota County, Minnesota Communications Letter December 31, 2020 City of Mendota Heights Table of Contents Report on Matters Identified as a Result of the Audit of the Financial Statements 1 Material Weakness 3 Required Communication 4 Financial Analysis 8 Emerging Issue 17 1 Report on Matters Identified as a Result of the Audit of the Financial Statements Honorable Mayor, Members of the City Council and Management City of Mendota Heights Mendota Heights, Minnesota In planning and performing our audit of the financial statements of the governmental activities, business-type activities, each major fund, and the aggregate remaining fund information of the City of Mendota Heights, Minnesota, as of and for the year ended December 31, 2020, in accordance with auditing standards generally accepted in the United States of America, and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States, we considered the City's internal control over financial reporting (internal control) as a basis for designing audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City's internal control. Accordingly, we do not express an opinion on the effectiveness of the City's internal control over financial reporting. Our consideration of internal control was for the limited purpose described in the preceding paragraph and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies and, therefore, material weaknesses or significant deficiencies may exist that have not been identified. In addition, because of inherent limitations in internal control, including the possibility of management override of controls, misstatements due to error, or fraud may occur and not be detected by such controls. However, as discussed below, we identified a certain deficiency in internal control that we consider to be a material weakness. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the City's financial statements will not be prevented, or detected and corrected, on a timely basis. A reasonable possibility exists when the likelihood of an event occurring is either reasonably possible or probable as defined as follows:  Reasonably possible. The chance of the future event or events occurring is more than remote but less than likely.  Probable. The future event or events are likely to occur. The material weakness identified is stated within this letter. 2 A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. The accompanying memorandum also includes financial analysis provided as a basis for discussion. The matters discussed herein were considered by us during our audit and they do not modify the opinion expressed in our Independent Auditor's Report dated June 2, 2021, on such statements. This communication is intended solely for the information and use of management, the City Council, others within the City and state oversight agencies and is not intended to be, and should not be, used by anyone other than these specified parties. Minneapolis, Minnesota June 2, 2021 3 City of Mendota Heights Material Weakness Lack of Segregation of Accounting Duties The City had a lack of segregation of accounting duties due to a limited number of office employees. The lack of adequate segregation of accounting duties could adversely affect the City's ability to initiate, record, process, and report financial data consistent with the assertions of management in the financial statements. This lack of segregation of accounting duties can be demonstrated in the following areas, which is not intended to be an all-inclusive list:  The Finance Director has the ability to receipt City service revenue, prepares the deposit receipts, is responsible for coding, and prepares the Treasurer's report for the City Council.  The Utility Billing Clerk enters consumption into the utility billing system, prepares and reviews utility bills, applies payments to customer accounts, and has the ability to make adjustments to customer accounts.  The Finance Director performs year-end reconciliations and prepares closing entries without review. In addition to having responsibilities in the cycles listed above, the City's Finance Director has full general ledger access and the ability to write and post journal entries. While we believe this access is necessary to efficiently perform the financial duties required, this access allows the ability to override many of the controls and segregation the City has in place. The City has implemented certain controls to mitigate the risk due to the lack of segregation of accounting duties, including but not limited to reviewing adjustments to customer accounts before they are posted, having a non-finance employee prepare bank reconciliations and review of all journal entries. However, due to the number of staff needed to properly segregate all of the accounting duties, the cost of obtaining desirable segregation of accounting duties can often exceed benefits which could be derived. However, management and the City Council must remain aware of this situation and should continually monitor the accounting system, including changes that occur. During the course of our engagement, we proposed a material audit adjustment that would not have been identified as a result of the City's existing internal control system and, therefore, could have resulted in a material omission of the City's financial statements. The material omission detected as a result of audit procedures was corrected by management. We recommend that the City review the internal control process over the year-end closing process to ensure there are no material audit adjustments needed and segregation or independent review be implemented whenever practical and cost effective. 4 City of Mendota Heights Required Communication We have audited the financial statements of the governmental activities, business-type activities, each major fund, and the aggregate remaining fund information of the City as of and for the year ended December 31, 2020. Professional standards require that we advise you of the following matters related to our audit. Our Responsibility in Relation to the Financial Statement Audit As communicated in our engagement letter, our responsibility, as described by professional standards, is to form and express opinions about whether the financial statements prepared by management with your oversight are presented fairly, in all material respects, in accordance with accounting principles generally accepted in the United States of America. Our audit of the financial statements does not relieve you or management of its respective responsibilities. Our responsibility, as prescribed by professional standards, is to plan and perform our audit to obtain reasonable, rather than absolute, assurance about whether the financial statements are free of material misstatement. An audit of financial statements includes consideration of internal control over financial reporting as a basis for designing audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the City's internal control over financial reporting. Accordingly, as part of our audit, we considered the internal control of the City solely for the purpose of determining our audit procedures and not to provide any assurance concerning such internal control. We are also responsible for communicating significant matters related to the audit that are, in our professional judgement, relevant to your responsibilities in overseeing the financial reporting process. However, we are not required to design procedures for the purpose of identifying other matters to communicate to you. Generally accepted accounting principles provide for certain Required Supplementary Information (RSI) to supplement the basic financial statements. Our responsibility with respect to the RSI, which supplements the basic audit financial statements, is to apply certain limited procedures in accordance with generally accepted auditing standards. However, the RSI was not audited and, because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance, we do not express an opinion or provide any assurance on the RSI. Our responsibility for the supplementary information accompanying the financial statements, as described by professional standards, is to evaluate the presentation of the supplementary information in relation to the financial statements as a whole and to report on whether the supplementary information is fairly stated, in all material respects, in relation to the financial statements as a whole. Our Responsibility in Relation to Government Auditing Standards As communicated in our engagement letter, part of obtaining reasonable assurance about whether the financial statements are free of material misstatement, we performed tests of the City's compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, the objective of our tests was not to provide an opinion on compliance with such provisions. 5 City of Mendota Heights Required Communication Our Responsibility in Relation to Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) As communicated in our engagement letter, in accordance with the Uniform Guidance, we examined, on a test basis, evidence about the City's compliance with the types of compliance requirements described in the U.S. Office of Management and Budget (OMB) Compliance Supplement applicable to each of its major federal programs for the purpose of expressing an opinion on the City's compliance with those requirements. While our audit provided a reasonable basis for our opinion, it did not provide a legal determination on the City's compliance with those requirements. In planning and performing our audit of compliance, we considered the City's internal control over compliance with the types of requirements that could have a direct and material effect on each major federal program to determine the auditing procedures that are appropriate in the circumstances for the purpose of expressing an opinion on compliance for each major federal program and to test and report on internal control over compliance in accordance with the Uniform Guidance, but not for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Planned Scope and Timing of the Audit We conducted our audit consistent with the planned scope and timing we previously communicated to you. Compliance with All Ethics Requirements Regarding Independence The engagement team, others in our firm, as appropriate, our firm, and our network firms have complied with all relevant ethical requirements regarding independence. Qualitative Aspects of Significant Accounting Practices Significant Accounting Policies Management has the responsibility to select and use appropriate accounting policies. A summary of the significant accounting policies adopted by the City is included in the notes to financial statements. There have been no initial selection of accounting policies and no changes to significant accounting policies or their application during 2020. No matters have come to our attention that would require us, under professional standards, to inform you about (1) the methods used to account for significant unusual transactions and (2) the effect of significant accounting policies in controversial or emerging areas for which there is a lack of authoritative guidance or consensus. Significant Accounting Estimates Accounting estimates are an integral part of the financial statements prepared by management and are based on management's current judgements. Those judgements are normally based on knowledge and experience about past and current events and assumptions about future events. Certain accounting estimates are particularly sensitive because of their significance to the financial statements and because of the possibility that future events affecting them may differ markedly from management's current judgements. Listed on the following page are the most sensitive estimates affecting the financial statements: 6 City of Mendota Heights Required Communication Qualitative Aspects of Significant Accounting Practices (Continued) Depreciation – The City is currently depreciating its capital assets over their estimated useful lives, as determined by management, using the straight-line method. Expense Allocation – Certain expenses are allocated to functions based on an estimate of the benefit to that particular function. Examples are salaries, benefits, insurance, and supplies. Total Other Post Employment Benefits (OPEB) Liability, Deferred Outflows of Resources Related to OPEB, and Deferred Inflows of Resources Related to OPEB – These balances are based on an actuarial study using the estimates of future obligations of the City for post employment benefits. Net Pension Liability, Deferred Outflows of Resources Related to Pensions and Deferred Inflows of Resources Related to Pensions – These balances are based on an allocation by the pension plans using estimates based on contributions. We evaluated the key factors and assumptions used to develop the accounting estimates and determined that they are reasonable in relation to the financial statements taken as a whole and in relation to the applicable opinion units. Financial Statement Disclosures Certain financial statement disclosures involve significant judgment and are particularly sensitive because of their significance to financial statement users. The financial statement disclosures are neutral, consistent, and clear. Significant Difficulties Encountered during the Audit We encountered no significant difficulties in dealing with management relating to the performance of the audit. Uncorrected and Corrected Misstatements For the purposes of this communication, professional standards require us to accumulate all known and likely misstatements identified during the audit, other than those that we believe are trivial, and communicate them to the appropriate level of management. Further, professional standards require us to also communicate the effects of uncorrected misstatements related to prior periods on the relevant classes of transactions, account balances or disclosures, and the financial statements taken as a whole and each applicable opinion unit. Management did not identify and we did not notify them of any uncorrected financial statement misstatements In addition, professional standards require us to communicate to you all material, corrected misstatements that were brought to the attention of management as a result of our audit procedures. The following material misstatement that we identified as a result of our audit procedures was brought to the attention of and corrected by management.  Land held for resale was understated 7 City of Mendota Heights Required Communication Disagreements with Management For purposes of this letter, professional standards define a disagreement with management as a matter, whether or not resolved to our satisfaction, concerning a financial accounting, reporting, or auditing matter, which could be significant to the City's financial statements or the auditor's report. No such disagreements arose during the course of our audit. Representations Requested from Management We have requested certain written representations from management, which are included in the management representation letter. Management's Consultations with Other Accountants In some cases, management may decide to consult with other accountants about auditing and accounting matters. Management has informed us that, and to our knowledge, there were no consultations with other accountants regarding auditing and accounting matters. Other Significant Matters, Findings, or Issues In the normal course of our professional association with the City, we generally discuss a variety of matters, including the application of accounting principles and auditing standards, operating and regulatory conditions affecting the City, and operating plans and strategies that may affect the risks of material misstatement. None of the matters discussed resulted in a condition to our retention as the City's auditor. Other Information in Documents Containing Audited Financial Statements We applied certain limited procedures to the RSI that supplements the basic financial statements. Our procedures consisted of inquiries of management regarding the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We did not audit the RSI and do not express an opinion or provide any assurance on the RSI. With respect to the supplementary information accompanying the financial statements, we made certain inquiries of management and evaluated the form, content and methods of preparing the information to determine that the information complies with accounting principles generally accepted in the United States of America, the method of preparing it has not changed from the prior period, and the information is appropriate and complete in relation to our audit of the financial statements. We compared and reconciled the supplementary information to the underlying accounting records used to prepare the financial statements or to the financial statements themselves. City of Mendota Heights Financial Analysis 8 The following pages provide graphic representation of select data pertaining to the financial position and operations of the City for the past four years. Our analysis of each graph is presented to provide a basis for discussion of past performance and how implementing certain changes may enhance future performance. We suggest you view each graph and document if our analysis is consistent with yours. A subsequent discussion of this information should be useful for planning purposes. General Fund Revenues The General Fund revenues for the past five years are depicted in the following graph. 2016 2017 2018 2019 2020 Other $183,925 $412,770 $352,191 $509,614 $412,446 Charges for Services 608,150 621,308 643,095 716,877 677,925 Intergovernmental 457,010 424,268 469,417 529,235 1,435,730 Licenses and Permits 414,516 633,846 515,103 480,249 405,376 Taxes and Assessments 6,143,871 6,653,433 7,237,908 7,509,301 7,959,743 $- $2,000,000 $4,000,000 $6,000,000 $8,000,000 $10,000,000 $12,000,000 General Fund Revenues General Fund revenue increased $1,145,944, or 11.8%, during the year, from $9,745,276 in 2019 to $10,891,220 in 2020. The largest fluctuation occurred in Intergovernmental, which increased $906,495 due to the City receiving CARES grant funding in 2020. Taxes and assessments increased $450,442 due to an increase in the amount of taxes levied in 2020. Other revenue decreased $97,168 due to a decreased amount of interest received on investments related to worsening market conditions in 2020. License and permit revenue decreased $74,873 due to decreased permit and liquor license revenue due to COVID-19. All other revenue sources were consistent with the prior year. City of Mendota Heights Financial Analysis 9 General Fund Revenues (Continued) Taxes and Assessments 73% Licenses and Permits 4% Intergovernmental 13% Charges for Services 6% Other 4% Taxes and Assessments 77% Licenses and Permits 5% Intergovernmental 6% Charges for Services 7% Other 5% City of Mendota Heights Financial Analysis 10 General Fund Expenditures The General Fund expenditures for the past five years are depicted in the following graph. 2016 2017 2018 2019 2020 Capital Outlay $89,688 $32,869 $19,330 $- $2,478 General Government 1,398,786 1,516,906 1,609,931 1,676,334 1,890,278 Public Works 1,895,327 2,184,378 2,464,014 2,645,909 2,632,290 Public Safety 3,870,487 3,879,402 4,151,895 4,607,105 4,885,438 $- $1,000,000 $2,000,000 $3,000,000 $4,000,000 $5,000,000 $6,000,000 $7,000,000 $8,000,000 $9,000,000 $10,000,000 General Fund Expenditures General Fund expenditures increased $481,136, or 5.4%, from $8,929,348 in 2019 to $9,410,484 in 2020. Public safety increased the most from 2019, increasing $278,333, or 6.0%. This increase is due to cost of living adjustments as well as technology costs for the new fire station. General government expenditures increased $213,944, or 12.8% due to CARES grant expenditures as well as hiring an additional staff member in 2020. All other functions were consistent with the amount expended in the prior year. City of Mendota Heights Financial Analysis 11 General Fund Expenditures (Continued) General Government 20% Public Safety 52% Public Works 28%Capital Outlay Less than 1% General Government 19% Public Safety 51% Public Works 30%Capital Outlay Less than 1% City of Mendota Heights Financial Analysis 12 General Fund Expenditures (Continued) The table below presents a comparison of budget and actual General Fund revenues and expenditures by function. In total, the fund's expenditures were $389,087, or 4.0%, under budgeted expenditures of $9,799,571. The fund's revenue was $1,139,199, or 11.7%, over budgeted revenues of $9,752,021. Public Safety expenditures were under budget by $311,123. This was due to the police staffing turnover causing vacancies and variations in personnel levels. Public works expenditures were $146,965 under budget due to fewer crack sealing and road repairs than anticipated. All other functions were consistent with the budgeted amounts. Intergovernmental revenue was over budget $969,660 due to not budgeting for the receipt of the CARES grant. Other revenue was over budget by $183,446 due to the City not budgeting for cable franchise fees, donations, and insurance claims. Additionally, the City had a conservative budget for interest income, fines, and forfeitures. Variance Original and Final Budget - Final Budget Amounts Over (Under) Revenues Taxes and assessments 7,941,373$ 7,959,743$ 18,370$ Licenses and permits 384,700 405,376 20,676 Intergovernmental 466,070 1,435,730 969,660 Charges for services 730,878 677,925 (52,953) Other 229,000 412,446 183,446 Total revenues 9,752,021 10,891,220 1,139,199 Expenditures General government 1,823,755 1,890,278 66,523 Public safety 5,196,561 4,885,438 (311,123) Public works 2,779,255 2,632,290 (146,965) Capital outlay - 2,478 2,478 Total expenditures 9,799,571 9,410,484 (389,087) Other financing sources (uses) Transfers in 47,550 47,550 - Transfers out - (196,660) (196,660) Total other financing sources (uses) 47,550 (149,110) (196,660) Net change in fund balances -$ 1,331,626$ 1,331,626$ City of Mendota Heights Financial Analysis 13 General Fund Operations The bar chart below highlights General Fund results for the last five years. 80% 100% 120% $- $2,000,000 $4,000,000 $6,000,000 $8,000,000 $10,000,000 $12,000,000 2016 2017 2018 2019 2020 Revenues $7,807,472 $8,745,625 $9,217,714 $9,745,276 $10,891,220 Expenditures 7,254,288 7,613,555 8,245,170 8,929,348 9,410,484 Fund Balance 7,221,257 8,087,498 8,836,600 9,352,885 10,684,511 Fund Balance as a Percent of the Year's Expenditures 100% 106% 107% 105% 114% As shown in the chart, the City's fund balance increased to its highest point in the five years presented. The amount of fund balance as a percentage of the current year's expenditures has increased steadily since 2016. In 2017, the City implemented a policy in accordance with GASB 54 whereby the General Fund's unassigned fund balance is at least 75% of the subsequent year's budgeted expenditures. As of December 31, 2020, the City's unassigned General Fund balance of $10,330,546 was 106% of 2021 budgeted expenditures. City of Mendota Heights Financial Analysis 14 Tax Capacity, Levy, and Rates The chart below graphs the tax capacity, certified tax levy, and City tax rate for 2016 through 2020. The tax capacity is based on total tax capacity, prior to adjustments for captured Tax Increment Financing (TIF) and fiscal disparities. The certified tax levy amount is also prior to fiscal disparity adjustments. With improving market values, the City's tax capacity increased from 2016 to 2020 by $5,179,091 or 23.5%. In 2020, the City's tax capacity increased $2,167,056. $22,008,867 $22,381,347 $23,623,069 $25,020,902 $27,187,958 $7,166,136 $7,743,370 $8,348,491 $9,435,150 $10,048,724 35.35%37.49%37.83%39.29%38.32% 0.00% 4.00% 8.00% 12.00% 16.00% 20.00% 24.00% 28.00% 32.00% 36.00% 40.00% 44.00% 48.00% 52.00% 56.00% 60.00% 64.00% 68.00% $- $2,500,000 $5,000,000 $7,500,000 $10,000,000 $12,500,000 $15,000,000 $17,500,000 $20,000,000 $22,500,000 $25,000,000 $27,500,000 $30,000,000 2016 2017 2018 2019 2020 Total Tax Capacity Certified Tax Levy Tax Capacity Rate * Property tax data was obtained from the League of Minnesota Cities Property Tax Data Tables for 2016-2017 (www.lmc.org). 2018-2020 data obtained from Dakota County. City of Mendota Heights Financial Analysis 15 Enterprise Funds Sewer Utility Fund The following graph presents a five-year history of the Sewer Utility Fund. Due to the nature and cost of Sewer Utility Fund assets, it is often difficult to establish sewer rates that are sufficient to cover the current year's use of the assets represented by depreciation expense. Ideally, Sewer Utility Fund revenues should cover all operating expenses, including depreciation. The Sewer Utility Fund had an operating income of $293,349, which included recognition of $200,912 of depreciation expense. Revenues exceeded expenses in four of the five years presented. Net position of the fund increased $317,470 after factoring in nonoperating revenues, and net transfers. 2016 2017 2018 2019 2020 Charges for Services $1,692,646 $1,749,743 $2,012,107 $2,045,839 $2,317,640 Operating Expenses 1,683,068 1,930,921 1,954,960 2,001,963 2,024,291 Operating Income (Loss)9,578 (181,178) 57,147 43,876 293,349 Operating Income (Loss) Excluding Depreciation 182,559 (6,704) 240,509 230,990 494,261 $(250,000) $250,000 $750,000 $1,250,000 $1,750,000 $2,250,000 $2,750,000 Sewer Fund City of Mendota Heights Financial Analysis 16 Enterprise Funds (Continued) Storm Water Fund The Storm Water Fund had operating income of $352,958, which included recognition of depreciation expense of $51,283. Net position increased $291,444 in 2020 after factoring in nonoperating revenues and transfers out. The fund has shown operating income for all years presented. $- $100,000 $200,000 $300,000 $400,000 $500,000 $600,000 2016 2017 2018 2019 2020 Charges for Services $406,144 $456,503 $501,173 $507,769 $578,799 Operating Expenses 266,476 255,338 285,058 275,606 225,841 Operating Income (Loss)139,668 201,165 216,115 232,163 352,958 Operating Income (Loss) Excluding Depreciation 180,241 244,029 268,841 279,127 404,241 Storm Water Fund City of Mendota Heights Emerging Issue 17 Executive Summary The following is an executive summary of financial and business related updates to assist you in staying current on emerging issues in accounting and finance. This summary will give you a preview of the new standards that have been recently issued and what is on the horizon for the near future. The most recent and significant update includes:  Accounting Standard Update – GASB Statement No. 87 – Leases – GASB has issued GASB Statement No. 87 relating to accounting and financial reporting for leases. This new statement establishes a single model for lease accounting based on the principle that leases are financing of the right to use an underlying asset. The following is an extensive summary of the current update. As your continued business partner, we are committed to keeping you informed of new and emerging issues. We are happy to discuss this issue with you further and their applicability to your City. Accounting Standard Update – GASB Statement No. 87 – Leases The objective of this Statement is to better meet the information needs of financial statement users by improving accounting and financial reporting for leases by governments. This Statement increases the usefulness of governments' financial statements by requiring recognition of certain lease assets and liabilities for leases that previously were classified as operating leases and recognized as inflows of resources or outflows of resources based on the payment provisions of the contract. It establishes a single model for lease accounting based on the foundational principle that leases are financings of the right to use an underlying asset. Under this Statement, a lessee is required to recognize a lease liability and an intangible right-to-use lease asset, and a lessor is required to recognize a lease receivable and a deferred inflow of resources, thereby enhancing the relevance and consistency of information about governments' leasing activities. A lease is defined as a contract that conveys control of the right to use another entity's nonfinancial asset (the underlying asset) as specified in the contract for a period of time in an exchange or exchange-like transaction. Examples of nonfinancial assets include buildings, land, vehicles, and equipment. Any contract that meets this definition should be accounted for under the leases guidance, unless specifically excluded in this Statement. A short-term lease is defined as a lease that, at the commencement of the lease term, has a maximum possible term under the lease contract of 12 months (or less), including any options to extend, regardless of their probability of being exercised. Lessees and lessors should recognize short-term lease payments as outflows of resources or inflows of resources, respectively, based on the payment provisions of the lease contract. City of Mendota Heights Emerging Issue 18 Accounting Standard Update – GASB Statement No. 87 – Leases (Continued) A lessee should recognize a lease liability and a lease asset at the commencement of the lease term, unless the lease is a short-term lease or it transfers ownership of the underlying asset. The lease liability should be measured at the present value of payments expected to be made during the lease term (less any lease incentives). The lease asset should be measured at the amount of the initial measurement of the lease liability, plus any payments made to the lessor at or before the commencement of the lease term and certain direct costs. A lessee should reduce the lease liability as payments are made and recognize an outflow of resources (for example, expense) for interest on the liability. The lessee should amortize the lease asset in a systematic and rational manner over the shorter of the lease term or the useful life of the underlying asset. The notes to financial statements should include a description of leasing arrangements, the amount of lease assets recognized, and a schedule of future lease payments to be made. A lessor should recognize a lease receivable and a deferred inflow of resources at the commencement of the lease term, with certain exceptions for leases of assets held as investments, certain regulated leases, short-term leases, and leases that transfer ownership of the underlying asset. A lessor should not derecognize the asset underlying the lease. The lease receivable should be measured at the present value of lease payments expected to be received during the lease term. The deferred inflow of resources should be measured at the value of the lease receivable plus any payments received at or before the commencement of the lease term that relate to future periods. A lessor should recognize interest revenue on the lease receivable and an inflow of resources (for example, revenue) from the deferred inflows of resources in a systematic and rational manner over the term of the lease. The notes to financial statements should include a description of leasing arrangements and the total amount of inflows of resources recognized from leases. GASB Statement No. 87 is effective for reporting periods beginning after June 15, 2021. Information provided above was obtained from www.gasb.org. REQUEST FOR COUNCIL ACTION DATE: June 15, 2021 TO: Mayor, City Council, and City Administrator FROM: Ryan Ruzek, P.E., Public Works Director SUBJECT: Acknowledge Dakota County Master Gardener 2021 Work Plan COMMENT: INTRODUCTION The Council is asked to acknowledge the work plan from local master gardeners. BACKGROUND The city of Mendota Heights and the University of Minnesota Master Gardeners, in partnership, will promote pollinator friendly activities and sustainable and regenerative ecological practices through practice, public engagement, and education. The mission of the Dakota County Extension Master Gardener program is to educate and assist the public by answering questions and solving problems about horticulture and related environmental topics. There are more than 130 Dakota County residents who are University of Minnesota Extension-trained and volunteer thousands of hours each year. In Mendota Heights, the Master Gardeners have been instrumental in incorporating a number of natural resources improvements on both public and private property. DISCUSSION The mission locally is to promote pollinator friendly activities and sustainable ecological practices through public engagement and education. Some current goals for 2021 (subject to change due to COVID protocols) include: • Engage Public at the Mendota Heights Park Celebration • Showcase/Education day for native plantings at city hall • Review Development Landscape plans and provide opportunities for enhancement with city CIP projects • Educational workshops for city employees, school district and residents • Educational articles for city newsletters • Continue Natural Resource Management Plan Steering Committee • Assist in development of Natural Resource Commission bylaws The attached work plan provides additional details and services. BUDGET IMPACT Master Gardeners volunteer many hours of time. Potential costs to the city are limited to the city undertaking natural resource improvements which are funded through project budgets, levy budgets, utility funds, and grants. RECOMMENDATION Staff recommends that City Council acknowledge the Master Gardener 2021-2022 work plan. ACTION REQUIRED For informational purposes although comments are welcomed. DRAFT Work Plan for Pollinator Friendly Activities 2021-2022 City of Mendota Heights, MN *Due to Covid19 Pandemic all items marked (TBD) will depend on approval/safety protocols 1. Mission - Promote pollinator friendly activities and sustainable/regenerative ecological practices through public engagement and education - City of MH partner with U of MN Master Gardeners-Dakota County for expertise, assistance, and educational materials 2. Current Goals 2021- early 2022 - Master Gardeners to engage public at Mendota Heights annual Park Celebration- (TBD) o Master Gardeners answer questions, provide education/guidance on pollinators, native species, wetlands, and landscape management o Master Gardeners provide materials identifying pollinator types, pesticides/insecticides to avoid, invasive plant lists, etc. o City to promote the Pollinator Designation and activities already completed  Pilot Knob Restoration  Victoria Road Pilot Project  Current Park Management Policy  Annual invasive species removal - City Hall Native Planting Showcase/Education day (TBD) o Master Gardeners to show the native plantings at City Hall, how the area contributes to pollinator habitat, water management, reduced maintenance, and to share possible steps for homeowners - Preserve and protect existing native plantings while identifying opportunities for additional native plantings o City & MGs collaborate on areas within upcoming projects (street, erosion control, streambank stabilization, Park restoration, trails etc.) o City & MGs evaluate Buffer zones around MH ponds for invasive species removal & plan for buffer o City to continue with mowing efforts: -Initial mowing to begin 2 weeks+ later to allow clover for pollinators -Ball fields shorter according to specifications, rest of turf longer -Mow & remove vegetation Victoria Rd 1x in Spring - Developer Landscape Proposals to be reviewed by Master Gardeners for plant species, pollinator friendly, sustainable/regenerative landscaping, etc. - Educational workshops for City employees o Continue education of best management practices for developed and undeveloped public land o Master Gardeners to conduct workshops (TBD) - Additional Education Events for Residents o Workshop at City Hall, City Hall garden, or Victoria Rd (TBD) -Master Gardeners to present workshop on sustainable/regenerative landscaping, native & pollinator friendly plantings, etc (TBD) - Heights Highlights articles provided by Master Gardeners for each edition - Continue Steering Committee Work on the Update of the Natural Resource Management Plan - Assist with maintenance/new plantings etc of City Hall Gardens & Victoria Rd (TBD) - Education & consultation with ISD 197- Master Gardeners to continue working with ISD 197 (remotely for 2021) - Assist City in establishing bylaws for future Natural Resources Commission 3. Potential Long Term Goals (2022 and beyond) - Develop future projects/events between the Master Gardeners and the City o Engage Visitation & STA in order to provide education similar to ISD 197 o Re-establish native garden at Victoria Highlands Park o Remove Invasive Plant Species o Incorporate pollinator friendly plantings/regenerative landscapes & activities into future capital projects where applicable - Update city website with Master Gardeners to provide research based info and articles for residents REQUEST FOR COUNCIL ACTION DATE: June 15, 2021 TO: Mayor, City Council, and City Administrator FROM: Ryan Ruzek, P.E., Public Works Director SUBJECT: Resolution 2021-44 Public Hearing on Pine Creek Estates Easement Vacation COMMENT: INTRODUCTION The Council is asked to hold proceedings for Resolution 2021-44, a public hearing on an easement vacation commenced by petition. BACKGROUND The Pine Creek Estates plat was approved by City Council in 1992. Outlot A within the plat was granted to the adjacent land owner (Peterson). The Petersons applied for a preliminary plat (Moehn Addition) of their combined properties, including Outlot A, which was approved on July 21, 2020. DISCUSSION Prior to approving a final plat of the Moehn Addition, now Audrey Addition, the existing easements on Outlot A will need to be vacated. New easements will be granted on the final Audrey Addition Plat. BUDGET IMPACT The costs for this vacation will include a mailing to all parcels within 350 feet of the plat boundary and recording of the document at Dakota County. The costs of the mailing are included in the Final Plat application. RECOMMENDATION Staff recommends that Council approve the resolution for the easement vacation. ACTION REQUIRED Staff recommends that the City Council pass a motion adopting Resolution No. 2021-44, “RESOLUTION APPROVING AN EASEMENT VACATION WITHIN PINE CREEK ESTATES”. This action requires a simple majority vote. CITY OF MENDOTA HEIGHTS DAKOTA COUNTY, MINNESOTA RESOLUTION 2021 - 44 RESOLUTION APPROVING AN EASEMENT VACATION WITHIN OUTLOT A, BLOCK 1, PINE CREEK ESTATES WHEREAS, Outlot A, Block 1, Pine Creek Estates exist in Dakota County, Minnesota; and WHEREAS, Platted drainage and utility easements on Outlot A, Block 1, Pine Creek Estates are not required for drainage and utility purposes; and WHEREAS, Outlot A, Block 1, Pine Creek Estates is proposed to be platted as Audrey Addition dedicating additional drainage and utility easements; and WHEREAS, a notice of hearing on said vacation has been duly published and posted more than two weeks before the date scheduled for the hearing on said vacation, all in accordance with the applicable statutes; and WHEREAS, a public hearing was held on said vacation on June 15, 2021, at the City Hall of Mendota Heights; and WHEREAS, the City Council then proceeded to hear all persons interested in said vacation and all persons were afforded an opportunity to present their views and objections to the granting of said vacation. NOW THEREFORE, BE IT RESOLVED, by the City Council of the City of Mendota Heights, Minnesota, as follows: 1. That the vacation of the drainage and utility easement within Outlot A, Block 1, Pine Creek Estates situated in the City of Mendota Heights is in the best interest of the public and the City, and it is not detrimental to the health, safety and welfare of the community. 2. That the above described drainage and utility easement be and the same is hereby vacated. 3. That the City Clerk be and is hereby authorized and directed to prepare and present to the proper Dakota County officials notice of completion of these vacation proceedings, all in accordance with the applicable Minnesota Statutes. Adopted by the City Council of the City of Mendota Heights this 15th day of June, 2021. CITY COUNCIL CITY OF MENDOTA HEIGHTS ATTEST ________________________________ Stephanie Levine, Mayor ________________________________ Lorri Smith, City Clerk Request for City Council Action MEETING DATE:June 15, 2021 TO:Mayor Levine and City Council; City Administrator McNeill FROM:Tim Benetti, Community Development Director SUBJECT:Resolution No. 2021-50 Approving the Final Plat of AUDREY ADDITION (f/k/a Moehn Addition) 1770 Dodd Road [Planning Case No. 2020-10] Introduction City Council is asked to consider adopting a resolution approving the final plat of a new subdivision titled “Audrey Addition”. The owner and developer is Sean Doyle of Lakes, LLC. Background The subject property is generally located on the east side of Dodd Road near the mid-point between Marie Avenue and Hidden Creek Trail, addressed as 1770 Dodd Rod. The property consists of 2.24 acres, with a large section of the back-yard area impacted by a wooded wetland and Marie Creek. On July 21, 2020, Mr. Fred Peterson appeared before the City Council to present the preliminary plat of Moehn Addition, which proposed subdividing his property into three (3) new single-family residential lots. The plat also included a variance to allow the two rear lots to have frontage (access) on the existing private driveway, and not a public roadway as required by Code. The Council accepted the preliminary plat layout and design, along with the related variance by adopting Resolution No. 2020-41. In late December 2020, and before the final plat was completed, Mr. Peterson unexpectedly passed away. His death initiated an immediate response by city staff to begin working with Mrs. Peterson’s attorney and friends to find a new buyer or developer of the property. In March 2021, after sending out a number of notices and inquiries to local developers and real estate professionals, Mr. Doyle responded and later worked out a purchase agreement with Mrs. Peterson, and has now taken ownership of the subject property. There are no changes or revisions from the original preliminary plat, except for the plat name to Audrey Addition. Mr. Doyle plans to keep the old Peterson home for now; build two new homes on Lots 2 and 3; and agrees to the existing conditions of approval adopted under Res. No. 2020-41. These conditions are memorialized in the proposed final plat resolution, and will be part of the separate Developers Agreement to be executed later between the City of Mendota Heights and Lakes, LLC (Sean Doyle). Action Required Adopt RESOLUTION NO. 2021-50 APPROVING THE FINAL PLAT OF AUDREY ADDITION LOCATED AT 1770 DODD ROAD. This matter requires a simple majority vote. Attachments x Final Plat Map of Audrey Addition (f/k/a Moehn Addition) x Resolution No. 2021-50 Approve Final Plat of Audrey Addition x Resolution No. 2020-41 (adopted 07/21/2020) Resolution No. 2021-50 Page 1 CITY OF MENDOTA HEIGHTS DAKOTA COUNTY, MINNESOTA RESOLUTION 2021-50 RESOLUTION APPROVING A FINAL PLAT OF AUDREY ADDITION (f/k/a MOEHN ADDITION) LOCATED AT 1770 DODD ROAD (PLANNING CASE NO. 2020-10) WHEREAS,under Planning Case No. 2020-10, Frederick and Beverly Peterson (the “Petersons”) applied for a new preliminary plat to subdivide their property located at 1770 Dodd Road (the “Subject Property”), which is legally described in attached Exhibit A; and WHEREAS, Title 11-1-1 of the City Code (Subdivision Regulations) allows the subdivision of properties, provided the resulting lots are compliant with the requirements of the applicable zoning district; and WHEREAS, the Petersons requested approval under Planning Case No. 2020-10 to subdivide the subject property into three (3) new single-family residential zoned lots, which included a variance to allow the two rear lots to have frontage or access on an existing private [shared] driveway serving the subject property, which was presented under a new subdivision plat to be titled “Moehn Addition”, as illustrated and described on attached Exhibit B; and WHEREAS,on July 21, 2020, the City Council of Mendota Heights adopted Resolution No. 2020-41, which approved the preliminary plat of Moehn Addition and its related variance with certain findings-of-facts and conditions of approval; and WHEREAS,prior to the preparation and completion of the final plat, the Petersons sold the subject property to Sean Doyle of Lakes, LLC (the “Developer”), in order for the new developer to complete the single-family development of the subject property. NOW THEREFORE BE IT RESOLVED by the Mendota Heights City Council that the original plat name of Moehn Addition is revised to Audrey Addition, and the final plat of Audrey Addition as illustrated and described on attached Exhibit C, is hereby approved with the same findings-of-fact and conditions as those memorialized in Resolution No. 2020-41, which are hereby considered fully incorporated into this resolution. BE IT FURTHER RESOLVED by the Mendota Heights City Council that the Final Plat of Audrey Addition, along with its related variance as proposed under Planning Case No. 2020- 10, is hereby approved with the following conditions: 1. Park dedication fee in the amount of $4,000.00 for each lot (Lot 2 and 3 only) shall be paid prior to the final plat recorded by Dakota County or issuance of any new building permits by the City. 2. Final layouts and setbacks for each lot must meet current R-1 One Family Residential district standards and shall be approved under separate building permits for each lot. Resolution No. 2021-50 Page 2 3. No unauthorized development, grading, removal or construction activity will be allowed in the 25-foot wetland buffer shown on Lot 3 of the plat. 4. All new stormwater management, construction and grading activities for these lots will be in compliance with applicable federal, state, and local regulations and codes, as well as in compliance with the City’s Land Disturbance Guidance Document. 5. The wetland line on the plat should use the official delineated boundary Wetland Delineation Report from Soil Investigations and Design, Inc., dated May 13, 2020. 6. A wetlands permit must be obtained prior to any proposed development activities or new home permit activities on Lot 3. 7. The Developer agrees to either widen the private [shared] driveway to either sixteen-feet (16’) which includes the provision each new dwelling for Lots 2 and 3 must be equipped with fire sprinklers, or to twenty-feet (20’) with no sprinkler provisions; provide a turn-around on the driveway to accommodate fire truck movements; and install an additional (new) fire hydrant near the end of the private driveway; all noted in the Developers Agreement. 8. Residential construction hours are 7:00 AM to 8:00 PM on weekdays, and 9:00 AM to 5:00 PM on weekends. These work hours shall be strictly adhered to by the Applicant or future developer and/or contractors working on the subject properties. 9. Developer’s Agreement will be executed between Applicant and the City detailing the responsibilities of current and/or future parties involved with the development of the platted area, including (but not limited to) a detailed description of the private driveway improvements, municipal utility installations, landscaping, stormwater management, erosion control, and new dwelling and driveway placements. Adopted by the City Council of the City of Mendota Heights this 15th day of June, 2021. CITY COUNCIL CITY OF MENDOTA HEIGHTS Stephanie Levine, Mayor ATTEST: Lorri Smith, City Clerk Resolution No. 2021-50 Page 3 EXHIBIT A ADDRESS: 1770 Dodd Road, Mendota Heights, MN 55118 PID No.: 27-03800-49-010 and 27-57620-00-010 That part of the following described property: All that part of Lot 49, Auditor's Subdivision No. 3, Mendota, according to the plat thereof on file and of record in the office of the Register of Deeds in and for Dakota County, Minnesota, described as follows, to-wit: Commencing at a point on the Easterly line of Jefferson Highway 145.8 feet Southwesterly from the Northwest corner of said Lot 49; thence running East parallel with the North line of said Lot 49, a distance of 310 feet; thence South at right angles with said last described line, a distance of 40 feet; thence East parallel with the North line of said Lot 49, 500.94 feet; thence South at right angles with said last described line a distance of 90.3 feet; thence West parallel to the North line of said Lot 49, 865.2 feet to a point on the Easterly line of Jefferson Highway; thence Northeasterly along the Easterly line of Jefferson Highway to the point of beginning, including any portion of any street or alley adjacent thereto, vacated or to be vacated. And OUTLOT A, PINE CREEK ESTATES, according to the record plat thereof, Dakota County, Minnesota. Abstract Property Drafted by: City of Mendota Heights 1101 Victoria Curve Mendota Heights, MN 55118 Resolution No. 2021-50 Page 4 EXHIBIT B Resolution No. 2021-50 Page 5 EXHIBIT C FOR ILLUSTRATIVE PURPOSES ONLY Resolution No. 2021-50 Page 6 EXHIBIT C FOR ILLUSTRATIVE PURPOSES ONLY REQUEST FOR COUNCIL ACTION DATE: June 15, 2021 TO: Mayor, City Council, and City Administrator FROM: Ryan Ruzek, P.E., Public Works Director SUBJECT: Resolution 2021-53 Calling for a Public Hearing on Right-of-Way Vacation for Eugenia Avenue COMMENT: INTRODUCTION The Council is asked to approve Resolution 2021-53 calling for a public hearing on a right-of- way vacation request by petition. BACKGROUND The city of Mendota Heights received a petition for vacating Eugenia Avenue right-of-way between Hiawatha Avenue and Sibley Memorial Highway. A copy of the petition and plat are attached which shows the areas of right-of-way that were dedicated for public use. This right-of-way request has been presented to previous City Council in the early 1980’s and most recently in 2009. DISCUSSION State Statute governs the procedure for vacating a public way. A petition for vacating a public way requires signatures from a majority of the abutting land owners having an interest in the land. In this case, the properties on Sutcliff Circle are not properties having an interest in the land as the entire 30 feet of existing public right-of-way was dedicated from the two northern properties. When considering a vacation, a city is may vacate only if it is in the best interest of the public. The Council may determine if this vacation is in the best interest of the public, the Council is also not required to act on a vacation petition if they so desire. Specific to this petition request, the Council should consider if this right-of-way may serve a purpose in the future which if the right-of-way is vacated, would no longer be feasible. One example would be if there was a trail along Sibley Memorial Highway, would this right-of-way be able to serve a purpose of a neighborhood trail connection. If the Council desires to proceed with the vacation, a drainage and utility easement would be necessary for maintenance of existing private utilities. A second consideration would be if the property along Sibley Memorial Highway would be able to subdivide due to this vacation. If Council feels that this right-of-way may proceed to a public hearing, notices will be sent to all properties in the Cherokee Heights Plat and all properties within 350 feet of this vacation location. Staff does anticipate some opposition from abutting, non-interest properties. Minutes from the May 5, 2009 City Council meeting are attached. BUDGET IMPACT The Mendota Heights fee schedule includes a required $250 application fee to cover mailing and recording fees and staff time. RECOMMENDATION Staff recommends that Council approve the resolution calling for a public hearing if they agree that vacation petition should proceed to the public hearing. ACTION REQUIRED Staff recommends that the City Council pass a motion adopting Resolution No. 2021-53, “RESOLUTION CALLING FOR A PUBLIC HEARING ON AN EASEMENT VACATION COMMENCED BY PETITION”. This action requires a simple majority vote. CITY OF MENDOTA HEIGHTS DAKOTA COUNTY, MINNESOTA RESOLUTION 2021 - 53 RESOLUTION CALLING FOR A PUBLIC HEARING ON AN EASEMENT VACATION COMMENCED BY PETITION WHEREAS, the City Council, pursuant to Minnesota Statute §412.851, desires to vacate a platted Eugenia Avenue from Sibley Memorial Highway to Hiawatha Avenue (platted as Pierce Street), Cherokee Park Heights, Dakota County, Minnesota. NOW THEREFORE, BE IT RESOLVED, the Mendota Heights City Council will consider the vacation of right-of-way and a public hearing shall be held on such proposed vacation on the 20th day of July, 2021, before the City Council in the Mendota Heights City Hall located at 1101 Victoria Curve at 6:00 p.m. The City Clerk is hereby directed to give published, posted, and mailed notice of such hearing as required by law. Adopted by the City Council of the City of Mendota Heights this fifteenth day of June, 2021. CITY COUNCIL CITY OF MENDOTA HEIGHTS ________________________________ ATTEST Stephanie Levine, Mayor _________________________ Lorri Smith, City Clerk ? ?((((G!. G!. G!.G!. G!.66666666666666666666666666" " ! ³ "" * * * * * * *6666 6 66666666666 66666!!2 !!2 !!2 !!2 !!2 !!2 606 605 597 613623 588 573 591 583 572 598 600 569 596622614606 567 630 569 57466850 19954172144 17613589 13 0 85 84123 804011311074107 170 7010457 99 91 5351 45 2 3 5 37 133 101 17129264 15520 9 17 14215 10 10505084104074 74 13 0 13 0 1013 0 13 0 294040 5013 0 14210SUTCLIFF CIRSIBLEY MEMORIAL HWYHIAWATHA AVEEugenia Ave Right-of-Way Vacation Date: 6/10/2021 City of Mendota Heights080 SCALE IN FEET GIS Map Disclaimer:This data is for informational purposes only and should not be substituted for a true title search, property appraisal, plat,survey, or for zoning verification. The City of Mendota Heights assumes no legal responsibility for the information containedin this data. The City of Mendota Heights, or any other entity from which data was obtained, assumes no liability for any errorsor omissions herein. If discrepancies are found, please contact the City of Mendota Heights. Contact "Gopher State One Call" at 651-454-0002 for utility locations, 48 hours prior to any excavation.