Res 78 - 46 Extract of Minutes of Meeting of the City Council of MH (5/2/1978)9
EXTRACT OF MINUTES OF MEETING OF THE
CITY COUNCIL OF THE CITY OF
MENDOTA HEIGHTS, MINNESOTA
HELD: TUESDAY, MAY 2, 1978
Pursuant to due call and notice thereof, a regular
meeting of the City Council of the City of Mendota Heights,
Dakota County, Minnesota, was duly held at the City Hall
in said City on the 2nd day of May, 1978, at 7:30 o'clock
P.M. for the purpose of opening and considering bids for and
awarding the sale of $2,120,000 Temporary Improvement
Bonds of 1978 of said City.
The following members were present: Robert Lockwood
James Losleben, James Schal3erg, Charles Mertensotto, Russ Wahl
and the following were absent:
None
The Clerk presented affidavits showing publication
of notice of call for bids on $2,120,000 Temporary Improve-
ment Bonds of 1978 of the City, for which bids were to be
received at this meeting, in accordance with the resolution
adopted by the City Council on April 4, 1978. Said affidavits
were examined, found to comply with the provisions of Minne-
sota Statutes, Chapter 475, and were approved and ordered
placed on file.
The Council proceeded to receive and open bids for
the sale of said bonds. The following Bids were received:
Bidder Interest Rate Net Interest Cost
BIDS RECEIVED
$2,120,000 TEMPORARY IMPROVEMENT BONDS
CITY OF MENDOTA HEIGHTS
MAY 2, 1978
ACCOUNT
FIRST NATIONAL BANK OF CHICAGO
Chicago', Illinois '
Continential Illinois National Bank
& Trust Company
Harris Trust & Savings Bank
Kidder Peabody Co.
Mercantile Trust Company St. Louis
La Salle National Bank
Chicago Corp.
RATE
1981 4.70%
($9,052.40)
FIRST NATIONAL BANK OF ST. PAUL
St. Paul Minn. 1981 4.75%
BANC NORTHWEST
Chicago, Ill. ($9,985.20)
First National Bank Minneapolis
American National Bank & Trust Co.
Piper Jaffray & Kopwood
Dain Kalman & Quail
Allison Williams Co.
White Weld Merrill Lynch
Juran & Moody Inc.
Miller Schroder Co. '
Robert S.C.Peterson Co.
Robert W. Baird Co.
Cronin Marcotte Co.
Paine Webber Jackson Curtis Co.
E.J.Prescott Co.
AWARD MADE TO THE FIRST NATIONAL BANK OF CHICAGO ACCOUNT
"kY
$ COST % RATE
$307,972.40 --4.84233%
1.312,085.20 4.907%
The Council then proceeded to consider such bids.
After the bids had been considered and discussed, member
Bob Lockwood introduced the following resolution
and moved its adoption:
RESOLUTION ACCEPTING BID ON SALE OF
$2,120,000 TEMPORARY IMPROVEMENT
BONDS OF 1978
PROVIDING FOR THEIR ISSUANCE
BE IT RESOLVED by the Council of the City of
Mendota Heights, Minnesota, as follows:
1. That the bid of First National Bank of Chicago, Ill.
to purchase $2,120,000 Temporary Improvement Bons of the
City, in accordance with the notice of bond sale, at the
rates of interest hereinafter set forth, and to pay therefor
the sum of $ 2,110,947.60 is hereby found, determined and
declared to be the most favorable bid received, and is hereby
accepted and said bonds are hereby awarded to said bidder.
The City Clerk is directed to retain the deposit of said
bidder and to forthwith return the good faith checks or
drafts to the unsuccessful bidders. Said bonds shall be
payable as to principal and interest at Northwestern National
PRIMP AF I
or y du ss r paying agent duly appointed by the City.
2. The $2,120,000 negotiable coupon general obliga-
tion bonds of the City shall be dated May 1, 1978 and
shall be issued forthwith. Said bonds shall be 424 in number
and numbered from 1 to 424, both inclusive, in the denomin-
ation of $5,000 each. All bonds shall mature on May 1, 1981.
3. Said bonds shall provide funds for the construc-
tion of various improvements in the City. The total cost
of said improvements, which shall include all costs enumerated
in Minnesota Statutes, Section 475.65, is estimated to be at
least equal to the amount of the bonds herein authorized.
Work on the improvements shall proceed with due diligence to
completion.
4. The bonds of said issue maturing in the years
and bearing the serial numbers set forth below shall bear
interest; payable November 1, 1978 and semiannually there-
after on May 1 and November 1 of each year, at the respec-
tive rates per annum set opposite said maturity years and
serial numbers:
Maturity Years
1981
Serial Numbers
Interest Rate
1-424 4.70%
5. All bonds of this issue shall be subject to
redemption and prepayment at the option of the City in in-
verse order of serial numbers, on May 1, 1980 and November 1,
1980 at par and accrued interest. Published notice of redemp-
tion shall in each case be given in accordance with law, and
mailed notice of redemption shall be given to the bank where
said bonds are payable and to any registered holders, provided
that published notice alone shall be effective without mailed
notice. Holders desiring to receive mailed notice must
register their names, addresses and bond numbers with the City
Clerk.
6. The bonds and interest coupons to be issued
hereunder shall be in substantially the following form:
No.
UNITED STATES OF AMERICA
STATE OF MINNESOTA
DAKOTA COUNTY
CITY OF MENDOTA HEIGHTS
TEMPORARY IMPROVEMENT
BOND OF 1978
$5,000
KNOW ALL 14EN BY THESE PRESENTS that the City of
Mendota Heights, Dakota County, Minnesota, certifies that it is
indebted and for value received promises to pay to bearer
the principal sum of
FIVE THOUSAND DOLLARS
on the first day of May, 1981 and to pay interest
thereon from the date hereof until the principal is paid
at the rate of
percent ( %) per annum, payable on the first day of
November, 1978 and semiannually thereafter on the first
day of May and the first day of November in each year,
interest to maturity being represented by and payable
in accordance with and upon presentation and surrender of
the interest coupons hereto attached, as the same severally
become due. Both principal and interest are payable at
or any successor paying agent duly appointed by the City,
in any coin or currency of the United States of America
which at the time of payment is legal tender for public
and private debts.
All bonds of this issue are subject to redemp-
tion and prepayment at the option of the City in inverse order
of serial numbers, on May 1, 1980 and November 1, 1980 at
par and accrued interest. Published notice of redemption
shall in each case be given in accordance with law, and
mailed notice of redemption shall be given to the bank where
said bonds are payable and to any registered holders, provided
that published notice alone shall be effective without mailed
notice. Holders desiring to receive mailed notice must register
their names, addresses and bond numbers with the City Clerk.
This bond is one of an issue in the total principal
amount of $2,120,000 all of like date and tenor, except as to
serial number, which bond has been issued pursuant to and in
full conformity with the Constitution and laws of the State of
Minnesota for the purpose of providing money for various im-
provements in the City, and is payable out of the Temporary
Improvement Bonds of 1978 Account of the City to which account
there has been irrevocably pledged the special assessments
to be levied in respect to the improvements financed by said
issue and into which account there are to be paid the pro-
ceeds of the definitive improvement bonds which the City
is required by law to issue at or prior to the maturity
of this bond for the purpose of refunding the same if the
special assessments theretofore collected, or any other
municipal funds which are properly available and are appro-
priated by the City Council for such purpose, are not suf-
ficient for the payment thereof. This bond constitutes a
general obligation of the City, and to provide moneys for the
prompt and full payment of said principal and interest when
the same become due, the full faith and credit and taxing
powers of said City have been and are hereby irrevocably
pledged.
IT IS HEREBY CERTIFIED AND RECITED that all acts,
conditions and things required by the Constitution and laws
of the State of Minnesota to be done, to happen and to be
performed, precedent to and in the issuance of this bond,
have been done, have happened and have been performed, in
regular and due form, time and manner as required by law,
and this bond, together with all other debts of the City
outstanding on the date hereof and the date of its actual
issuance and delivery does not exceed any constitutional
or statutory limitation of indebtedness.
IN WITNESS WHEREOF, the City of Mendota Heights,
Scott County, Minnesota, by its City Council has caused
this bond to be executed in its behalf by the facsimile
signature of the Mayor and the manual signature of the
City Clerk, the corporate seal of said City having been
intentionally omitted as permitted by law, and has caused
the interest coupons to be executed and authenticated by the
facsimile signatures of said officers, all as of May 1, 1978.
/s/ Facsimile
City Clerk Mayor
(Form of Coupon)
No. $
on the first day of November (May), 19_, unless
the bond described below is called for earlier redemption, the
City of Mendota Heights, Dajota County, Minnesota, will pay to
bearer at ,
or any successor paying agent duly appointed by the City, the
sum shown hereon for interest then due on its Temporary
Improvement Bond of 1978, No. , dated May 1, 1978.
/s/ Facsimile /s/ Facsimile
City Clerk Mayor
7. The bonds shall be executed on behalf of the
City by the signature of its Mayor and the signature of its
Clerk and be sealed with the seal of the City; provided,
that one of such signatures and the seal of the City may
be printed facsimiles; and provided further that the corporate
seal may be omitted on the bonds as permitted by law. The
interest coupons pertaining thereto shall be executed by the
printed, engraved or lithographed facsimile signatures of the
Mayor and Clerk.
8. The said bonds when so prepared and executed
shall be delivered by the Treasurer to the purchaser thereof
upon receipt of the purchase price, and the said purchaser
shall not be obliged to see to the proper application thereof.
9. There is hereby created a special account to be
designated "Temporary Improvement Bonds of 1978 Account"
to be held and administered by the City Treasurer separate
and apart from all other accounts of the City. Said Account
shall be maintained in the manner herein specified until all
of the bonds herein authorized and the interest thereon have
been fully paid. In said Account there shall be maintained
two separate funds, to be designated as the "Construction
Fund" and the "Debt Service Fund", respectively. The proceeds
of the'sale of the bonds herein authorized, less any accrued
interest received thereon, and less any amount paid for said
bonds in excess of $2,110,000, and less capitalized interest
in the amount of $95,400 (subject to such adjustments as are
appropriate to provide sufficient funds to pay interest due on
the bonds on or before May 1, 1979), plus any special assess-
ments levied with respect to improvements financed by
the bonds and collected prior to completion of the improve-
ments and payment of the costs thereof, shall be credited
to the Construction Fund, from which there shall be paid
all costs and expenses of making said improvements listed
in paragraph 10, including the cost of any construction
contracts heretofore let and all other costs incurred and to be
incurred of the kind authorized in Minnesota Statutes, Section
475.65; and the moneys in said fund shall be used for no
other purpose except as otherwise provided by law; provided
that the bond proceeds may also be used to the extent necessary
to pay interest on said bonds due prior to the anticipated date
of commencement of the collection of special assessments
herein covenanted to be levied; and provided further that if
upon completion of said improvements there shall remain any
unexpended balance in said Construction Fund, said balance
(other than any special assessments) may be transferred by the
Council to the fund of any other improvement instituted
pursuant to Minnesota Statutes, Chapter 429; and provided
further that any special assessments credited to the Con-
struction Fund are hereby pledged and shall be used only
to pay principal and interest due on the bonds. There is
hereby pledged and there shall be credited to the Debt Ser-
vice Fund (a) all collections of special assessments herein
covenanted to be levied and either initially credited to the
Construction Fund and required to pay any principal and in-
terest due on the bonds or collected subsequent to the com-
pletion of said improvements and payment of the costs thereof;
(b) all accrued interest received upon delivery of said
bonds, (c) all funds paid for said bonds in excess of $2,110,000,
(d) capitalized interest in the amount of $95,400 (subject to
such adjustments as are appropriate to provide sufficient
funds to pay interest due on the bonds on or before May 1,
1979), and (e) all funds remaining in said Construction Fund
after completion of the improvements and payment of the costs
thereof, not so transferred to the fund of another improve-
ment provided, however, that upon termination of the Debt
Service Fund all collections of such special assessments
herein covenanted to be levied and any other sums pledged
and appropriated to the Debt Service Fund and not used for
the payment of said temporary bonds and interest thereon
shall be pledged and credited to the extent necessary to the
Debt Service Fund of any definitive bonds issued to pay in
whole or part said temporary bonds. The Debt Service Fund
herein created shall be used solely to pay principal and
interest and any premiums for redemption on the bonds issued
hereunder and any other general obligation bonds of the City
hereafter issued by the City and made payable from said Fund.
10. It is hereby determined that no less than 20% of
the cost of each improvement project financed hereunder to the
City within the meaning of Minnesota Statutes, Section 475.58,
Subdivision 1(3) shall be paid by special assessments to be
levied against every assessable lot, piece and parcel of land
benefited by said improvements. The City hereby covenants and
agrees that it will do and perform as soon as they may be done,
all acts and things necessary for the final and valid levy of
such special assessments, and in the event that any such assess-
ment be at any time held invalid with respect to any lot, piece
or parcel of land due to any error, defect, or irregularity, in
any action or proceedings taken or to be taken by the City or
this Council or any of the City officers or employees, either in
the making of such assessments or in the performance of any
condition precedent thereto, the City and this Council will
forthwith do all such further acts and take all such further
proceedings as may be required by law to make such assessments
a valid and binding lien upon Such property. Subject to such
adjustments as are required by conditions in existence at the
time said assessments are levied, it is hereby determined that
the assessments shall be payable in equal, consecutive, annual
installments, with general taxes for the years shown below and
with interest on the deferred balance of all such assessments
at the rate of at least 7_% per annum:
Improvement
Designation
Amount
Levy Years
Somerset Park #3
77-6
$240,000
1978-1997
South Ridge
77-9
380,000
1979-1998
Crown Point
77-12
360,000
1979-1998
Friendly Hill Re.
77-10
931,000
1979-1998
Cray Reasearch
78-2
200,000
1979-1998 ;s
At the time the assessments are in fact levied the
City Council shall, based on the then current estimated col-
lections of such assessments, make any adjustments in any ad
valorem taxes required to be levied in order to assure that
the City continues to be in compliance with Minnesota Statutes,
Section 475.61, Subdivision 1.
11. To further provide moneys for the prompt and
full payment of principal and interest on said temporary im-
provement bonds, the City shall issue and sell definitive
improvement bonds, at or prior to the maturity date of the
bonds issued5hereunder, in such amounts as are needed to pay
the principal and interest then due on said temporary improve-
ment bonds after the application of the assessments collected
and the appropriation of such other municipal funds as are
properly available for such purpose. The Council hereby
finds, determines and declares that -the estimated collec-
tions of special assessments to be received before the
maturity date of said temporary improvement bonds, together
with the proceeds of any definitive improvement bonds to
be issued at or before said maturity date, -and other revenues
pledged for the payment of said bonds, will produce at least
five percent in excess of the amount needed to meet when due
the principal and interest payments5on the temporary improve-
ment bonds.
For the prompt and full payment of the principal
of and interest on said bonds, a$ the same respectively be-
come due, the full faith, credit and taxing powers of the City
shall be and are hereby irrevocably pledged. If the balance
in the Debt Service Fund is ever insufficient to pay all
principal and interest then due on the bonds payable there-
from, the deficiency shall be promptly paid out of any other
funds of the City which are available for such purpose, and
such other funds may be reimbursed without interest from the
Debt Service Fund when a sufficient balance is available
therein.
12. The City Clerk is hereby directed to file
a certified copy of this resolution with the County Auditor
of Dakota County, Minnesota, together with such other infor-
mation as he shall require, and to obtain from said Auditor
his certificate that said bonds have been entered in the said
Auditor's Bond Register.
13. The officers of the City are hereby author-
ized and directed to prepare and furnish to the purchaser
of said bonds, and to the attorneys approving the legality
of the issuance thereof, certified copies of all proceedings
and records of the City relating to said bonds and to the
financial condition and affairs of the City, and such other
affidavits, certificates and information as are required to
show the facts relating to the legality and marketability of
said bonds as the same appear from the books and records under
their custody and control or as otherwise known to them, and
all such certified copies, certificates and affidavits, in-
cluding any heretofore furnished, shall be deemed represen-
tations of the City as to the facts recited therein.
The motion for the adoption of the foregoing
resolution was duly seconded by member Russ Wahl
and upon vote being taken thereon, the following voted in
favor thereof: All Yea
and the following voted against the same: None
Whereupon said resolution was declared duly
passed and adopted.
STATE OF MINNESOTA
COUNTY OF DAKOTA
CITY OF MENDOTA HEIGHTS
I, the undersigned, being the duly qualified and
acting Clerk of the City of Mendota Heights, Minnesota, DO
HEREBY CERTIFY that I have compared the attached and fore-
going extract of minutes with the original thereof on file
in my office, and that the same is a full, true and complete
transcript of the minutes of a meeting of the City Council
of said City, duly called and held on the date therein
indicated, insofar as such minutes relate to the opening and
considering of bids for, and awarding the sale of $2,120,000
Temporary Improvement Bonds of 1978 of said City.
WITNESS my hand and the seal of said City this
day of 1978.
City Clerk