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Res 78 - 47 Extract of Minutes of Meeting of the City Council of MH (5/2/1978)EXTRACT OF MINUTES OF 14EETING OF THE CITY COUNCIL OF THE CITY OF 14ENDOTA HEIGHTS, MINNESOTA HELD: MAY 2, 1978 -1 Pursuant to due call and notice thereof, a regular meeting of the City Council of the City of Mendota Heights, Dakota County, Minnesota, was duly held at the City Hall in said City on the 2nd day of May, 1978, at 7:30 o'clock P.M. for the purpose of opening and considering bids for and awarding the sale of $1,930,000 General Obligation Improve- ment Bonds of 1978 of said City. The following members were present: Robert Lockwood James Losleben, James Schaberg, Charles mertensotto, Russ Wahl and the following were absent: None The Clerk presented affidavits showing publication of notice of call for bids on $1,930,000 General Obligation Improvement Bonds of 1978 of the City, for which bids were to be received at this meeting, in accordance with the resolu- tion adopted by the City Council on April 4, 1978. Said affidavits were examined, found to comply with the provisions of Minnesota Statutes, Chapter 475, and were approved and ordered placed'on file. The Council proceeded to receive and open bids for the sale of said bonds. The following bids were received: Bidder Interest Rate Net Interest Cost BIDS RECEIVED $1,930,000 IMPROVEMENT BONDS OF 1978 CITY OF MENDOTA HEIGHTS MAY 2 1978 T ACCOUNT RATES DISCOUNT $ COST % RATE FIRST NATIONAL BANK OF ST. PAUL St. Paul, Minn.` 1979-80 5.25% $149'996.10 BANC NORTHWEST. 1981-90 5.30 Chicago, Ill., 1991 5.35 $1,418,747.35 First National Bank of Minneapolis 1992 5.40 American National Bank & Trust Co. 1993 5.50 5.6126% Piper Jaffray & Hopwood 1994-95 5.60 Dain Kalman & Quail, 1996-97 5.70 Allison Williams Co. 1998-99 5.80 White Weld Merrill Lynch Juran & Moody Inc. Miller Schroder Co. Robert S.C.Peterson Robert W. Baird Co. Cronin Marcotte"Inc. Paine Webber Jackson Curtis E. J. Prescott Co. Cherokee State Bank of St.LPau1 FIRST NATIONAL BANK OF CHICAGO 1979-85 5.20% $14,356.93 Chicago, Ill. 1986-89 5.25 Continential 1llinois National 1990 5.30 $1,421,188.79 Bank & Trust Co. 1991 5.40 Harris Trust & Savings Bank 1992 5.50 5.6223% Kidder Peabody Co. 1993 5.55 Mercantile Trust Co St. Louis 1994 5.60 La Salle National Bank 1995 5.65 Chicago Corp. 1996 5.70 1997 5.75 1998 5.80 1999 5.85 AWARD MADE TO THE FIRST NATIONAL BANK OF ST. PAUL ACCOUNT The Council then proceeded to consider such bids. After the bids had been considered and discussed, member Jim Schaberg introduced the following resolution and moved its adoption: RESOLUTION ACCEPTING BID ON SALE OF $1,930,000 GENERAL OBLIGATION IMPROVEMENT BONDS OF 1978 PROVIDING FOR THEIR ISSUANCE AND LEVYING A TAX FOR THE PAYMENT THEREOF WHEREAS: A. The City Council of the City of Mendota Heights by resolution adopted October 19, 1976 has authorized the issuance and sale of $180,000 General Obligation Temporary Improvement Bonds of 1976, Series 1 of the City (herein- after "temporary improvement bonds") to provide interim, financing of various improvements in the City. B. The City Council deems it necessary and expedient to issue $1,930,000 General Obligation Improvement Bonds of 1978 to refund the $180,000 General obligation Temporary Improvement Bonds of 1976, Series 1, dated November 1, 1976 and to defray the expense of the construction of a water tower in the City. BE IT RESOLVED by the Council of the City of Mendota Heights, Minnesota, as follows: 1. That the bid of First National Bank of St. Paul & Assoc. to purchase $1,930,000 General Obligation Improvement Bonds of 1978 of the City, in accordance with the notice of bond sale, at the rates of interest hereinafter set forth, and to pay therefor the sum of $ 1,915,003.90 is hereby found, determined and declared to be the most favorable bid re- ceived, and is hereby accepted and said bonds are hereby awarded to said bidder. The City Clerk is directed to retain the deposit of said bidder and to forthwith return the good faith checks or drafts to the unsuccessful bidders. Said bonds shall be payable as to principal and interest at First National Bank St. Paul, Minnesota or any successor paying agent duly appointed by the City. 2.• The $1,930,000 negotiable coupon general obliga7- tion bonds of the City shall be dated May 1, 1978 and shall be issued forthwith. Said bonds shall be 386 in number and numbered from 1 to 386, both inclusive, in the denomin- ation of $5,000 each. Said bonds shall mature serially, lowest numbers first, on August 1 in the years and amounts as follows: $10,000 in the year 1979; 5.30% $60,000 in the year 1980; 5.40% $65,000 in each of the years 1981 and 1982; $70,000 in the year 1983; 333-385 $75,000 in the year 1984; _$80,000 in each of the years 1985 and 1986; $85,000 in each of the years 1987 and 1988; $90,000 in the year 1989; $95,000 in the year 1990; $100,000 in the year 1991; $105,000 in the year 1992; $110,000 in the year 1993; $115,000 in the year 1994; $120,000 in the year 1995; $125,000 in each. -of the years 1996 and 1997; $130,000 in the year 1998; and $140,000 in the year 1999. 3. Said bonds shall provide funds for the construc- tion of a water tower in the City and to refund at maturity the $180,000 General Obligation Temporary Improvembnt Bonds of 1976, Series 1, dated November 1, 1976 of the City. The total cost of said water tower and refunding, which shall in- clude all costs enumerated in Minnesota Statutes, Section 475.65, is estimated to be at least equal to the amount of the bonds herein authorized. Work on the water tower shall proceed with due diligence to completion. 4. The bonds of said issue maturing in the years and bearing the serial numbers set forth below shall bear interest, payable February 1, 1979 and semiannually there- after on August 1 and February 1 of each year, at the respec- tive rates per annum, set opposite said maturity years and serial numbers: Maturity Years Serial Numbers Interest Rate 1979-1980 1- 14 5.25% 1981-1990 15-172 5.30% 1991 173-192 5.35% 1992 193-213 5.40% 1993 214-235 5.50% 1994-1995 236-282 5.60% 1996-1997 283-332 5.70% 1998-1999 333-385 5.80% 5. All bonds of this issue maturing in the years 1993 to 1999, both inclusive (bonds numbered 214 to 386, both inclusive), shall be subject to redemption and prepayment at the option of the City in inverse order of serial numbers, on August 1, 1992 and on any interest payment date thereafter at par and accrued interest. Published notice of redemption shall in each case be given in accordance with law, and mailed notice of redemption shall be given to the bank where said bonds are payable and to any registered holders, provided that published notice alone shall be effective without mailed notice. Holders desiring to receive mailed notice must register their names, addresses and bond numbers with the City Clerk. 6. The bonds and interest coupons to be issued hereunder shall be in substantially the following form• No. UNITED STATES OF A�1ERICA STATE OF �JINNESO TA DAKOTA COUNTY CITY OF MENDOTA HEIGHTS GENERAL OBLIGATION IMPROVEMENT BOND OF 1978 MIMI] KNOW ALL MEN BY THESE PRESENTS that the City of Mendota Heights, Dakota County, Minnesota, certifies that it is indebted and for value received promises to pay to bearer the principal sum of FIVE THOUSAND DOLLARS on the first day of August, 19 and to pay interest thereon from the date hereof until the principal is paid at the rate of percent ( %) per annum, payable on the first day of February, 1979 and semiannually thereafter on the first day of August and the first day of February in each year, interest to maturity being represented by and payable in accordance with and upon presentation and surrender of the interest coupons hereto attached, as the same severally become due. Both principal and interest are payable at r or any successor paying agent duly appointed by the City-, in any coin or currency of the United States of America which at the time of payment is legal tender for public and private debts. All bonds of this issue maturing in the years 1993 to 1999, both inclusive (bonds numbered 214 to 386, both inclusive), are subject to redemption and prepayment at the option of the City in inverse order of serial numbers, on August 1, 1992 and on any interest payment date thereafter at par and accrued interest. Published notice of redemption shall in each case be given in accordance with law, and mailed notice of redemption shall be given to the bank where said bonds are payable and to any registered holders, provided that published notice alone shall be effective without mailed notice. Holders desiring to receive mailed notice must register their names, addresses and bond numbers with the City Clerk. This bond is one of an issue in the total principal amount of $1,930,000 all Qf like date and tenor, except as to serial number, maturity, interest rate and redemption,privi- lege, which bond has been issued pursuant to and in full conformity with the Constitution and laws of the State of Minnesota for the purpose of providing money for a water tower in the City and to refund at maturity the $180,000 General obligation Temporary Improvement Bonds of 1976, Series 1, dated November 1, 1976 of the City, and is payable out of the General Obligation Improvement Bonds of 1978 Account of the City. This bond constitutes a general obligation of the City, and to provide moneys for the prompt and full payment of said principal and interest when the same become due, the full faith and credit and taxing powers of said City have been and are hereby irrevocably pledged. IT IS HEREBY CERTIFIED AND RECITED that all acts, conditions and things required by the Constitution and laws of the State of Minnesota to be done, to happen and to be performed, precedent to and in the issuance of this bond, have been done, have happened and have been performed, in regular and due form, time and manner as requiredby law, and this bond, together with all other debts of the City outstanding on the date hereof and the date of its actual issuance and delivery does not exceed any constitutional or statutory limitation of indebtedness. IN WITNESS WHEREOF, the City of Mendota Heights, Dakota County, Minnesota, by its City Council has caused this bond to be executed in its behalf by the facsimile signa- ture of the Mayor and the manual signature of the City Clerk, the corporate seal of said City having been intentionally omitted as permitted by law, and has caused the'interest coupons to be executed and authenticated by the facsimile signatures of said officers, all as of May 1, 1978. Isl Facsimile City Clerk Mayor (Form of Coupon) No. $* on the first day of February (August), 19 —, unless the bond described below is called for earlier redemption, the. City of Mendota Heights. -Dakota County, Minnesota, will pay to bearer at 61 or any successor paying agent duly appointed by the City, the sum shown hereon for interest then due on its General obligation Improvement Bond of 1978, No.- dated May 1,; 1978. /s/ Facsimile Isl Facsimile City Clerk Mayor 7. The bonds shall be executed on behalf of the City by the signature of its Mayor and the signature of its Clerk and be sealed with the seal of the City; provided, that one of such signatures and the seal of the City may be printed facsimiles; and provided further that the corporate seal may be omitted on the bonds as permitted by law. The interest coupons pertaining thereto shall be executed by the printed, engraved or lithographed facsimile signatures of the Mayor and Clerk. 8. The said bonds when so prepared and executed shall be delivered by the Treasurer to the purchaser thereof upon receipt of the purchase price, and the said purchaser shall not be obliged to see to the proper application thereof. 9. There has heretofore been created a "Debt Service Fund" in the "General Obligation Temporary Improvement Bonds of 1976, Series 1 Account". Said fund was created solely for the purpose of paying the principal and interest on the tempor- ary improvement bonds authorized in the resolution creating said account. Of the proceeds derived from the bonds herein authorized, $ 180.000 shall be credited to the Debt Service Fund of the General Obligation Temporary Improvement Bonds of 1976, Series 1 Account (which sum, together with sums already held in said Debt Service Fund, is sufficient to pay all principal and interest to become due on the $180,000 General Obligation Temporary Improve- ment Bonds of 1976, Series -1 at their maturity on November 1, 1978). Upon discharge of said temporary improvement bonds, any balance in and all uncollected special assessments pledged to, said Debt Service Fund are hereby pledged and shall be credited to the Debt Service Fund hereinafter established. 10. There is hereby created a special account to be designated."General Obligation Improvement Bonds of 1978 Account" to be held and administered by the City Treasurer separate and apart from all other accounts of the City. Said Account shall be maintained in the manner herein specified until all of the bonds herein authorized and the interest thereon have been fully paid. In said Account there shall be maintained two separate funds, to be designated as the "Construction Fund" and the "Debt Service Fund", respectively. The proceeds of the sale of the bonds herein authorized, less (a) the $ 180 000 credited to the Debt Service Fund of the General Ob i a iot" n Temporary Improvement Bonds of 1976, Series 1 Account, (b) any accrued interest received thereon, and (c) any amount paid for said bonds in excess of $1,915,000, and less capitalized interest in the amount of $96,250 (subject to such adjust- ments as are appropriate to provide sufficient funds to pay interest due on the bonds on or before May 1, 1979), plus any special assessments levied with respect to improvements financed by the bonds and collected prior to completion of the improvements and payment of the costs thereof, shall be credited to the Construction Fund, from which there shall be paid all costs and expenses of making said improvements listed in paragraph 11, including the cost of any construction contracts heretofore let and all other costs incurred and to be incurred of the kind authorized in Minnesota Statutes, Section 475.65; and the moneys in said fund shall be used for no other purpose except as otherwise provided by law; provided that the bond proceeds may also be used to the extent necessary to pay interest on said bonds due prior to the anticipated date of commencement of the collection of taxes or special assess- ments herein levied or covenanted to be levied; and provided further that if upon completion of said improvements there shall remain any unexpended balance in said Construction Fund, said balance (other than any special assessments) may be transferred by the Council to the fund of any other improvement instituted pursuant*to Minnesota Statutes, Chapter 429; and provided further that any special assessments credited to the Construction Fund are hereby pledged and shall be used only to pay principal and interest due on the bonds. There is hereby pledged and there shall be credited to the Debt Ser- vice Fund (a) all collections of special assessments herein covenanted to be levied and either initially credited to the Construction Fund and required to pay any principal and in- terest due on the bonds or collected subsequent to the com- pletion of said improvements and payment of the costs thereof; (b) all accrued interest received upon delivery of said bonds, (c),all funds paid for said bonds in excess of $1,915,000, (d) capitalized interest in the amount of $96,250 (subject to such adjustments as are appropriate to provide sufficient funds to pay interest due on the bonds on or before May 1, 1979), (e) any collections of all taxes herein levied for the payment of said bonds; (f) all funds remaining in said Con- struction Fund after completion of the improvements and payment of the costs thereof, not so transferred to the fund of another improvement; and (g) upon discharge of said temporary improvement bonds any balance in and all uncollected special assessments pledged to said Debt Service Fund. The Debt Service Fund herein created shall be used solely to pay principal and interest and any premiums for redemption on the bonds issued hereunder and any other general obligation bonds of the City hereafter issued by the City and made payable from said Fund. 11. It is hereby determined,that no less than 20% of the cost of each improvement project financed hereunder to the City within the meaning of Minnesota Statutes, Section 475.58, Subdivision 1(3) shall be paid by special assessments to be levied against every assessable lot, piece and parcel of land benefited by said improvements. Thd City hereby covenants and agrees that it will do and perform as soon as they may be done, all acts and things necessary for the final and valid levy of such special assessments,,and in the event that any such assess- ment be at any time held invalid with respect to any lot, piece or parcel of land due to any error, defect, or irregularity, in any action or proceedings taken or to be taken by the City or this Council or any of the City officers or employees, either in the making of such assessments or in the performance of any condition precedent thereto, the City and this Council will forthwith do all such further acts and take all such further proceedings as may be required by law to make such assessments a valid and binding lien upon such property. Subject to such adjustments as are required by conditions in existence at the time said assessments are levied, it is hereby determined that the assessments shall be payable in equal, consecutive, annual installments, with general taxes for the years shown below and with interest on the deferred balance of all such assessments at the rate of at least 7 % per. annum: Improvement Designation Amount Water Tower Improvement 77-8 $960,000 At the time the assessments City Council shall, based on the then lections of such assessments, make any valorem taxes required to be levied in the City continues to be in compliance Section 475.61, Subdivision 1. Levy Years 1979-1998 are in fact levied the current estimated col - adjustments in any ad order to assure that with Minnesota Statutes, In addition, there. has heretofore been levied special assessments for improvements financed by said temporary improve- ment bonds.; The balance of said special assessments collectable in 1978 and thereafter shall be paid in equal, consectuive, annual installments, with general taxes for the years shown below and with interest on the deferred balance of all such installments at the rate of At least 1% per Annum. improvement Uncollected Designation Amount -orchard Hunter Lane 74-2 $309,626 Marie, Avenuee-Center 73-4 82,644 Cherry Hill 2 75-2 295,018 Bachelor Avenue 74-7 69,284 'Levy Years 1977-95 1977-95 1978-96 1977-95 12. To provide moneys for the payment of said principal and interest there is hereby levied upon.all of the taxable property in the City a direct annual ad valorem tax which shall be --spread upon the tax rolls and collected with and as part of, other general property taxes in said City for the years and in the amounts as follows: Year of Tax Year of Tax Levy Collection Amount 1978 1979 $25,000 1979 1980 41,000 1980 1981 46,800 1981 1982 47,200 1982 1983 52,900 1983 1984 58,100 1984 1985 63,200 1985 1986 62,700 1986 1987 67,500 1987 1988 68,700 1988 1989 75,300 1989 1990 79,200 1990 1991 82,900 1991 1992 86,300 1992 1993 89,300 1993 1994 92,700 1994 1995 93,900 1995 1996 95,800 1996 1997 95,500 1997 1998 98,200 1998 1999 104,700 Said tax levies are such that if collected in full they, together with estimated collections of special assess- ments and other revenues herein pledged for the payment of said bonds, will produce at least five percent in excess of the amount needed to meet when due.the principal and interest payments on the bonds. Said tax levies shall be irrepealable so long as any of said bonds are outstanding and unpaid, provided that the City reserves the right and power to reduce the levies in the manner and to the extent permitted by Sec. 475.61(3) M.S.A. For the prompt and full Payment of the principal of and interest on said bonds, as the same respectively be- come due, the full faith, credit and taxing powers of the City shall be and are hereby irrevocably pledged. If the balance in the Debt Service Fund is ever insufficient to pay all principal and interest then due on the bonds payable there- from, the deficiency shall be promptly paid out of any other funds of the City which are available for such purpose, and such other funds may be reimbursed without interest from the Debt Service Fund when a sufficient balance is available therein. 13. The City Clerk is hereby directed to file a certified copy of this resolution with the County Auditor of Dakota County, Minnesota, together with such other infor- mation as he shall require,'and to obtain from said Auditor his certificate that said bonds have been entered in the said Auditor's Bond Register, and that the tax levy required by law has been made. 14. The officers of the City are hereby author- ized and directed to prepare and furnish to the purchaser of said bonds, and to the attorneys approving the legality of the issuance thereof, certified copies of all proceedings ngs and records of the City relating to said bonds and to the financial condition and affairs of the City, and such other affidavits, certificates and information as are required to show the facts relating to the legality and marketability of said bonds as the same appear from the books and records under their custody and control or as otherwise known to them, and all such certified copies, certificates and affidavits, in- cluding any heretofore furnished, shall be deemed represen- tations of the City as to the facts recited therein. The.motion for the adoption of the foregoing resolution was duly seconded by member Jim. Losleben and upon vote being taken thereon, the following voted in' favor thereof: ' All Yea and the following voted against the same: None Whereupon said resolution was declared duly passed and adopted. 1A STATE OF MINNESOTA COUNTY OF DAKOTA CITY OF MENDOTA HEIGHTS I, the undersigned, being the duly qualified and acting Clerk of the City of Mendota Heights, Minnesota, DO HEREBY CERTIFY that I have compared the attached and fore- going extract of minutes with the original thereof on file in my office, and that the same is a full, true and complete transcript of the minutes of a meeting of the City Council of said City, duly called and held on the date therein indicated, insofar as such minutes relate to the opening and considering of bids for, and awarding the sale of $1,930,000 General obligation Improvement Bonds of 1978 of said City. WITNESS my hand and the seal of said City this ,Z,e day of 1978. City Clerk