Res 1982 - 39 Extract of Minutes of Meeting of the City Council of MH (4/20/1982)EXTRACT OF MINUTES OF METING OF THE
CITY COUNCIL OF THE CITY OF
MENDOTA HEIGHTS, MINNESOTA
HELD: APRIL 20, 1982
f02 -3 I
Pursuant to due call and notice thereof, a regular
meeting of the City Council of the City of Mendota Heights,
Dakota County, Minnesota, was duly held at the City Hall in the
City on the 20th day of April, 1982, at 7:30 P..M. for the
purpose of opening and considering bids for and awarding the
sale of $1,400,000 General Obligation Temporary Improvement '
Bond of 1982 of the City.
The following members were present: Lockwood, Witt
Mertensotto, Hartmann
and the following were absent:
Losl eben
The Clerk presented affidavits showing publication of
notice of call for bids on $1,400,000 of the City, for which
bids were to be received at this meeting, in accordance with
the resolution adopted by the City Council on March 16, 1982.
The affidavits were examined, found to comply with the
provisions of Minnesota Statutes, Chapter 475, and were
approved and ordered placed on file.
The Council proceeded to receive and open bids for
the sale of the bonds. The following bids were received:
Bidder
Interest Rate Net Interest Cost
BIDS RECEIVED
CITY OF MENDOTA HEIGHTS
$1,400,000 TEMPORARY IMPROVEMENT BONDS OF 1982
April 20, 1982
ACCOUNT
BANC NORTHWEST
Minneapolis, Minn.
MERRILL LYNCH WHITE WELD CAPITAL CORP.
American National Bank & Trust Co.
Juran & Moody Inc.
Cronin Marcottee Inc.
Blunt Ellis & Loewi Inc.
Dean Witter Reynolds Inc.
Marquette National Bank
Miller Schroeder Municipals
FIRST NATIONAL BANK
St. Paul, Minn.
First National Bank Minneapolis
Dougherty Dawkins Strand & Ekstrom
M.N. Novic Co.
Robert S.C. Peterson
Paine Webber Jackson & Curtis
Cherokee State Bank
PIPER JAFFRAY & HOPWOOD INC.
Allison Williams Co.
E.H. Hutton Inc.
R.W. Baird & Co.
RATE DISCOUNT $ COST
9.00% $6,048.00 $384,048 9.144%
9.10% 5,740.00 387,940
9.236%
9.30% 5,600.00 396,200 9.433%
Award made to the Banc Northwest Account.
The Council then proceeded to consider and discuss
the bids, after which member 44-:7 Witt introduced
the following resolution and moved its adoption:
RESOLUTION ACCEPTING BID ON SALE OF
$1,400,000 GENERAL OBLIGATION TEMPORARY
IMPROVEMENT BONDS OF 1982
PROVIDING FOR THEIR ISSUANCE
BE IT RESOLVED by the Council of the City of Mendota
Heights, Minnesota, as follows:
1. The bid of s
alorthwes-t to
purchase $1,400,000 of the i y, in accordance with the notice
of bond sale, at the rates of interest hereinafter set forth,'
and to pay therefor the sum of $ 1,393,952.00 is hereby found,
determined and declared to be the most favorable bid received,
and is hereby accepted and the bonds are hereby awarded to said
bidder. The City Clerk is directed to retain theideposit of
said bidder and to forthwith return the good faith checks or
drafts to the unsuccessful bidders. The bonds shall be payable
as to principal and interest at Northwestern National Bank
Minneapolis, Minn. , or any successor paying
agent duly appointed by the City.
2. The $1,400,000 negotiable coupon general obliga-
tion bonds of the City shall be dated May 1, 1982 and shall be
issued forthwith. The bonds shall be 280 in number and
numbered from 1 to 280, both inclusive, in the denomination of
$5,000 each. The bonds shall mature, without option of
prepayment, on May 1, 1985.
3. The bonds shall provide funds for the construc-
tion of various improvements in the City. The total cost of
the improvements, which shall include all costs enumerated in
Minnesota Statutes, Section 475.65, is estimated to be at least
equal to the amount of the bonds herein authorized. Work on
the improvements shall proceed with due diligence to
completion.
4. The bonds shall bear interest payable November 1,
1982 and semiannually thereafter on May 1 and November 1 of
each year at the rate per annum of nine percent (9 %).
5. The bonds'and interest coupons to b
hereunder shall be in substantially the following
issued
form:
UNITED STATES OF AMERICA
STATE OF MINNESOTA
DAKOTA COUNTY
CITY OF MENDOTA HEIGHTS
No. $5,000
GENERAL OBLIGATION TEMPORARY
IMPROVEMENT BOND OF 1982
KNOW ALL PERSONS BY THESE PRESENTS that the City of
Mendota Heights, Dakota County, Minnesota, certifies that it is
indebted and for value received promises to pay to bearer
without option of prepayment the principal sum of
FIVE THOUSAND DOLLARS
on the first day of May, 1985 and to pay interest thereon from
the date hereof until the principal is paid at the rate of
percent( %) per
annum, payable on the first day of November, 1982 and
semiannually thereafter on the first day of May and the first
day of November in each year, interest to maturity being
represented by and payable in accordance with and upon
presentation and surrender of the interest coupons hereto
attached, as the same severally become due. Both principal and
interest are payable at
, or any successor paying agent duly
appointed by the City, in any coin or currency of the United
States of America which at the time of payment is legal tender
for public and private debts.
This bond is one of any issue in the total principal
amount of $1,400,000 all of like date and tenor, except as to
serial number, which bond has been issued pursuant to and in
full conformity with the Constitution and laws of the State of
Minnesota for the purpose of providing money for the financing
of the construction of various improvements in the City and is
payable out of the General Obligation Temporary Improvement
Bonds of 1982 Fund of the City, to which fund there has been
irrevocably pledged the special assessments and taxes to be
levied in respect to the improvements financed by said issue,
and into which fund there are to be paid the proceeds of the
definitive improvement bonds which the City is required by law
to issue at or prior to the maturity of this bond for the
purpose of refunding the same if the special assessments
theretofore collected, or any other municipal funds which are
properly available and are appropriated by the City Council for
such purpose, are not sufficient for the payment thereof. This
bond constitutes a general obligation of the City and to pro-
vide moneys for the prompt and full payment of said principal
and interest when the same become due, and full faith and
credit of said City have been and are hereby irrevocably
pledged.
IT IS HEREBY CERTIFIED AND RECITED that all acts,
conditions and things required by the Constitution and laws of
the State of Minnesota to be done, to happen and to be
performed, precedent to and in the issuance of this bond, have
been done, have happened and have been performed, in regular
and due form, time and manner as required by law, and this
bond, together with all other debts of the City outstanding on
the date hereof and the date of its actual issuance and
delivery does not exceed any constitutional or statutory
limitation of indebtedness.
IN WITNESS WHEREOF, the City of Mendota Heights,
Dakota County, Minnesota, by its City Council has caused this
bond to be executed in its behalf by the facsimile signature of
the Mayor and the manual signature of the City Clerk, the
corporate seal of the City having been intentionally omitted as
permitted by law, and has caused the interest coupons to be
executed and authenticated by the facsimile signatures of said
officers, all as of May 1, 1982.
/s/ Facsimile
City Clerk Mayor
r
(Form of Coupon)
No. $
On the first day of November (May), 19, the City of
Mendota Heights, Dakota County, Minnesota, will pay to bearer
at 1 , or any
successor paying agent duly appointed by the City, the sum
shown hereon for interest then due on its General -Obligation
Temporary Improvement Bond of 1982, No. , dated May 1,
1982.
/s/ Facsimile /s/ Facsimile
City Clerk Mayor
6. The bonds shall be executed on behalf of the City
by the signatures of its Mayor and Clerk and be sealed with the
seal of the City; provided, that one (or both) of the
signatures and the seal of the City may be printed facsimiles
(if the bonds are also signed manually by at least one such
officer); and provided further that the corporate seal may be
omitted on the bonds as permitted by law. The interest coupons
pertaining thereto shall be executed by the printed, engraved
or lithographed facsimile signatures of the Mayor and Clerk.
7. The bonds when so prepared and executed shall be
delivered by the Treasurer to the purchaser thereof upon
receipt of the purchase price, and the purchaser shall not be
obliged to see to the proper application thereof.
8. There is hereby created a special fund to be
designated "General Obligation Temporary Improvement Bonds of
1982 Fund" to be held and administered by the City Treasurer
separate and apart from all other accounts of the City. The
Fund shall be maintained in the manner herein specified until
all of the bonds herein authorized and the interest thereon
have been fully paid. There shall be maintained in the Fund
two separate accounts, to be designated the "Construction
Account" and the "Debt Service Account", respectively. The
proceeds of the sale of the bonds herein authorized, less any-
accrued interest received thereon, and less any amount paid for
the bonds in excess of $1,393,000, and less capitalized
interest in the amount of $ 1Z6,00n (subject to such adjust-
ments as are appropriate to provide sufficient funds to pay
interest due on the bonds on or before may 1983 ),
plus any special assessments levied with respect to
improvements financed by the bonds and collected prior to
completion of the improvements and payment of theicosts.
thereof, shall be credited to the Construction Account, from
which there shall be paid all costs and expenses of making the
improvements listed in paragraph 9, including thecost of any
construction contracts heretofore let and all other costs
incurred and to be incurred of the kind authorized in Minnesota
Statutes, Section 475.65; and the moneys in said account shall
be used for no other purpose except as otherwise provided by
law; provided that the bond proceeds may also be used to the
extent necessary to pay interest on the bonds due prior to the
anticipated date of commencement of the collection of special
assessments herein levied and provided further that if upon
completion of the improvements there shall remainany
unexpended balance in the Construction Account, the balance
(other than any special assessments) may be transferred by the
Council to the fund of any other improvement instituted
pursuant to Minnesota Statutes, Chapter 429; and provided
further that any special assessments credited to the
Construction Account are hereby pledged and shall be used only
to pay principal and interest due on the bonds and on any bonds
issued to pay the principal and interest due on the bonds
herein authorized. There is hereby pledged and there shall be
credited to the Debt Service Account (a) all collections of
special assessments herein covenanted to be authorized by
resolution and hereafter levied and either initially credited
to the Construction Account and required to pay any principal
and interest due on the bonds or collected subsequent to the
completion of the improvements and payment of the costs
thereof; (b) all accrued interest received upon delivery of the
bonds, (c) all funds paid for the bonds in excess Of
$1,393,000, (d) capitalized interest in the amount, of
$ 126,000 (subject to such adjustments as are ilappropriate
to provide sufficient funds to pay interest due on the bonds on
or before May 1983 ), (e) any collections of tall taxes
which may herafter be levied if needed to pay the principal of
and interest on the bonds; and (f) all funds remaining in the
Construction Account after completion of the improvements and
payment of the costs thereof, not so transferred to the account
of another improvement; provided, however, that upon termina-
tion of the Debt Service Account all collections of such
special assessments herein covenanted to be hereafter levied
and any other sums pledged and appropriated to the Debt Service
Account and not used for the payment of said temporary bonds
and interest thereon shall be pledged and credited to the
extent necessary to the Debt Service Account of any improvement
bonds issued to pay in whole or part said temporary bonds. The
Debt Service Account'herein created shall be used !solely to pay
the principal and interest and any premiums for redemption of
the bonds issued hereunder and any other general obligation
bonds of the City hereafter issued by the City and made payable
from said account as provided by law. Any sums from time to
time held in the Debt Service Account (or any other City
account which will be used to pay principal or interest to
become due on the bonds) in excess of amounts which under the
applicable federal arbitrage regulations may be invested
without regard as to yield shall not be_invested at a yield in
excess of the applicable yield restriction's imposed by said
arbitrage regulations on such investments.
9. It is hereby determined that no less than 20% of
the cost to the City of each improvement financed hereunder
within the meaning of Minnesota Statutes, Section 475.58,
Subdivision 1(3) shall be paid by special assessments to be
levied against every assessable lot, piece and parcel of land
benefited by the improvements. The City hereby covenants and
agrees that it will let all construction contracts not here-
tofore let within one year after ordering each improvement
financed hereunder unless the resolution ordering the
improvement specifies a different time limit for the letting of
construction contracts and it will hereafter "authorize by
resolution" (within the meaning of Minnesota Statutes, Section
475.55(3), as amended), the special assessments and it will do
and perform as soon as they may be done, all acts and things
necessary for the final and valid levy of such special
assessments, and in the event that any such assessment be at
any time held invalid with respect to any lot, piece or parcel
of land due to any error, defect, or irregularity, in any
action or proceedings taken or to be taken by the City or this
Council or any of the City officers or employees, either in the
making of the assessments or in the performance of any
condition precedent thereto, the City and this Council will
forthwith do all further acts and take all further proceedings
as may be required by law to make the assessments a valid and
binding lien upon such property.
10. To further provide moneys for the prompt and full
payment of principal and interest on said temporary improvement
bonds, the City shall issue and sell improvement bonds, at or
prior to the maturity date of the bonds issued hereunder, in
such amounts as are needed to pay the principal and interest
then due on said temporary improvement bonds after the
application of the assessments and taxes collected, and the
appropriation of such other municipal funds as are properly
available for such purpose. The Council hereby finds,
determines and declares that the estimated collections of
special assessments and taxes to be received before the
maturity date of said temporary improvement bonds, together
with the proceeds of any improvement bonds to be issued at or
before said maturity date, and other revenues pledged for the
payment of said temporary improvement bonds and the interest
thereon will equal at least 5% in excess of the principal and
interest requirements of said temporary improvement bonds as
the same become due.
For the prompt and full payment of the principal of
and interest on the bonds, as the same respectively become due,
the full faith, credit and taxing powers of the'City shall be
and are hereby irrevocably pledged. If the balance in the Debt
Service Account is ever insufficient to pay .all principal and
interest then due on the bonds payable therefrom, the
deficiency shall be promptly paid out of any other funds of the
City which are available for such purpose, and such other funds
may be reimbursed with or without interest from the Debt
Service Account when a sufficient balance is available therein.
11. The City Clerk is hereby directed to file a
certified copy of this resolution with the County Auditor of
Dakota County, Minnesota, together with such other information
as he shall require, and to obtain from said Auditor his
certificate that said bonds have been entered in the said
Auditor's Bond Register.
12. The officers of the City are hereby authorized
and directed to prepare and furnish to the purchaser of the
temporary improvement bonds, and to the attorneys approving the
legality of the issuance thereof, certified copies of all
proceedings and records of the City relating to the bonds and
to the financial condition and affairs of the City, and such
other affidavits, certificates and information as 'are required
to show the facts relating to the legality and marketability of
the bonds as the same appear from the books and records under
their custody and control or as otherwise known to them, and
all such certified copies, certificates and affidavits, in-
cluding any heretofore furnished, shall be deemed represen-
tations of the City as to the facts recited therein.
The motion for the adoption of the foregoing
resolution was duly seconded by member Hartmann and
upon vote being taken thereon, the following voted in favor
thereof: all yea
and the following voted against the same:
none
Whereupon said resolution was declared duly passed
and adopted.
STATE OF MINNESOTA
COUNTY OF DAKOTA
CITY OF MENDOTA HEIGHTS
I, the undersigned, being the duly qualified and
acting Clerk of the City of Mendota Heights, Minnesota, DO
HEREBY CERTIFY that I have compared the attached and foregoing
extract of minutes with the original thereof on file in my
office, and that the same is a full, true and complete
transcript of the minutes of a meeting of the City Council of
said City, duly called and held on the date therein indicated,
insofar as such minutes relate to the opening and considering
of bids for, and awarding the sale of $1,400,000 General
Obligation Temporary Improvement Bonds of 1982 of said City.
Or)
(SEAL)
WITNESS my hand
day of
and the seal of said City this
1982.
140E5A1/24.00
City Clerk