Res 2015- 21 Transfer Cable Franchise Comcast of St. Paul, LLCRESOLUTION NO. 2015-21
APPROVING THE TRANSFER OF THE CABLE FRANCHISE
AND CHANGE OF CONTROL OF THE GRANTEE
WHEREAS, Comcast of St. Paul, Inc. ("Grantee"), currently holds a cable television
franchise ("Franchise") granted by the City of Mendota Heights , Minnesota; and
WHEREAS, the City is a member of the Northern Dakota County Cable
Communications Commission ("Commission"), a joint powers commission which administers
and regulates the operations of the Grantee under the Franchise; and
WHEREAS, Grantee owns, operates and maintains a cable television system ("System")
in the City pursuant to the terms of the Franchise; and
WHEREAS, the Franchise is set to expire on or about March 31, 2015 ("Franchise
Expiration Date") and the parties anticipate extending the term of the Franchise through March
31, 2016 by adoption of a separate extension resolution; and
WHEREAS, as part of the renewal of the Franchise, the City has completed an
assessment of the future cable related needs and interests of the City ("Needs Assessment");
and
WHEREAS, Grantee currently collects from subscribers in the City a public, educational
and governmental fee in the amount of $1.72, which will increase by 3% to $1.77 effective April
1, 2015 pursuant to exhibit B, paragraph 6 of the Franchise ("PEG Fee"); and
WHEREAS, Grantee currently remits $1.20 of the PEG Fee to the Commission and
retains the balance to recoup certain PEG grants previously remitted to the Commission under
the Franchise; and
WHEREAS, as of the Franchise Expiration Date, the Grantee will have been fully
reimbursed for the PEG grants it provided to the Commission under the Franchise; and
WHEREAS, on February 12, 2014, Comcast Corporation ("Comcast") and Time Warner
Cable Inc. ("TWC") entered into an Agreement and Plan of Merger; and
WHEREAS, on April 25, 2014, Comcast and Charter Communications, Inc. ("Charter")
entered into the Comcast/Charter Transactions Agreement (the "Agreement"), pursuant to
which the Grantee, through a restructuring under Comcast's ownership, will become Comcast of
St. Paul, LLC ("New Grantee") and immediately thereafter will become a wholly-owned
subsidiary of Midwest Cable, Inc. ("Midwest Cable") (the "Transaction"); and
WHEREAS, on or about June 17, 2014, the City received from Grantee, FCC Form 394
- Application for Franchise Authority Consent to Assignment or Transfer of Control of Cable
Television Franchise ("Application"); and
WHEREAS, Federal law and the terms of the Franchise require that the City take action
to consider the Application within one hundred twenty (120) days of the date of receipt, or on or
before October 15, 2014; and
WHEREAS, on or about August 22, 2014, Comcast and Midwest Cable agreed to
extend the Application review period for sixty (60) days until December 15, 2014 to allow the
City time to review the additional information concerning the qualifications of Midwest Cable
provided to the City on September 30, 2014; and
WHEREAS, on or about September 30, 2014, Comcast and Midwest Cable agreed to a
further extension of the Application review period for thirty (30) days until January 15, 2015 to
allow the City to review certain service agreements related to the Transaction as well as certain
SEC financial filings to be made available for review on October 31, 2014; and
WHEREAS, on or about December 23, 2014, Comcast and Midwest Cable agreed to a
further extension of the Application review period through and including February 27 2015; and
WHEREAS, Section 10.5 of the Franchise requires the City's advance written consent
prior to the Grantee's transfer of the Franchise; and
WHEREAS, as a result of the delays in the Franchise renewal process caused by the
processing of the Transaction, the Commission and the City have not been able to secure
adequate PEG funding for overdue capital upgrades, and have not been able to complete the
informal franchise renewal that was scheduled to be ready for City's consideration by December
31, 2014; and
WHEREAS, as a result of the proposed Transaction Grantee has requested consent
from the City to the proposed transfer of the Franchise; and
WHEREAS, the City has reviewed the proposed Transaction, and based on information
provided by Grantee and Midwest Cable and on the information received by the City from the
Northern Dakota County Cable Communications Commission ("Commission"), the City has
elected to approve the proposed Transaction subject to certain conditions as set forth herein.
NOW, THEREFORE, the City of Mendota Heights , Minnesota hereby resolves
as follows:
1. All of the above recitals are hereby incorporated by reference as if fully set forth
herein.
2. The Franchise is in full force and effect and Grantee is the lawful holder of the
Franchise.
3. New Grantee will be the lawful holder of the Franchise after completion of the
Transaction.
4. The City hereby consents and approves of the proposed Transaction subject to
the below conditions.
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a. New Grantee agreeing to assume any and all liabilities, known and
unknown, under the Franchise.
b. Within thirty (30) days following close of the Transaction, Midwest Cable
(also to be known as Greatland Connections, Inc.) shall execute and provide the
City with the Acceptance attached hereto at Exhibit A and incorporated by
reference.
c. Within thirty (30) days following close of the Transaction, Midwest Cable
(also to be known as GreatLand Connections Inc.) shall execute and provide the
City with the Corporate Parent Guaranty attached hereto as Exhibit B and
incorporated by reference.
d. Within thirty (30) days following close of the Transaction, Midwest Cable
(also to be known as GreatLand Connections Inc.) shall execute and provide the
City with a written guaranty in the form attached hereto as Exhibit C specifying
that subscriber rates and charges in the City will not increase as a result of the
costs of the proposed Transaction.
e. Within twenty (20) days of the date of adoption of this Resolution,
Grantee shall execute and file with the City the Acceptance and Agreement
attached hereto to verify New Grantee's agreement to comply with the terms and
conditions of this Resolution and the exhibits attached hereto.
f. New Grantee will not raise any challenge to the data, findings or
conclusions of the Needs Assessment that rests on:
i. the fact that New Grantee and Midwest Cable, or any other parent
company or affiliate of New Grantee or Midwest Cable, did not own or
control the System and Franchise at the time the Needs Assessment was
completed or
ii. the passage of time from the date the Needs Assessment was
completed and fails to recognize and account for the 12 month period of
delay in processing the renewal caused by review of the Transaction.
g. In the event the Transaction does not close, Grantee will not raise any
challenge to the data, findings or conclusions of the Needs Assessment that
rests on the passage of time from the date the Needs Assessment was
completed and fails to recognize and account for the 12 month period of delay in
processing the renewal caused by review of the Transaction.
h. New Grantee, or if the Transaction does not close then the Grantee,
commits to meet with the City and Commission staff and other City designees in
person at City Hall, Commission offices, or another mutually agreed upon
location, to negotiate renewal of the Franchise no less frequently than once every
thirty (30) days commencing May 1, 2015 and continuing until the Franchise is
renewed.
i. Grantee and New Grantee shall continue to collect the PEG Fee
(effective April 1, 2015 the PEG Fee shall be $1.77) as required by the
Franchise. Due to the fact that as of Franchise Expiration Date the Grantee will
have been fully reimbursed for the PEG grants it provided to the Commission (or
its PEG designee) under the Franchise, Grantee and New Grantee shall not
retain any portion of the PEG Fee but rather shall remit the entire PEG Fee of
$1.77 to the Commission (or its PEG designee) and the Commission shall have
the right, for the balance of the extended Franchise term, to use the PEG Fee for
all PEG related obligations. The City, Grantee and New Grantee agree that this
paragraph 4.i applies solely for the 12 month extension contemplated under this
Resolution and any subsequent extension and it is not intended to be relied upon
in franchise renewal negotiations.
j. Consistent with the Franchise, the PEG Fee may be unilaterally increased
no more than once each calendar year in the Commission's sole discretion as
provided by exhibit B, paragraph 6.
k. New Grantee will participate in quarterly meetings with the City's
designees for the first two (2) years following the close of the Transaction to
verify that subscriber issues and concerns are being addressed by New Grantee
or any other entity that may have interaction with subscribers within the City. If
issues are not being addressed, New Grantee agrees to meet with the City, as
directed, to explain steps being undertaken to address subscriber concerns and
New Grantee will provide regular and timely updates to the City to provide
verification of corrective actions being undertaken to address unresolved issues.
I. New Grantee will maintain an "escalated complaint program" similar to
Comcast's current program, to escalate unresolved complaints from subscribers.
A team of specifically identified employees of New Grantee shall be available to
City and Commission via email and telephone for reporting issues. These
specifically identified employees of New Grantee will have the ability to take
actions to resolve subscriber complaints relating to billing, property or service
restoration, technical appointments, or any other subscriber matters_when
necessary. New Grantee will follow-up with City or Commission in writing by
email (and by phone when necessary) with a summary of the results of the
complaint(s).
m. New Grantee shall maintain and provide (as Grantee currently provides),
the commitment of free cable TV service to schools and city buildings in
accordance with the requirements of the Franchise.
n. New Grantee's compliance with the requirements of paragraphs 4.b
through 4.m of this Resolution shall be handled under the Franchise. New
Grantee shall be subject to available enforcement procedures and remedies as if
these obligations were set forth in the Franchise.
o. Comcast shall, within twenty (20) days of the date of adoption of this
Resolution, fully reimburse the City for all of the City's reasonable costs and
expenses in connection with the City's review of the proposed Transaction,
including without limitation, all costs incurred by the City for experts and
attorneys retained by the City to assist in the review as well as notice and
publication costs ("Reimbursement").
i. The Reimbursement shall not be deemed to be "Franchise Fees"
within the meaning of Section 622 of the Cable Act (47 U.S.C. §542), nor
shall the Reimbursement be deemed to be (i) "payments in kind" or any
involuntary payments chargeable against the Franchise Fees to be paid
to the City by New Grantee pursuant to the Franchise.
ii. The Reimbursement shall be considered a requirement or charge
incidental to the awarding or enforcing of the Franchise.
iii. It is understood that the language in this paragraph 4.o has been
agreed to solely for the purpose of this Resolution and this
Reimbursement, and does not prejudice any party from taking a different
position regarding the Franchise Fee issues in the future.
5. In the event the proposed Transaction contemplated by the foregoing resolution
is not completed, for any reason, the City's consent shall not be effective. If any of the
conditions set forth herein are not met, the City's consent to the proposed Transaction
shall be null and void and of no effect.
This Resolution shall take effect and continue and remain in effect from and after the
date of its passage, approval, and adoption.
Approved by the City of Mendota Heights , Minnesota this 3rd day of
March , 2015.
ATTEST:
By:
CITY OF Mendota Heights , MINNESOTA
y:
Its: Mayor
5
ACCEPTANCE AND AGREEMENT
2015-21
Comcast ofSt. Paul, Inc. hereby accepts this Resolution No.
("Resolution") and any Exhibits incorporated by reference in the Resolution and agrees to be
bound by the terms and conditions of this Resolution and the terms and conditions of the
Franchise, as extended, referenced within the Resolution.
Dated this day of , 2015.
SWORN TO BEFORE ME this
day of .2O15.
NOTARY PUBLIC
COMCAST OF ST. PAUL, INC.
By:
Its:
6
EXHIBIT A
ACCEPTANCE BY COMCAST OF ST. PAUL, LLC TO BE FILED WITH CITY UPON
CLOSING OF THE TRANSACTION
Comcast of St. Paul, LLC, hereby accepts City of Mendota Heights
Minnesota Resolution No. 2015-21 ("Resolution") and any Exhibits incorporated by
reference in the Resolution and agrees to be bound by the terms and conditions of this
Resolution and the terms and conditions of the Franchise, as extended, referenced within the
Resolution.
Dated this day of , 2015. COMCAST OF ST. PAUL, LLC
Sworn to before me this
day of , 2015.
Notary Public
A-1
By:
Its:
EXHIBIT B
CORPORATE PARENT GUARANTY
THIS AGREEMENT is made this day of , 201_ (this
"Agreement"), by and among GreatLand Connections Inc. (f/k/a Midwest Cable, Inc.), a
Delaware corporation (the "Guarantor"), the City of Mendota Heights Minnesota
("Franchising Authority"), and a
("Company").
WITNESSETH
WHEREAS, on or about April 1, 2000, the Franchising Authority granted a Cable
Television Franchise Ordinance which is now held by Comcast of Minnesota, Inc. (the
"Franchise"), pursuant to which the Franchising Authority has granted the rights to own, operate,
and maintain a cable television system ("System"); and
WHEREAS, pursuant to the Comcast/Charter Transaction Agreement dated April 25,
2014 by and between Charter Communication, Inc., a Delaware corporation, and Comcast
Corporation, a Pennsylvania corporation, ("Agreement"), the Franchise will be transferred to the
Company and the Guarantor will acquire control of the Company as an indirect subsidiary of
Guarantor as a result of Comcast Corporation's contribution and spin off of certain cable
television systems pursuant to the Agreement ("Change in Control"); and
WHEREAS, Company and Comcast Corporation have requested the consent to the
Change of Control in accordance with the requirements of Section 10.5 of the Franchise; and
WHEREAS, pursuant to Resolution No. 2015-21 dated March 3
20 15 , Franchising Authority conditioned its consent to the Change of Control on the
issuance by Guarantor of a corporate parent guaranty guaranteeing certain obligations of
Company under the Franchise.
NOW, THEREFORE, in consideration of the foregoing promises and for other good and
valuable consideration, the receipt and sufficiency of which are hereby acknowledged, in
consideration of the approval of the Change of Control, Guarantor hereby unconditionally and
irrevocably agrees to provide all the financial resources necessary for the observance,
fulfillment and performance of the obligations of the Company under the Franchise and also to
be legally liable for performance of said obligations in case of default by the Company.
This Agreement, unless terminated, substituted, or canceled, as provided herein, shall
remain in full force and effect for the duration of the term of the Franchise.
B-1
Upon substitution of another Guarantor reasonably satisfactory to the Franchising
Authority, this Agreement may be terminated, substituted, or canceled upon thirty (30) days
prior written notice from Guarantor to the Franchising Authority and the Company. Such
termination shall not affect liability incurred or accrued under this Agreement prior to the
effective date of such termination or cancellation.
SWORN TO BEFORE ME this
day of , 2015.
NOTARY PUBLIC
GREATLAND CONNECTIONS INC.
(F/K/A MIDWEST CABLE, INC.)
By:
Its:
B-2
EXHIBIT C
GUARANTY REGARDING RATES
GreatLand Connections, Inc., upon closing of the proposed Transaction (as defined in
the City of Mendota Heights , Minnesota Resolution No. 2015-21 ), guarantees
that rates and charges for cable service offered by , the Grantee in the
City, will not increase as a result of the cost of the proposed transaction.
GreatLand Connections, Inc. agrees that any failure to adhere to this guaranty shall be
deemed a violation of the Franchise.
SWORN TO BEFORE ME this
day of , 2015.
NOTARY PUBLIC
GREATLAND CONNECTIONS, INC.,
By:
Its:
C-1